-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F0h+X7Lm7HTkL/HjDfLrkwNBDiSINpe4pPTbhuz0W3Rg5tfF+DtjNVI0VCAI0YZV zypkQB0lyuBDYevq3lRRRA== 0001001277-02-000409.txt : 20020910 0001001277-02-000409.hdr.sgml : 20020910 20020910163738 ACCESSION NUMBER: 0001001277-02-000409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020802 FILED AS OF DATE: 20020910 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THERMOGENESIS CORP CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 02760873 BUSINESS ADDRESS: STREET 1: 3146 GOLD CAMP DRIVE CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 3146 GOLD CAMP DRIVE CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BARRY GEORGE J CENTRAL INDEX KEY: 0001163578 RELATIONSHIP: DIRECTOR IRS NUMBER: 332442694 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 11711 WEST 79TH STREET CITY: LENEXA STATE: KS ZIP: 66214 BUSINESS PHONE: 7858873980 MAIL ADDRESS: STREET 1: 845 NORTH 1909 ROAD CITY: LECOMPTON STATE: KS ZIP: 66050 4 1 barry.txt BUD BARRY FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person*/ 2. Issuer Name and Ticker or Trading / 6. Relationship of Reporting Person(s) to Issuer / Symbol / (Check all applicable) / / / / X Director ___ 10% Owner / ThermoGenesis Corp. ("KOOL") / ___ Officer ___ Other / / (give title below) (specify below) / / Barry, George / / - ----------------------------------------/---------------------------------------- /------------------------------------------------- (Last) (First) (Middle) / 3. IRS Identification/ 4. Statement for / 7. Individual or Joint/Group Filing / Number of / (Month/Day/Year) / (Check Applicable Line) c/o ThermoGenesis Corp. / Reporting Person, / / 3146 Gold Camp Drive / if an entity / 8/2/02 / X Form filed by One Reporting Person - ----------------------------------------/ (Voluntary) /------------------/ (Street) / / 5. If Amendment, / ___ Form filed by More than One Reporting / / Date of Original / Person / / (Month/Day/Year) / Rancho Cordova, CA 95670 / / / - --------------------------------------- / / / (City) (State) (Zip) / / / - ------------------------------------------------------------------------------------------------------------------------------------
TABLE I - NONDERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title /2.Trans- /2A. Deemed /3.Transaction/4. Securities Acquired (A) or /5. Amount of /6. Ownership / 7. Nature of of / action / Execution/ Code / Disposed of (D) (Instr. 3, / Securities / Form: / Indirect Security / Date / Date, if / Instr. 8) / 4 and 5) / Beneficially/ Direct (D)/ Beneficial (Inst.3) /(Mo/Day/Yr)/ any / / / Owned / or / Ownership / / (Mo/Day/Yr) /------------------------------------------------/ Following / Indirect / / / / Code / V / Amount /(A) or (D)/ Price / Reported / (I) / (Instr. 4) / / / / / / / / Trans- / / / / / / / / / / action(s) / (Instr.4) / / / / / / / / /(Inst. 3 & 4)/ / ==================================================================================================================================== - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
2 FORM 4 (continued) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. / 2. /3. /3A. Deemed/4.Trans-/5. Number of/6. Date /7. Title and /8. /9. /10. /11. Title of / Con- / Trans-/ Execution/ action / Derivative / Exercisable / Amount of / Price / Number / Owner- /Nature Derivative / version / action / Date, if / Code / Securities / and Expiration / Underlying / of / of / ship /of Security / or / Date / any / / Acquired / Date / Securities / Deriv- / Deriv- / Form of/In- (Instr. 3) / Exercise/ (Month// (Month/ /(Inst.8)/ (A) or / / / ative / ative / Deriv- /direct / Price of/ Day/ / Day/ / / Disposed of/(Month/Day/Year)/(Instr. 3 & 4) / Secu- / Secu- / ative /Bene- / of / Year) / Year) / / (D) / / / rity / rities / Secu- /ficial / Deriv- / / / / / / / / Benefi-/ rities /Owner- / ative / / / /(Inst.3,4,5)/ / /(Inst.4)/ cially / Benefi-/ship / Secu- / / /--------/------------/----------------/---------------/ / Owned / cially / / rity / / /Code/ V / (A) / (D) / Date / Expir-/ Title /Amount / /Follow- / Owned /(Inst. / / / / / / / / Exer- / ation / / or / /ing / / 4) / / / / / / / / cisable/ Date / /No. of / /Reported/(Inst.4)/ / / / / / / / / / / /Shares / /Trans- / / / / / / / / / / / / / / /actions / / / / / / / / / / / / / / /(Inst.4)/ / ==================================================================================================================================== Options to $1.81 8/2/02 - A V 25,000 8/2/02 8/2/07 Common 25,000 - 65,000 D N/A Purchase Stock Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: /S/ GEORGE BARRY 9/10/02 -------------------------------- ---------- George Barry Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----