0001140361-14-011295.txt : 20140305 0001140361-14-011295.hdr.sgml : 20140305 20140305180905 ACCESSION NUMBER: 0001140361-14-011295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BESSEY DAN T CENTRAL INDEX KEY: 0001240779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 14670699 MAIL ADDRESS: STREET 1: PO BOX 969 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 doc1.xml FORM 4 X0306 4 2014-03-03 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001240779 BESSEY DAN T C/O CESCA THERAPEUTICS INC. 2711 CITRUS RD. RANCHO CORDOVA CA 95742 0 1 0 0 CFO Common Stock 2014-03-03 4 A 0 67500 0 A 117500 D Option 2.18 2014-03-03 4 A 0 33585 0 A 2018-03-03 Common Stock 33585 83585 D Shares vest in three equal installments on March 3, 2015, 2016 and 2017. Option vests in three equal installments on March 3, 2015, 2016 and 2017. Also includes 50,000 shares of restricted stock which will vest in three equal installments on March 27, 2014, 2015 and 2016. /s/ Dan T. Bessey 2014-03-05