0001140361-14-027532.txt : 20140702 0001140361-14-027532.hdr.sgml : 20140702 20140702195300 ACCESSION NUMBER: 0001140361-14-027532 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140701 FILED AS OF DATE: 20140702 DATE AS OF CHANGE: 20140702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rao Mahendra S. CENTRAL INDEX KEY: 0001429612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 14958408 MAIL ADDRESS: STREET 1: C/O THERMOGENESIS CORP. STREET 2: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95814 4 1 doc1.xml FORM 4 X0306 4 2014-07-01 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001429612 Rao Mahendra S. C/O CESCA THERAPEUTICS 2711 CITRUS RD. RANCHO CORDOVA CA 95742 1 0 0 0 Option 1.38 2014-07-01 4 A 0 25000 0 A 2021-07-01 Common Stock 25000 50000 D Option vests monthly over a one year period. /s/ Mahendra Rao, Ph.D. by Dan Bessey POA 2014-07-02