-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RDuE4DBuS5BeF3QhX89WXx8A/sGSonLD9rWXMNsYVwqAnHhKKBL57pe3Tig/xe9h 2etWIcYcfC6CAgtpISA78w== 0000919574-99-001298.txt : 20040129 0000919574-99-001298.hdr.sgml : 20040129 19991109172900 ACCESSION NUMBER: 0000919574-99-001298 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991109 DATE AS OF CHANGE: 19991112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT CORP /NY/ /ADV CENTRAL INDEX KEY: 0000811166 IRS NUMBER: 135133790 STATE OF INCORPORATION: NY FISCAL YEAR END: 0826 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04706 FILM NUMBER: 99744976 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125466200 FORMER COMPANY: FORMER CONFORMED NAME: DELTEC SECURITIES CORP /ADV DATE OF NAME CHANGE: 19920820 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Deltec Asset Management Corp. Address: 645 Fifth Avenue New York, New York 10022 Form 13F File Number: 28-4706 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zupello Title: Managing Director and Chief Operating Officer Phone: (212) 546-6285 Signature, Place, and Date of Signing: /s/ Stephen Zupello New York, New York November 9, 1999 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 299 Form 13F Information Table Value Total: $221,039 [thousands] List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- [Repeat as necessary.] Form 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------- -------- -------- -------- -------- -------- -------- -------- TITLE CUSIP VALUE SHRS OR SH/ PUT/ OTHER (a) (b) (c) NAME OF ISSUER OF CLASS NUMBER ($000'S) PRN AMT PRN CALL INV DSC MANAGERS SOLE SHARED NONE - -------------- -------- ------ ------ ------- --- ---- ------- -------- ---- ------ ---- 24/7 Media, Inc. Common Stock 901314104 123 3,250 SH n/a sole 3,250 A.H. Belo Corp - Ser A Common Stock 080555105 478 25,000 SH n/a sole 25,000 Abbott Laboratories Common Stock 002824100 37 1,000 SH n/a sole 1,000 About.com, Inc. Common Stock 003736105 283 5,000 SH n/a sole 5,000 Advanced Photonix Inc - CL A Common Stock 00754E107 11 20,000 SH n/a sole 20,000 Advanta Corp - Cl B Common Stock 007942204 6 500 SH n/a sole 500 Aegon N.V. - American Regd Shr Common Stock 007924103 5 54 SH n/a sole 54 Aeroflex Inc Common Stock 007768104 5,334 437,650 SH n/a sole 437,650 Aetna Life & Casualty Co Common Stock 008117103 12 244 SH n/a sole 244 Agnico Eagle Mines Ltd COM Common Stock 008474108 85 11,000 SH n/a sole 11,000 Agribiotech Inc Common Stock 008494106 61 15,000 SH n/a sole 15,000 Alliant Energy Corp Common Stock 018802108 58 2,100 SH n/a sole 2,100 Allied Irish Banks - Spns ADR Common Stock 019228402 3 100 SH n/a sole 100 Allstate Corp Common Stock 020002101 62 2,490 SH n/a sole 2,490 America Online Inc Common Stock 02364J104 3,027 29,105 SH n/a sole 29,105 American Express Company Common Stock 025816109 135 1,000 SH n/a sole 1,000 American Home Products Common Stock 026609107 1,627 39,200 SH n/a sole 39,200 American International Group Inc Common Stock 026874107 3,389 38,987 SH n/a sole 38,987 American Telephone & Telegraph Co Common Stock 001957109 218 5,000 SH n/a sole 5,000 Amgen Inc Common Stock 031162100 265 3,250 SH n/a sole 3,250 AMR Corp/Del Common Stock 001765106 109 2,000 SH n/a sole 2,000 Anadarko Petroleum Corp Common Stock 032511107 554 18,128 SH n/a sole 18,128 Anheuser-Busch Cos Inc Common Stock 035229103 455 6,500 SH n/a sole 6,500 Apple Computer Inc Common Stock 037833100 13 200 SH n/a sole 200 Aquarion Co. Common Stock 03838W101 113 3,150 SH n/a sole 3,150 Aracruz Celulose SA - Spns ADR Common Stock 038496204 71 3,400 SH n/a sole 3,400 Ariel Corp Common Stock 04033M104 37 9,000 SH n/a sole 9,000 Asia Pulp & Paper - Wts Common Stock 04516V209 0 400 SH n/a sole 400 Asia Pulp & Paper Ltd Sponsored Adr Common Stock 04516V100 18 3,000 SH n/a sole 3,000 Astrazeneca Plc - Spons ADR Common Stock 046353108 2,746 65,000 SH n/a sole 65,000 At Home Corp Ser A Common Stock 045919107 17 400 SH n/a sole 400 AT&T Liberty Media - A Common Stock 001957208 321 8,616 SH n/a sole 8,616 Atlas Air Inc Common Stock 049164106 3,772 172,455 SH n/a sole 172,455 Autotote Corp - CL A Common Stock 053323101 734 279,770 SH n/a sole 279,770 Avon Products Inc Common Stock 054303102 74 3,000 SH n/a sole 3,000 AXA Financial Inc. Common Stock 002451102 474 8,500 SH n/a sole 8,500 Azurix Corp Common Stock 05501M104 77 4,500 SH n/a sole 4,500 Barrick Gold Corp Common Stock 067901108 90 4,122 SH n/a sole 4,122 BE Aerospace Inc Common Stock 073302101 402 33,700 SH n/a sole 33,700 Bellsouth Corp Common Stock 079860102 113 2,520 SH n/a sole 2,520 Benchmark Electronics, Inc. Common Stock 08160H101 5,413 153,300 SH n/a sole 153,300 Berkshire Hathaway Inc - Cl A Common Stock 084670108 110 2 SH n/a sole 2 Berkshire Hathaway Inc - CL B Common Stock 084670207 2 1 SH n/a sole 1 Berry Petroleum - CL A Common Stock 085789105 2 132 SH n/a sole 132 Bestfoods Common Stock 08658U101 84 1,740 SH n/a sole 1,740 BIOGEN INC Common Stock 090597105 39 500 SH n/a sole 500 BP Amoco PLC Spons ADR Common Stock 055622104 84 756 SH n/a sole 756 Bristol-Myers Squibb Co. Common Stock 110122108 741 10,980 SH n/a sole 10,980 Broadway Financial Corp/Del Common Stock 111444105 1,603 233,131 SH n/a sole 233,131 Brookline Bancorp, Inc. Common Stock 113739106 509 50,000 SH n/a sole 50,000 Cadbury Schweppes PLC - Sp ADR Common Stock 127209302 138 5,000 SH n/a sole 5,000 Cadence Design System Inc Common Stock 127387108 967 73,000 SH n/a sole 73,000 Canadian Imperial Bank of Commerce Common Stock 136069101 39 2,000 SH n/a sole 2,000 Carson Inc - CL A Common Stock 145845103 55 19,000 SH n/a sole 19,000 CBS Corporation Common Stock 12490K107 83 1,800 SH n/a sole 1,800 CD Radio, Inc. Common Stock 125127100 3,867 151,650 SH n/a sole 151,650 Celadon Group Inc Common Stock 150838100 2,510 329,211 SH n/a sole 329,211 Celestica, Inc. Common Stock 15101Q108 4,064 82,300 SH n/a sole 82,300 Cemex SA - Spns ADR Common Stock 151290889 251 10,384 SH n/a sole 10,384 CFS Bancorp Inc Common Stock 12525D102 658 63,000 SH n/a sole 63,000 Chase Manhattan Corp New Common Stock 16161A108 64 850 SH n/a sole 850 Chemdex Corp. Common Stock 163595101 15 500 SH n/a sole 500 Chevron Corp Common Stock 166751107 16 175 SH n/a sole 175 China Eastern Airlines - ADR Common Stock 16937R104 295 25,500 SH n/a sole 25,500 China Southern Air - ADR Common Stock 169409109 287 25,800 SH n/a sole 25,800 Chirex Inc. Common Stock 170038103 62 2,400 SH n/a sole 2,400 Chubb Corp. Common Stock 171232101 90 1,800 SH n/a sole 1,800 Cisco Systems Inc Common Stock 17275R102 1,811 26,410 SH n/a sole CIA Paranaense de Energia Spon ADR Pf Common Stock 20441B407 1,964 299,200 SH n/a sole 299,200 Citigroup Inc Common Stock 172967101 4,455 101,245 SH n/a sole 101,245 City Investing Co. Liquidating Trust Common Stock 177900107 320 250,000 SH n/a sole 250,000 Clarent Corp. Common Stock 180461105 51 1,000 SH n/a sole 1,000 CMGI Inc Common Stock 125750109 21 200 SH n/a sole 200 Coca-Cola Company Common Stock 191216100 733 15,260 SH n/a sole 15,260 Cohoes Bancorp Common Stock 192513109 99 8,500 SH n/a sole 8,500 Colgate Palmolive Co. Common Stock 194162103 503 11,000 SH n/a sole 11,000 Companhia Brazileira Distribuicao-ADR Common Stock 20440T201 793 40,000 SH n/a sole 40,000 Compaq Computer Corp Common Stock 204493100 61 2,670 SH n/a sole 2,670 Concentric Network Corp. Common Stock 20589R107 20 1,000 SH n/a sole 1,000 Concord Camera Corp Common Stock 206156101 5,802 672,735 SH n/a sole 672,735 Concord Communications Inc. Common Stock 206186108 80 2,000 SH n/a sole 2,000 Conectiv Inc Common Stock 206829103 4 205 SH n/a sole 205 Constellation Energy Group Common Stock 210371100 7 246 SH n/a sole 246 Corn Products International Inc Common Stock 219023108 59 1,935 SH n/a sole 1,935 Costco Wholesale Corp Common Stock 22160K105 893 12,400 SH n/a sole 12,400 Cypress Semiconductors Corp. Common Stock 232806109 7,581 352,600 SH n/a sole 352,600 Dell Computer Corp Common Stock 247025109 231 5,535 SH n/a sole 5,535 Delphi Automotive Systems Common Stock 247126105 11 699 SH n/a sole 699 Digital Island Inc. Common Stock 25385N101 182 7,000 SH n/a sole 7,000 Digital Lightware, Inc. Common Stock 253855100 492 69,000 SH n/a sole 69,000 DII Group Inc Common Stock 232949107 1,302 37,000 SH n/a sole 37,000 Doubleclick Inc Common Stock 258609304 12 100 SH n/a sole 100 Dreyfus Strategic Municipals Inc Common Stock 261932107 0 53 SH n/a sole 53 Dupont Denemours & Co Common Stock 263534109 109 1,788 SH n/a sole 1,788 Earthshell Corp. Common Stock 27032B100 4 1,000 SH n/a sole 1,000 Eastman Chemical Company Common Stock 277432100 14 347 SH n/a sole 347 Eastman Kodak Co Common Stock 277461109 166 2,200 SH n/a sole 2,200 Eaton Vance Nat'l Municipal Income Tr. Common Stock 27826U108 82 6,500 SH n/a sole 6,500 EFTC Corporation Common Stock 268443108 4,740 1,318,870 SH n/a sole 1,318,870 Electronics Arts Inc Common Stock 285512109 58 800 SH n/a sole 800 Eli Lilly & Company Common Stock 532457108 2,496 39,000 SH n/a sole 39,000 Embratel Participacoes SA - Spns ADR Common Stock 29081N100 114 10,000 SH n/a sole 10,000 EMC Corp / Mass Common Stock 268648102 2 25 SH n/a sole 25 Emerson Electric & Co Common Stock 291011104 28 450 SH n/a sole 450 Encal Energy Ltd Common Stock 29250D107 4 763 SH n/a sole 763 Enron Corp Common Stock 293561106 210 5,100 SH n/a sole 5,100 Ensco International Inc Common Stock 26874Q100 54 3,000 SH n/a sole 3,000 Estee Lauder Companies Cl A Common Stock 518439104 23 600 SH n/a sole 600 E'Town Corp Common Stock 269242103 45 900 SH n/a sole 900 Excaliber Technologies Corp. Common Stock 300651205 3 400 SH n/a sole 400 Extreme Networks, Inc. Common Stock 30226D106 25 400 SH n/a sole 400 Exxon Corp Common Stock 302290101 311 4,100 SH n/a sole 4,100 FDX Corporation Common Stock 31304N107 1,473 38,000 SH n/a sole 38,000 Federal Mogul Corp Common Stock 313549107 28 1,000 SH n/a sole 1,000 Federal National Mortgage Association Common Stock 313586109 213 3,400 SH n/a sole 3,400 First Community Financial Corp. - NC Common Stock 31984M106 99 6,000 SH n/a sole 6,000 First Place Financial/Ohio Common Stock 33610T109 91 8,000 SH n/a sole 8,000 First Security Fed Finl Inc. Common Stock 336392105 98 9,000 SH n/a sole 9,000 First Virginia Banks, Inc. Common Stock 337477103 39 900 SH n/a sole 900 Firstcom Corp. Common Stock 33763T104 100 10,000 SH n/a sole 10,000 Flanders Corporation Common Stock 338494107 2,044 788,100 SH n/a sole 788,100 Ford Motor Company Common Stock 345370100 88 1,750 SH n/a sole 1,750 Forest Laboratories Inc Common Stock 345838106 1,529 36,290 SH n/a sole 36,290 Franklin Resources Inc Common Stock 354613101 2,506 81,500 SH n/a sole 81,500 Frequency Electronics Inc Common Stock 358010106 95 10,250 SH n/a sole 10,250 Gainsco, Inc. Common Stock 363127101 62 10,000 SH n/a sole 10,000 Genelabs Technologies Inc Common Stock 368706107 59 20,833 SH n/a sole 20,833 General Electric Co. Common Stock 369604103 403 3,400 SH n/a sole 3,400 General Motors Corp Common Stock 370442105 787 12,500 SH n/a sole 12,500 Genzyme Corp Common Stock 372917104 61 1,350 SH n/a sole 1,350 Genzyme Surgical Products Common Stock 372917609 1 241 SH n/a sole 241 Genzyme Transgenics Corp Common Stock 37246E105 4 600 SH n/a sole 600 Gillette Co. Common Stock 375766102 1,239 36,500 SH n/a sole 36,500 Global Telesystems Group Inc Common Stock 37936U104 6,212 315,025 SH n/a sole 315,025 Goldman Sachs Group, Inc. Common Stock 38141G104 12 200 SH n/a sole 200 Great China Fund Inc Common Stock 39167B102 3 416 SH n/a sole 416 Grupo Televisa SA - GDR Common Stock 40049J206 3,794 95,000 SH n/a sole 95,000 GST Telecommuni- cations Inc Common Stock 361942105 25 3,500 SH n/a sole 3,500 GTE Corp Common Stock 362320103 31 400 SH n/a sole 400 Gulf Canada Resources Ltd Common Stock 40218L305 17 4,000 SH n/a sole 4,000 Home Depot Inc Common Stock 437076102 714 10,400 SH n/a sole 10,400 Homestake Mining Co. Common Stock 437614100 18 2,000 SH n/a sole 2,000 Idexx Laboratories Inc Common Stock 45168D104 368 21,351 SH n/a sole 21,351 Ilex Oncology, Inc. Common Stock 451923106 51 4,125 SH n/a sole 4,125 Inco Ltd. Common Stock 453258402 35 1,650 SH n/a sole 1,650 Intel Corp Common Stock 458140100 225 3,030 SH n/a sole 3,030 Interliant, Inc. Common Stock 458742103 1,307 109,500 SH n/a sole 109,500 Intermedia Communications Inc Common Stock 458801107 33 1,500 SH n/a sole 1,500 International Business Machines Corp Common Stock 459200101 1,748 14,400 SH n/a sole 14,400 Ireland Bank ADR Common Stock 46267Q103 7 200 SH n/a sole 200 Irsa Inversiones y Representaciones AD Common Stock 450047204 0 0 SH n/a sole - ITT Hartford Group Inc Common Stock 416515104 22 526 SH n/a sole 526 ITT Industries Inc Common Stock 450911102 16 488 SH n/a sole 488 J.D. Edwards & Co. Common Stock 281667105 18 850 SH n/a sole 850 J.P. Morgan & Co Inc Common Stock 616880100 144 1,260 SH n/a sole 1,260 Jabil Circuit Inc. Common Stock 466313103 2,334 47,150 SH n/a sole 47,150 Jackpot Enterprises Inc Common Stock 466392107 0 10 SH n/a sole 10 JMAR Industries Inc COM Common Stock 466212107 36 22,000 SH n/a sole 22,000 Johnson & Johnson Common Stock 478160104 3,187 34,688 SH n/a sole 34,688 Jones Apparel Group Inc Common Stock 480074103 271 9,432 SH n/a sole 9,432 Kansas City Southern Industries, Inc. Common Stock 485170104 98 2,100 SH n/a sole 2,100 Key Energy Services, Inc. Common Stock 492914106 22 4,500 SH n/a sole 4,500 Kimberly Clark Corp Common Stock 494368103 11 200 SH n/a sole 200 Koninklijke Philips Electronics - NY S Common Stock 500472204 5,841 57,828 SH n/a sole 57,828 Korea Telecom Corp - Spns ADR Common Stock 50063P103 1,147 31,000 SH n/a sole 31,000 Korean Investment Fund Inc Common Stock 500637103 103 16,000 SH n/a sole 16,000 Kyzen Corp - CL A Common Stock 501596100 2 3,000 SH n/a sole 3,000 Legg Mason, Inc. Common Stock 524901105 153 4,000 SH n/a sole 4,000 Lehman Brothers Holdings Inc Common Stock 524908100 12 200 SH n/a sole 200 Level 3 Communications Inc Common Stock 52729N100 157 3,000 SH n/a sole 3,000 Lincoln Bancorp Common Stock 532879103 83 7,000 SH n/a sole 7,000 LNR Property Corp Common Stock 501940100 20 1,000 SH n/a sole 1,000 Lockheed Martin Corporation Common Stock 539830109 49 1,500 SH n/a sole 1,500 Lucent Technologies Inc Common Stock 549463107 176 2,708 SH n/a sole 2,708 Magyar Tavkozlesi RT - ADR Common Stock 559776109 409 15,000 SH n/a sole 15,000 May Dept. Stores Co. COM Common Stock 577778103 0 6 SH n/a sole 6 MCI Worldcom Inc Common Stock 55268B106 2,834 39,435 SH n/a sole 39,435 McKesson HBOC Inc Common Stock 58155Q103 35 1,200 SH n/a sole 1,200 McMoran Exploration Co. Common Stock 582411104 2 93 SH n/a sole 93 Merck & Co Common Stock 589331107 3,228 49,805 SH n/a sole 49,805 Merrill Lynch & Co Inc Common Stock 590188108 4,216 62,750 SH n/a sole 62,750 Metal Management Inc Common Stock 591097100 235 160,000 SH n/a sole 160,000 MGC Communications, Inc. Common Stock 552763302 1,370 66,000 SH n/a sole 66,000 Micron Technology Inc Common Stock 595112103 126 1,900 SH n/a sole 1,900 Microsoft Corp Common Stock 594918104 1,569 17,320 SH n/a sole 17,320 Mirage Resorts, Inc. Common Stock 60462E104 7 500 SH n/a sole 500 Mitchell Energy & Development-CL A Common Stock 606592202 20 800 SH n/a sole 800 Mitchell Energy & Development-CL B Common Stock 606592301 19 800 SH n/a sole 800 MMC Networks Inc. Common Stock 55308N102 179 5,750 SH n/a sole 5,750 Mony Group Inc. Common Stock 615337102 635 22,000 SH n/a sole 22,000 Morgan Stanley Dean Witter Discovery C Common Stock 617446448 3,948 44,268 SH n/a sole 44,268 National Semiconductor Corp Common Stock 637640103 305 10,000 SH n/a sole 10,000 National Techteam, Inc. Common Stock 638108100 243 52,500 SH n/a sole 52,500 Neoprobe Corp Common Stock 640518106 2 2,500 SH n/a sole 2,500 Network Solutions Inc Cl A Common Stock 64121Q102 92 1,000 SH n/a sole 1,000 Newmont Mining Corp Common Stock 651639106 144 5,580 SH n/a sole 5,580 Northeast Pennsylvania Fin'l. Common Stock 663905107 93 9,000 SH n/a sole 9,000 Optimal Robotics Corp Common Stock 68388R208 68 3,800 SH n/a sole 3,800 Orbital Engine Corp Ltd - ADR Common Stock 685563306 3 1,000 SH n/a sole 1,000 OSI Pharmaceuticals, Inc. Common Stock 671040103 34 6,000 SH n/a sole 6,000 Paine Webber Group Inc Common Stock 695629105 1,876 51,750 SH n/a sole 51,750 P-Com Inc. Common Stock 693262107 21 3,000 SH n/a sole 3,000 Peapod Inc Common Stock 704718105 101 10,000 SH n/a sole 10,000 Pepsico, Inc. Common Stock 713448108 86 2,850 SH n/a sole 2,850 Petroleum Geo- Services - Spns ADR Common Stock 716597109 991 52,000 SH n/a sole 52,000 Pfizer Inc Common Stock 717081103 4,742 131,940 SH n/a sole 131,940 Philip Morris Companies Inc Common Stock 718154107 103 3,000 SH n/a sole 3,000 Phillips Petroleum Co. Common Stock 718507106 73 1,500 SH n/a sole 1,500 Phosphate Resources Partners Common Stock 719217101 15 1,500 SH n/a sole 1,500 Placer Dome Inc. COM Common Stock 725906101 143 9,639 SH n/a sole 9,639 PNC Financial Corp Common Stock 693475105 168 3,186 SH n/a sole 3,186 Pohang Iron & Steel - Adr Common Stock 730450103 304 9,700 SH n/a sole 9,700 Premier Laser Systems Inc - CL A Common Stock 740522107 12 4,000 SH n/a sole 4,000 Prison Realty Corp Common Stock 74264N105 6,396 594,943 SH n/a sole 594,943 Procter & Gamble Co Common Stock 742718109 281 3,000 SH n/a sole 3,000 Provident American Corp Common Stock 743832107 15 1,000 SH n/a sole 1,000 Qualcomm, Inc. Common Stock 747525103 57 300 SH n/a sole 300 Qwest Communications Intl Common Stock 749121109 2,126 71,900 SH n/a sole 71,900 Ranger Oil Ltd Common Stock 752805101 4 1,000 SH n/a sole 1,000 Rdeback Networks Common Stock 757209101 22 200 SH n/a sole 200 Read - Rite Corp Common Stock 755246105 9 2,000 SH n/a sole 2,000 Restoration Hardware Inc Common Stock 760981100 8 1,000 SH n/a sole 1,000 Robert Half Int'l., Inc. Common Stock 770323103 144 6,000 SH n/a sole 6,000 Rogers Communications - CL B Common Stock 775109200 37 2,200 SH n/a sole 2,200 Royal Bank of Scotland Ser C PFD Common Stock 780097408 50 2,000 SH n/a sole 2,000 Royal Dutch Petro - NY Shares Common Stock 780257804 328 5,550 SH n/a sole 5,550 RPM Inc - Ohio Common Stock 749685103 12 1,000 SH n/a sole 1,000 Sabre Holdings Corp. Common Stock 785905100 260 6,000 SH n/a sole 6,000 Safeguard Scientifics, Inc. Common Stock 786449108 68 1,000 SH n/a sole 1,000 Saks Holdings Inc Common Stock 79377W108 872 57,400 SH n/a sole 57,400 SBC Communications Inc Common Stock 78387G103 694 13,600 SH n/a sole 13,600 SCI Systems Inc Common Stock 783890106 33 750 SH n/a sole 750 Sea Containers Ltd - Cl A Common Stock 811371707 678 24,200 SH n/a sole 24,200 Sea Containers Ltd Cl B Common Stock 811371103 415 14,600 SH n/a sole 14,600 Sears Roebuck & Co. Common Stock 812387108 42 1,344 SH n/a sole 1,344 Sepracor Inc Common Stock 817315104 39 520 SH n/a sole 520 Seven Seas Petroleum Corp Common Stock 817917107 6 3,000 SH n/a sole 3,000 Shaw Communications Inc - CL B Common Stock 82028K200 91 3,300 SH n/a sole 3,300 Smart Modular Technologies Inc Common Stock 831690102 10 300 SH n/a sole 300 Smithkline Beecham Plc - ADR Common Stock 832378301 3,481 60,400 SH n/a sole 60,400 St Jude Medical, Inc. Common Stock 790849103 630 20,000 SH n/a sole 20,000 Star Gas Partners L.P. Common Stock 85512C105 4 240 SH n/a sole 240 State Street Boston Corp Common Stock 857477103 2,381 36,850 SH n/a sole 36,850 Staten Island Bancorp Inc Common Stock 857550107 219 11,617 SH n/a sole 11,617 Stolt Comex Seaway S.A. ADR CLASS A Common Stock 861567105 7 660 SH n/a sole 660 Suburban Lodges of America Common Stock 864444104 100 17,500 SH n/a sole 17,500 Suiza Foods Corp Common Stock 865077101 38 1,000 SH n/a sole 1,000 Systems & Computer Tech Corp. Common Stock 871873105 21 1,700 SH n/a sole 1,700 T. Rowe Price Associates Common Stock 741477103 192 7,000 SH n/a sole 7,000 TCBY Enterprises Inc Common Stock 872245105 5 1,000 SH n/a sole 1,000 Tele Centro Sul Participacoes SA - ADR Common Stock 879239101 833 15,000 SH n/a sole 15,000 Tele Norte Leste Participacoes - ADR Common Stock 879246106 5,286 341,000 SH n/a sole 341,000 Telebras - Spns ADR Pfd Block (TBH) Common Stock 879287308 9,725 129,775 SH n/a sole 129,775 Telecommunicaoes Brasileiras SA Adr Common Stock 879287100 7 220,625 SH n/a sole 220,625 Telekomunik Indonesia - Spns ADR Common Stock 715684106 53 7,600 SH n/a sole 7,600 Teleponos De Mexico SA ADR L Common Stock 879403780 2,829 39,700 SH n/a sole 39,700 Telesp Participacoes SA - ADR Common Stock 87952K100 1,134 72,000 SH n/a sole 72,000 Templeton Dragon Fund Inc Common Stock 88018T101 540 64,420 SH n/a sole 64,420 Texas Instruments Inc Common Stock 882508104 82 1,000 SH n/a sole 1,000 Texas Utilities Co Common Stock 882848104 10 275 SH n/a sole 275 The Walt Disney Co. Common Stock 254687106 168 6,500 SH n/a sole 6,500 Thoratec Labs Corp Common Stock 885175307 118 15,410 SH n/a sole 15,410 Ticketmaster Online-Citysearch - CL B Common Stock 88633P203 5 200 SH n/a sole 200 Tiffany & Co New Common Stock 886547108 120 2,000 SH n/a sole 2,000 Time Warner Inc Common Stock 887315109 1,236 20,350 SH n/a sole 20,350 Transkaryotic Therapies Inc Common Stock 893735100 51 1,000 SH n/a sole 1,000 Transwitch Corp Common Stock 894065101 43 750 SH n/a sole 750 Trico Marine Services Inc Common Stock 896106101 42 5,050 SH n/a sole 5,050 Tricom SA - Sponsored ADR Common Stock 89612A100 16 2,000 SH n/a sole 2,000 Triquint Semiconductor Inc Common Stock 89674K103 31 550 SH n/a sole 550 TRM Copy Centers Corp Common Stock 872636105 146 26,600 SH n/a sole 26,600 Troy Financial Corp. Common Stock 897329108 97 9,000 SH n/a sole 9,000 Tubos De Acero De Mexico SA ADR Common Stock 898592506 29 2,375 SH n/a sole 2,375 Tyco Int'l. Ltd. Common Stock 902124106 5,845 56,610 SH n/a sole 56,610 Unibanco - Sponsored GDR Common Stock 90458E107 1,539 87,000 SH n/a sole 87,000 Unilever NV - NY Shares New Common Stock 904784709 243 3,572 SH n/a sole 3,572 Union Carbide Corp Common Stock 905581104 57 1,000 SH n/a sole 1,000 United Global Com Inc - CL A Common Stock 913247508 3,012 42,050 SH n/a sole 42,050 Unocal Corp. Common Stock 915289102 852 23,000 SH n/a sole 23,000 Ventas Inc Common Stock 92276F100 14 3,000 SH n/a sole 3,000 Verio Inc Common Stock 923433106 187 6,034 SH n/a sole 6,034 Vina Concha Y Toro SA - ADR Common Stock 927191106 23 600 SH n/a sole 600 Vitro S.A. - Spns ADR Common Stock 928502301 21 5,000 SH n/a sole 5,000 Vivus Inc Common Stock 928551100 3 1,100 SH n/a sole 1,100 Vodafone Airtouch PLC - Spons ADR Common Stock 92857T107 0 0 SH n/a sole - Voyager.net, Inc. Common Stock 92906W101 4,420 505,090 SH n/a sole 505,090 Wal-Mart Stores Inc Common Stock 931142103 95 2,000 SH n/a sole 2,000 Washington Mutual, Inc. Common Stock 939322103 9 300 SH n/a sole 300 Watson Pharmaceuticals Inc Common Stock 942683103 949 31,050 SH n/a sole 31,050 WEBS Japan Index Series Common Stock 92923H889 24 1,725 SH n/a sole 1,725 Wellsford Real Properties Common Stock 950240101 0 44 SH n/a sole 44 Wisconsin Energy Corp Common Stock 976657106 49 2,100 SH n/a sole 2,100 Wit Capital Group Inc. Common Stock 97737K309 9 500 SH n/a sole 500 WorldTalk Communications Corp Common Stock 98155G101 2,756 658,134 SH n/a sole 658,134 Woronoco Bancorp Inc. Common Stock 981630106 203 20,000 SH n/a sole 20,000 Wyman Gordon Company Common Stock 983085101 6,727 359,950 SH n/a sole 359,950 Yahoo Inc Common Stock 984332106 197 1,100 SH n/a sole 1,100 Zenix Income Fund Common Stock 989414107 35 6,500 SH n/a sole 6,500 Call SCI Systems Jan 045 Exp 01/22/00 Option 7838909A6 (5) (7) SH n/a sole (7) ITEM COUNT TOTAL $221,039 299
[Repeat as necessary] 01552003.AB0 -----END PRIVACY-ENHANCED MESSAGE-----