0001140361-14-011296.txt : 20140305 0001140361-14-011296.hdr.sgml : 20140305 20140305181048 ACCESSION NUMBER: 0001140361-14-011296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plavan Matthew T CENTRAL INDEX KEY: 0001326765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 14670706 MAIL ADDRESS: STREET 1: C/O THERMOGENESIS CORP. STREET 2: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 4 1 doc1.xml FORM 4 X0306 4 2014-03-03 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001326765 Plavan Matthew T C/O CESCA THERAPEUTICS INC. 2711 CITRUS RD. RANCHO CORDOVA CA 95742 1 1 0 0 CEO & Director Common Stock 2014-03-03 4 A 0 210000 0 A 305485 D Option 2.18 2014-03-03 4 A 0 100000 0 A 2018-03-03 Common Stock 100000 362500 D Shares vest in three equal installments on March 3, 2015, 2016 and 2107. Option vests in three equal installments on March 3, 2015, 2016 and 2107. Also includes 10,000 shares of restricted stock which will vest on June 1, 2014 and 25,000 shares of restricted stock which will vest on July 29, 2014. /s/ Matthew Plavan 2014-03-05