0001140361-14-043998.txt : 20141203 0001140361-14-043998.hdr.sgml : 20141203 20141203160426 ACCESSION NUMBER: 0001140361-14-043998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141201 FILED AS OF DATE: 20141203 DATE AS OF CHANGE: 20141203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BESSEY DAN T CENTRAL INDEX KEY: 0001240779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 141263469 MAIL ADDRESS: STREET 1: PO BOX 969 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 doc1.xml FORM 4 X0306 4 2014-12-01 1 0000811212 CESCA THERAPEUTICS INC. KOOL 0001240779 BESSEY DAN T C/O CESCA THERAPEUTICS INC. 2711 CITRUS RD. RANCHO CORDOVA CA 95742 0 1 0 0 CFO Option 1.02 2014-12-01 4 A 0 150000 0 A 2021-12-01 Common Stock 150000 393585 D Option vests every six months in six equal installments starting June 1, 2015. Dan Bessey 2014-12-03