0001140361-14-010308.txt : 20140228 0001140361-14-010308.hdr.sgml : 20140228 20140228165934 ACCESSION NUMBER: 0001140361-14-010308 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140228 DATE AS OF CHANGE: 20140228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Kenneth CENTRAL INDEX KEY: 0001600387 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 14656381 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 3 1 doc1.xml FORM 3 X0206 3 2014-02-18 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001600387 Harris Kenneth C/O CESCA THERAPEUTICS INC. 2711 CITRUS ROAD RANCHO CORDOVA CA 95742 1 1 1 0 President Common Stock 4547102 D Common Stock (Restricted) 50000 D Stock Options 2.17 2020-02-18 Common Stock 100000 D Represents 50,000 shares of restricted common stock that vest in three equal installments beginning on the first anniversary date subject to acceleration in certain events. /s/ Kenneth Harris 2014-02-26