0001140361-14-010305.txt : 20140228 0001140361-14-010305.hdr.sgml : 20140228 20140228165805 ACCESSION NUMBER: 0001140361-14-010305 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140228 DATE AS OF CHANGE: 20140228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sivilotti Mitchel CENTRAL INDEX KEY: 0001600128 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 14656352 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 3 1 doc1.xml FORM 3 X0206 3 2014-02-18 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001600128 Sivilotti Mitchel C/O THERMOGENESIS CORP 2711 CITRUS RD. RANCHO CORDOVA CA 95742 0 0 1 0 Common Stock 4617231 D Common Stock (Restricted) 50000 D Stock Options 2.17 2020-02-18 Common Stock 100000 D Represents 50,000 shares of restricted common stock that vest in three equal installments beginning on the first anniversary date subject to acceleration in certain events. The options vest in three equal installments beginning on the first anniversary date subject to acceleration in certain events. /s/ Mitchel Sivilotti 2014-02-27