0001140361-15-015521.txt : 20150415 0001140361-15-015521.hdr.sgml : 20150415 20150415171143 ACCESSION NUMBER: 0001140361-15-015521 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120729 FILED AS OF DATE: 20150415 DATE AS OF CHANGE: 20150415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pappa Kenneth CENTRAL INDEX KEY: 0001532963 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 15772393 MAIL ADDRESS: STREET 1: C/O THERMOGENESIS CORP STREET 2: 2711 CITRUS RD. CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 4/A 1 doc1.xml FORM 4/A X0306 4/A 2012-07-29 2014-03-05 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001532963 Pappa Kenneth 2711 CITRUS RD. RANCHO CORDOVA CA 95742 0 1 0 0 VP, Manufacturing, IT Common Stock 2012-07-29 4 F 0 5508 0.88 D 60092 D Common Stock 2013-07-29 4 F 0 5508 1.16 D 54584 D Net surrender of vested restricted stock for payment of taxes related thereto. These shares were omitted and not timely filed on the reporting person's Form 4. However, while the corresponding Form 4 was not filed, the transactions were reflected on the reporting person's Amount of Securities Beneficially Owned Following Reported Transaction(s) in the intervening Form 4s. Also includes 33,333 shares of restricted stock which will vest on July 29, 2013 and July 29, 2014. Also includes 16,667 shares of restricted stock which will vest on July 29, 2014. /s/ Kenneth Pappa 2015-04-15