0001140361-14-033852.txt : 20140821 0001140361-14-033852.hdr.sgml : 20140821 20140821205314 ACCESSION NUMBER: 0001140361-14-033852 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140819 FILED AS OF DATE: 20140821 DATE AS OF CHANGE: 20140821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sivilotti Mitchel CENTRAL INDEX KEY: 0001600128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 141058745 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 4 1 doc1.xml FORM 4 X0306 4 2014-08-19 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001600128 Sivilotti Mitchel C/O CESCA THERAPEUTICS 2711 CITRUS RD. RANCHO CORDOVA CA 95742 0 0 1 0 Option 1.31 2014-08-19 4 A 0 80000 0 A 2021-08-19 Common Stock 80000 180000 D Option vests every six months in six equal installments starting February 19, 2015. /s/ Mitchel Sivilotti 2014-08-21