-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KdhlTfMHUI8ZL8ST/HGqBz8jObjeHMMKK90jHOLie6dH5w/lJwqcMKZcnDIRvgmE cipCsFVC6HbexU3SDx4gFw== /in/edgar/work/20000911/0001001277-00-000260/0001001277-00-000260.txt : 20000922 0001001277-00-000260.hdr.sgml : 20000922 ACCESSION NUMBER: 0001001277-00-000260 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000814 FILED AS OF DATE: 20000911 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THERMOGENESIS CORP CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: [3821 ] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 333-72035 FILM NUMBER: 719929 BUSINESS ADDRESS: STREET 1: 3146 GOLD CAMP DRIVE CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 3146 GOLD CAMP DRIVE CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: SEGAL DANIEL CENTRAL INDEX KEY: 0001123011 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O THERMOGENESIS CORP STREET 2: 3146 GOLD CAMP DRIVE CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 3 1 0001.txt FORM 3 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person 2. Date of Event Requiring 4. Issuer Name and Ticker or Trading Symbol Statement (Month/Day/Year) THERMOGENESIS CORP. SEGAL, DANIEL 08/14/00 ("KOOL") - ---------------------------------------------- ------------------------------ -------------------------------------------------- (Last) (First) (Middle) 3. IRS or Social Security 5. Relationship of Reporting 6. If Amendment, Number of Reporting Person Person to Issuer Date of Original (Voluntary) (Check all applicable) (Month/Day/Year) Director 10% Owner X Officer (give Other title below (specify below) C/O THERMOGENESIS CORP. VICE-PRESIDENT, SALES 3146 GOLD CAMP ROAD & MARKETING - ---------------------------------------------- ----------------------------- --------------------------- ------------------- (Street) 7. Individual or RANCHO CORDOVA CALIFORNIA 95670 Joint/Group Filing - ---------------------------------------------- (check applicable (City) (State) (Zip) line) _X_ Form filed by One Reporting Person __ Form filed by More than One Reporting Person(s) -------------------------------------------------------------------------------------------------------------------------------
Table 1 - Non-Derivative Securities Beneficially Owned 4. Nature of Indirect 2. Amount of Securities 3. Ownership Form: Direct (D) Beneficial Beneficially Owned or Indirect (I) Ownership 1. Title of Security (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) - ---------------------------------------- -------------------------- -------------------------------- ------------------- Common Stock 3,500 D - ---------------------------------------- -------------------------- -------------------------------- -------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) FORM 3 (continued)Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 3. Title and 5. Ownership 2. Date Exercisable Amount of Securies Form of and Expiration Date Underlying Derivative 4. Conversion Derivative 6. Nature (Month/Day/Year) Security Exercise Security: of Indirect ----------- ------------ ------------------------- Price of Direct (D) Beneficial 1. Title of Derivative Security Date Exer- Expiration Amount or Number Derivative or Indirect Owernship (Instr. 4) cisable Date Title of Shares Security (I)(Instr. 5) (Instr. 5) - -------------------------------- ------------- ----------- ------- ---------------- -------------- ------------- ------------- Options to Purchase Common Stock 7/14/97 7/14/02 Common 10,000 $3.1250 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to Purchase Common Stock 4/14/98 7/14/02 Common 10,000 $3.1250 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to Purchase Common Stock 4/14/99 7/14/02 Common 10,000 $3.1250 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to Purchase Common Stock 4/14/00 7/14/02 Common 10,000 $3.1250 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to Purchase Common Stock 4/14/01 7/14/02 Common 10,000 $3.1250 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to Purchase Common Stock 1/13/00 1/13/02 Common 10,000 $2.1875 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to Purchase Common Stock 8/25/00 7/29/02 Common 10,000 $1.1250 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to Purchase Common Stock 8/14/01 8/14/03 Common 10,000 $1.1830 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to Purchase Common Stock 8/14/02 8/14/03 Common 10,000 $1.1830 D - ----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). *Signature of Reporting Person /s/ DANIEL SEGAL Date: September 8, 2000 --------------------------- Daniel Segal Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----