-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DuLDFYTD4KDbi/KjtDz0Gb8eeVn6GvmrjT2OQEdHTP0KVtU7NPRjDdePmP3ekXks t/Dg10DgE7LYz6jZz2EH6w== 0000919574-02-000925.txt : 20040129 0000919574-02-000925.hdr.sgml : 20040129 20020503164151 ACCESSION NUMBER: 0000919574-02-000925 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT CORP /NY/ /ADV CENTRAL INDEX KEY: 0000811166 IRS NUMBER: 135133790 STATE OF INCORPORATION: NY FISCAL YEAR END: 0826 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04706 FILM NUMBER: 02633852 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125466200 FORMER COMPANY: FORMER CONFORMED NAME: DELTEC SECURITIES CORP /ADV DATE OF NAME CHANGE: 19920820 13F-HR 1 d320220_13-f.txt DELTEC ASSET MGMT. FORM 13-F QUARTER END 3/31/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2002 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Deltec Asset Management LLC Address: 645 Fifth Avenue New York, New York 10002 13F File Number: 28-4706 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zuppello Title: Senior Managing Director Phone: (212) 546-6285 Signature, Place and Date of Signing: /s/ Stephen Zupello New York, New York April 26, 2002 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ----------------------- -------------------------- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 307 Form 13F Information Table Value Total: $114,054.00 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOLTING AUTHORITY NAME OF ISSUER CLASS CUSIP (000's) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE ADC Telecommunctns Inc common 000886101 $ 888.19 218,750 sh n/a sole 218,750 Actv Inc Com common 00088E104 15.75 10,500 sh n/a sole 10,500 Act Mfg Inc Sub Nt Conv bond 000973AB3 225.90 2,510,000 prn n/a sole 2,510,000 Aflac Inc common 001055102 88.50 3,000 sh n/a sole 3,000 AES Corp common 00130H105 226.80 25,200 sh n/a sole 25,200 AOL Time Warner Inc common 00184A105 497.36 21,030 sh n/a sole 21,030 AT&T Wireless Services Inc common 00209A106 2.87 321 sh n/a sole 321 Abbott Laboratories common 002824100 807.41 15,350 sh n/a sole 15,350 Abgenix Inc Com common 00339B107 7.55 400 sh n/a sole 400 Adelphia Business Solutions common 006847107 0.05 1,245 sh n/a sole 1,245 Adelphia Communications Corp common 006848105 3,041.09 204,100 sh n/a sole 204,100 Advanced Switching Communications Inc common 00757V106 20.20 20,000 sh n/a sole 20,000 Advancepcs CL A common 00790K109 451.05 15,000 sh n/a sole 15,000 Agere Sys Inc CL A common 00845V100 11.09 2,850 sh n/a sole 2,850 Agilent Technologiesinc Com common 00846U101 62.93 1,800 sh n/a sole 1,800 Akamai Technologies Inc Com common 00971T101 4.00 1,000 sh n/a sole 1,000 Alcide Corp New common 013742507 70.98 3,000 sh n/a sole 3,000 Allegiance Telecom Inc Com common 01747T102 7.50 2,500 sh n/a sole 2,500 Allos Therapeutics Inc Com common 019777101 2,009.42 298,250 sh n/a sole 298,250 America Movil S A Dec V Sponsored Adr common 02364W105 922.11 47,800 sh n/a sole 47,800 American Express Company common 025816109 536.58 13,100 sh n/a sole 13,100 American International Group common 026874107 141.76 1,965 sh n/a sole 1,965 Amgen Inc common 031162100 775.84 13,000 sh n/a sole 13,000 Amkor Technology Inccom common 031652100 11.13 500 sh n/a sole 500 Amkor Technology Incnt Conv common 031652AH3 15.50 20,000 sh n/a sole 20,000 Amylin Pharmaceuticals Inc common 032346108 100.00 10,000 sh n/a sole 10,000 Anadarko Pete Corp common 032511107 2,190.72 38,815 sh n/a sole 38,815 Aracruz Celulose Sa - Spns Adr common 038496204 665.53 32,500 sh n/a sole 32,500 Ariba Inc Com common 04033V104 8.20 1,810 sh n/a sole 1,810 Astrazeneca Plc Sponsored Adr common 046353108 24.80 500 sh n/a sole 500 BP Plc Spons Adr common 055622104 99.93 1,882 sh n/a sole 1,882 Banco Bradesco S.A. Sponsored Adr common 059460105 493.50 15,000 sh n/a sole 15,000 Banco Bradesco S A Sponsored Adr Repstg common 059460204 738.34 24,400 sh n/a sole 24,400 Banco Itau S A Sponsored Adr Repstg common 059602201 601.50 15,000 sh n/a sole 15,000 Baxter International Inc. common 071813109 2,845.06 47,800 sh n/a sole 47,800 Bayer Ag Sponsored Adr common 072730302 11.84 350 sh n/a sole 350 BE Aerospace Inc common 073302101 1.99 200 sh n/a sole 200 Bellsouth Corp common 079860102 37.60 1,020 sh n/a sole 1,020 Benchmark Electronics Inc common 08160H101 42.00 1,500 sh n/a sole 1,500 Berkshire Hathaway Hldg Inc CL A common 084670108 142.20 2 sh n/a sole 2 Berkshire Hathaway Inc CL-B common 084670207 85.28 36 sh n/a sole 36 Biotransplant Inc Com common 09066Y107 104.20 20,000 sh n/a sole 20,000 Biovail Corp Com ISIN#CA09067J1093 common 09067J109 31.24 625 sh n/a sole 625 Blackrock Fla Mun Income Tr Sh Ben Int common 09248H105 105.04 8,000 sh n/a sole 8,000 Bristol-Myers Squibbco Com common 110122108 58.47 1,444 sh n/a sole 1,444 British Amern Tob Plc Sponsored Adr common 110448107 191.40 10,000 sh n/a sole 10,000 Broadcom Corp CL A common 111320107 5.39 150 sh n/a sole 150 Broadwing Inc Com common 111620100 27.96 4,000 sh n/a sole 4,000 Brocade Communications Sys common 111621108 297.00 11,000 sh n/a sole 11,000 CMGI Inc Com common 125750109 0.11 80 sh n/a sole 80 CVS Corp Com common 126650100 51.50 1,500 sh n/a sole 1,500 Canadian Natural Resltd common 136385101 1.84 56 sh n/a sole 56 Celestica Inc Sub Vtg Shs common 15101Q108 72.52 2,000 sh n/a sole 2,000 Cendant Corp Com common 151313103 422.40 22,000 sh n/a sole 22,000 China Southern Airlines Ltd Adr common 169409109 244.27 740,000 sh n/a sole 740,000 China Mobile Hong Kong Ltd S A common 16941M109 482.16 32,000 sh n/a sole 32,000 Ciena Corp Com common 171779101 19.32 2,154 sh n/a sole 2,154 Cisco Systems Inc common 17275R102 5.58 330 sh n/a sole 330 Citigroup Inc common 172967101 1,756.08 35,462 sh n/a sole 35,462 City Investing Company Liquidating common 177900107 475.00 250,000 sh n/a sole 250,000 Clarent Corp common 180461105 2.34 6,500 sh n/a sole 6,500 Coca-Cola Company common 191216100 104.52 2,000 sh n/a sole 2,000 Coca-Cola Femsa S A De Cv Spon Adr common 191241108 177.19 6,500 sh n/a sole 6,500 Colgate Palmolive Co. common 194162103 42.86 750 sh n/a sole 750 Commerce One Inc Delcom common 200693109 0.31 200 sh n/a sole 200 Cemig-Compania Energetica De Minas Ger Adr common 204409601 1,241.62 81,000 sh n/a sole 81,000 Cia Siderurgica Nacional Sponsored Adr common 20440W105 90.50 5,000 sh n/a sole 5,000 Companhia Paranaese De Energia Copel common 20441B407 202.80 26,000 sh n/a sole 26,000 Companhia De Bebidas Das Amersambev - Spons Adr common 20441W203 1,167.38 58,000 sh n/a sole 58,000 Compania Anonima Nacional Telefonos common 204421101 368.40 22,000 sh n/a sole 22,000 Compaq Computer Corp common 204493100 1.78 170 sh n/a sole 170 Conceptus Inc common 206016107 23.49 1,091 sh n/a sole 1,091 Concord Camera Corp common 206156101 3,485.29 387,250 sh n/a sole 387,250 Consolidated Edison Inc Com common 209115104 251.46 6,000 sh n/a sole 6,000 Converium Hldg Ag Sponsored Adr common 21248N107 326.38 12,500 sh n/a sole 12,500 Corning Inc Com common 219350105 16.63 2,182 sh n/a sole 2,182 Corrections Corp of America 12% Conv Pfd Ser B common 22025Y308 0.16 8 sh n/a sole 8 Corrections Corp Amer New Com New common 22025Y407 12.64 972 sh n/a sole 972 Costco Whsl Corp Newcom common 22160K105 439.68 11,050 sh n/a sole 11,050 Cypress Semiconductor Corp common 232806109 57.50 2,500 sh n/a sole 2,500 DDI Corp common 233162106 942.57 110,500 sh n/a sole 110,500 Dell Computer Corp common 247025109 10.04 385 sh n/a sole 385 Diageo Plc Sponsored Adr New common 25243Q205 33.32 635 sh n/a sole 635 Disney Walt Company Holding Co common 254687106 0.92 40 sh n/a sole 40 Doctor Reddy's Lab Adr common 256135203 110.55 5,000 sh n/a sole 5,000 DoubleClick Inc Com common 258609304 0.02 2 sh n/a sole 2 Dreyfus Strategic Municipals Inc common 261932107 0.09 9 sh n/a sole 9 Du Pont E I De Nemours & Company common 263534109 51.30 1,088 sh n/a sole 1,088 EMC Corp (Mass) Com common 268648102 13.11 1,100 sh n/a sole 1,100 Eastman Chemical Co common 277432100 16.93 347 sh n/a sole 347 Edison International common 281020107 1,746.19 104,250 sh n/a sole 104,250 Elan Plc Adr Repstg Shs common 284131208 8.07 580 sh n/a sole 580 Elizabeth Arden Inc common 28660G106 2,827.46 242,700 sh n/a sole 242,700 Embraer Empresa Brasileira de Aeronautica SA-Adr common 29081M102 100.90 5,000 sh n/a sole 5,000 Embratel Participacoes Sa Sponsored Adr common 29081N100 30.02 8,700 sh n/a sole 8,700 Emerson Electric Co Com common 291011104 25.83 450 sh n/a sole 450 Enron Corp common 293561106 0.02 100 sh n/a sole 100 Entrada Networks Inccom common 29382Y102 0.00 13 sh n/a sole 13 Entrust Inc (F/K/A Entrust Technologies) common 293848107 15.06 3,000 sh n/a sole 3,000 Equity Office Pptys Tr Com common 294741103 29.99 1,000 sh n/a sole 1,000 Ericsson L M Tel Co Adr Class B Sek 10 common 294821400 109.55 26,270 sh n/a sole 26,270 Eurotrust A/S Sponsored Adr common 29879R107 2.16 2,000 sh n/a sole 2,000 Exxon Mobil Corp Com common 30231G102 458.72 10,466 sh n/a sole 10,466 FMC Technologies Inc Com common 30249U101 199.30 10,000 sh n/a sole 10,000 Fairchild Semiconductor Intl common 303726103 28.60 1,000 sh n/a sole 1,000 FNMA Com common 313586109 31.95 400 sh n/a sole 400 Finova Grp Inc common 317928109 6.60 20,000 sh n/a sole 20,000 Flanders Corp common 338494107 5.40 3,000 sh n/a sole 3,000 Ford Motor Co Del Com Par common 345370860 432.20 26,210 sh n/a sole 26,210 Fox Entmt Group Inc CL A common 35138T107 473.00 20,000 sh n/a sole 20,000 Freeport-Mcmoran Copper & Gold Inc common 35671D857 88.10 5,000 sh n/a sole 5,000 Frequency Electrs common 358010106 36.40 2,800 sh n/a sole 2,800 Fresenius Med Care Ag Ads Repstg common 358029106 2.24 111 sh n/a sole 111 Genelabs Technologies Inc common 368706107 19.07 10,833 sh n/a sole 10,833 Genentech Inc Com New common 368710406 12.61 250 sh n/a sole 250 General Electric Co Com common 369604103 328.62 8,775 sh n/a sole 8,775 Gerdau S A Sponsoredadr common 373737105 797.60 62,000 sh n/a sole 62,000 Graphon Corp common 388707101 34.02 126,000 sh n/a sole 126,000 Grupo Televisa Sa Decv Spon Gdr Repstg common 40049J206 7.28 150 sh n/a sole 150 HCA Inc common 404119109 396.72 9,000 sh n/a sole 9,000 Hartford Finl Svcs Group Inc Com common 416515104 53.13 780 sh n/a sole 780 Health Care Reit Inc common 42217K106 41.88 1,500 sh n/a sole 1,500 Hecla Mining Company common 422704106 7.56 4,000 sh n/a sole 4,000 Hewlett-Packard CA common 428236103 0.72 40 sh n/a sole 40 Home Depot Inc Com common 437076102 114.23 2,350 sh n/a sole 2,350 Huaneng Power International Spons ADR-HKD common 443304100 250.01 375,000 sh n/a sole 375,000 Icici Limited Sponsored Adr common 44926P202 1,189.19 150,000 sh n/a sole 150,000 Idexx Laboratories Inc common 45168D104 26.84 1,000 sh n/a sole 1,000 Imagistics Intl Inc Com common 45247T104 0.38 24 sh n/a sole 24 Impsat Fiber Networks Inc Com common 45321T103 0.10 2,000 sh n/a sole 2,000 Ing Groep N.V. Adr common 456837103 26.91 1,000 sh n/a sole 1,000 Inktomi Corp Com common 457277101 3.45 1,000 sh n/a sole 1,000 Insight Communcations Inc common 45768V108 83.24 4,000 sh n/a sole 4,000 Intel Corp Com common 458140100 6.08 200 sh n/a sole 200 Interdigital Communications Corp common 45866A105 9.34 1,000 sh n/a sole 1,000 International Business Machs Corp common 459200101 999.44 9,610 sh n/a sole 9,610 International Game Technology common 459902102 891.18 14,300 sh n/a sole 14,300 Intl Precious Metalscorp common 459960100 0.00 3,000 sh n/a sole 3,000 International Shipholding Corp common 460321201 6.80 1,000 sh n/a sole 1,000 Interpublic Group Ofcos Inc common 460690100 9.36 273 sh n/a sole 273 Ireland BK Sponsored Adr common 46267Q103 4.32 100 sh n/a sole 100 IVAX Corp common 465823102 1,831.71 114,125 sh n/a sole 114,125 IXYS Corp Del Com common 46600W106 3,113.05 266,300 sh n/a sole 266,300 JDS Uniphase Corp common 46612J101 30.87 5,250 sh n/a sole 5,250 JMAR Technologies Inc common 466212107 45.32 22,000 sh n/a sole 22,000 J Net Enterprises Inc Com common 46622V102 0.02 10 sh n/a sole 10 J P Morgan Chase & Co Com common 46625H100 489.01 13,717 sh n/a sole 13,717 Johnson & Johnson common 478160104 199.79 3,076 sh n/a sole 3,076 Jones Apparel Group Inc common 480074103 6.29 180 sh n/a sole 180 Juniper Networks, Inc. common 48203R104 32.81 2,600 sh n/a sole 2,600 Keycorp New Com common 493267108 53.30 2,000 sh n/a sole 2,000 Kinder Morgan Energypartners L.P. Com common 494550106 396.00 12,000 sh n/a sole 12,000 Kinder Morgan Inc Kans Com common 49455P101 387.44 8,000 sh n/a sole 8,000 Knight Trading Groupinc Com common 499063105 0.93 130 sh n/a sole 130 Koninklijke Ahold Nvspon Adr New common 500467303 410.79 13,594 sh n/a sole 13,594 Kookmin Bank - Spon Adr common 50049M109 1,532.28 35,700 sh n/a sole 35,700 Korea Telecom Corporation Spons. Adr common 50063P103 359.70 15,000 sh n/a sole 15,000 Kroger Co common 501044101 299.16 13,500 sh n/a sole 13,500 Kyocera Corp Adr Frmly Kyoto common 501556203 8.96 128 sh n/a sole 128 LTX Corp common 502392103 13.60 500 sh n/a sole 500 Lehman Brothers Holdings Inc Common common 524908100 25.86 400 sh n/a sole 400 Level 3 Communications Inc common 52729N100 0.53 150 sh n/a sole 150 Liberty All-Star Growth Fd Inc Com common 529900102 2.65 307 sh n/a sole 307 Liberty Media Corp New Com Ser A common 530718105 12.41 982 sh n/a sole 982 Liz Claiborne Incorporated common 539320101 56.72 2,000 sh n/a sole 2,000 Loews Corporation common 540424108 1.76 30 sh n/a sole 30 Lucent Technologies Inc Com common 549463107 70.02 14,804 sh n/a sole 14,804 Lumenon Innovation Lightwave Technology common 55024L109 3.70 10,000 sh n/a sole 10,000 MBNA Corp common 55262L100 27.00 700 sh n/a sole 700 MRV Communications Inc common 553477100 0.71 250 sh n/a sole 250 Magellan Health Svcs Inc common 559079108 10.26 1,800 sh n/a sole 1,800 Manulife Finl Corp Com common 56501R106 22.15 807 sh n/a sole 807 Marriott Intl Inc New CL A common 571903202 21.35 475 sh n/a sole 475 May Dept Stores Co common 577778103 0.21 6 sh n/a sole 6 Mcdata Corp CL A common 580031201 0.77 65 sh n/a sole 65 Mcdonalds Corp common 580135101 27.75 1,000 sh n/a sole 1,000 Med Diversified Inc Com common 58401N102 0.95 1,000 sh n/a sole 1,000 Merck & Co Inc common 589331107 166.15 2,885 sh n/a sole 2,885 Meridian Resource Corp Com common 58977Q109 95.55 19,500 sh n/a sole 19,500 Merrill Lynch & Co Inc common 590188108 110.76 2,000 sh n/a sole 2,000 Metromedia Fiber Network Inc Com common 591689104 0.02 200 sh n/a sole 200 Microsoft Corp common 594918104 1,214.18 20,150 sh n/a sole 20,150 Mikohn Gaming Corp common 59862K108 25.44 4,800 sh n/a sole 4,800 Morgan Stanley High Yield Fd Inc common 61744M104 35.80 5,000 sh n/a sole 5,000 National Health Investors Inc common 63633D104 29.20 2,000 sh n/a sole 2,000 National Techteam Inc common 638108100 140.91 33,000 sh n/a sole 33,000 Neopharm Inc common 640919106 2,297.61 107,140 sh n/a sole 107,140 Networks Assocs Inc Com common 640938106 169.40 7,000 sh n/a sole 7,000 New VY Corp Wt Exp 2004 common 649080116 0.51 3,200 sh n/a sole 3,200 Nextel Communs Inc Class A common 65332V103 11.55 2,155 sh n/a sole 2,155 Nokia Corp Sponsored Adr common 654902204 20.74 1,000 sh n/a sole 1,000 Nortel Networks Corp New Com common 656568102 14.59 3,250 sh n/a sole 3,250 Novellus System Inc common 670008101 5.41 100 sh n/a sole 100 Nuveen Prem Income Mun Bd Fd 4 Inc Com common 6706K4105 64.50 5,000 sh n/a sole 5,000 Nuveen Municipal Value Fund Inc common 670928100 295.04 32,000 sh n/a sole 32,000 Officemax Inc Com common 67622M108 223.20 40,000 sh n/a sole 40,000 Oracle Corp Com common 68389X105 16.63 1,300 sh n/a sole 1,300 PNC Finl Svcs Group Inc Com common 693475105 195.91 3,186 sh n/a sole 3,186 Pathmark Stores Inc New Com common 70322A101 27.92 1,168 sh n/a sole 1,168 Pathmark Stores Inc New Wt Exp 9/19/10 common 70322A119 299.71 34,097 sh n/a sole 34,097 Peapack Gladstone Financial Corp Com common 704699107 79.25 1,601 sh n/a sole 1,601 Penn Treaty American Corp common 707874103 2,850.46 505,400 sh n/a sole 505,400 Penn Treaty Amern Corp Sub Nt Conv bond 707874AC7 9,089.05 12,920,000 prn n/a sole 12,920,000 JC Penny Inc common 708160106 289.94 14,000 sh n/a sole 14,000 Perusahaan Perseroanpersero P.T. common 715684106 13.36 1,600 sh n/a sole 1,600 Petro-Cda Com ISIN#CA71644E1025 common 71644E102 645.25 25,000 sh n/a sole 25,000 Petroleo Brasileiro S.A. Adr common 71654V101 790.43 32,500 sh n/a sole 32,500 Pfizer Inc common 717081103 901.10 22,675 sh n/a sole 22,675 Pharmacia Corp common 71713U102 56.35 1,250 sh n/a sole 1,250 Philip Morris Cos Inc common 718154107 52.93 1,005 sh n/a sole 1,005 Phillips Petroleum Company common 718507106 41.76 665 sh n/a sole 665 Pitney Bowes Inc common 724479100 12.84 300 sh n/a sole 300 Plains All Amern Pipeline L.P. Unit common 726503105 382.28 15,200 sh n/a sole 15,200 Plantronics Inc New common 727493108 41.84 2,000 sh n/a sole 2,000 Polo Ralph Lauren Corp CL A common 731572103 65.66 2,250 sh n/a sole 2,250 Power Integrations Inc Com common 739276103 19.00 1,000 sh n/a sole 1,000 Power One Inc common 739308104 302.03 37,000 sh n/a sole 37,000 Pride International Inc common 74153Q102 608.18 38,250 sh n/a sole 38,250 Progressive Corp Of Ohio common 743315103 37.49 225 sh n/a sole 225 Prudential Financial, Inc. common 744320102 3,424.82 110,300 sh n/a sole 110,300 Public Service Enterprises Group common 744573106 48.96 1,069 sh n/a sole 1,069 Qwest Communicationsintl Inc Com common 749121109 4.32 525 sh n/a sole 525 RCN Corp Com common 749361101 1.40 1,000 sh n/a sole 1,000 Range Res Corp Com common 75281A109 103.80 20,000 sh n/a sole 20,000 Realnetworks Inc Com common 75605L104 0.32 45 sh n/a sole 45 Rita Med Sys Inc Delcom common 76774E103 7.68 800 sh n/a sole 800 Riverstone Networks Inc Com common 769320102 3.07 513 sh n/a sole 513 Roper Industries Inc common 776696106 24.87 500 sh n/a sole 500 Rowan Cos Inc common 779382100 207.36 9,000 sh n/a sole 9,000 Royal Dutch Pete Co NY Registry Sh Par common 780257804 17.11 315 sh n/a sole 315 Rural/Metro Corp common 781748108 2.15 2,500 sh n/a sole 2,500 SBC Communications Inc common 78387G103 1,091.98 29,166 sh n/a sole 29,166 Salomon Bros Fd Inc common 795477108 7.59 608 sh n/a sole 608 Sanmina Sci Corp Com common 800907107 1,183.46 100,720 sh n/a sole 100,720 Satyam Computer Services Ltd Sponsored Adr common 804098101 438.40 36,000 sh n/a sole 36,000 Schlumberger Ltd Com IN#AN8068571086 common 806857108 20.59 350 sh n/a sole 350 Charles Schwab Corp common 808513105 10.30 787 sh n/a sole 787 Scientific Games Corp CL-A common 80874P109 2,346.95 280,400 sh n/a sole 280,400 Sheldahl Co common 822440103 0.03 66 sh n/a sole 66 Shop At Home Inc common 825066301 143.48 52,500 sh n/a sole 52,500 Sirius Satellite Radio Inc Com common 82966U103 116.60 22,000 sh n/a sole 22,000 Sipex Corp Com common 829909100 140.33 12,642 sh n/a sole 12,642 Solectron Corp Com common 834182107 1,497.60 192,000 sh n/a sole 192,000 Sony Corp Adr Amern Sh New common 835699307 36.45 705 sh n/a sole 705 Sorrento Networks Corp Com common 83586Q100 0.13 50 sh n/a sole 50 Sprint Corp (Fon Group) common 852061100 30.58 2,000 sh n/a sole 2,000 Stage Stores Inc Com New common 85254C305 707.68 26,377 sh n/a sole 26,377 Stake Technology common 852559103 2.60 1,000 sh n/a sole 1,000 Star Gas Partners L.P. common 85512C105 99.25 5,000 sh n/a sole 5,000 Star Gas Partners LP Sr Sub Unit common 85512C204 87.68 6,123 sh n/a sole 6,123 State Street Corp common 857477103 27.69 500 sh n/a sole 500 Stolt Offshore S.A. Adr common 861567105 8.40 990 sh n/a sole 990 Sun Microsystems Inc common 866810104 12.35 1,400 sh n/a sole 1,400 Suntron Corp Com common 86789P100 103.96 12,709 sh n/a sole 12,709 TJX Companies Inc (New) common 872540109 1,120.28 28,000 sh n/a sole 28,000 Taiwan Semiconductor MFG Co Ltd Adr common 874039100 207.50 10,000 sh n/a sole 10,000 Tanger Factory Outlet Centers Inc common 875465106 0.67 25 sh n/a sole 25 Tapistron Intl Inc common 876038100 0.35 350,000 sh n/a sole 350,000 Teamstaff Inc Com New common 87815U204 25.10 5,000 sh n/a sole 5,000 Tele Norte Leste Participacoes S A common 879246106 942.77 74,126 sh n/a sole 74,126 Telefonos de Mexico Sa De Cv Adr Class L common 879403780 80.78 2,000 sh n/a sole 2,000 Teva Pharmaceutical Industries Ltd Adr common 881624209 696.19 12,500 sh n/a sole 12,500 Texas Instruments Inc common 882508104 695.10 21,000 sh n/a sole 21,000 Thoratec Corp Com New common 885175307 482.55 44,109 sh n/a sole 44,109 Titanium Metals Corpcom common 888339108 70.20 13,000 sh n/a sole 13,000 Transwitch Corp common 894065101 743.09 230,772 sh n/a sole 230,772 Tricom S A Sponsored Adr common 89612A100 5.25 1,500 sh n/a sole 1,500 Trimble Nav Ltd common 896239100 74.79 4,500 sh n/a sole 4,500 Tubos De Acero de Mexico S.A. Adr New common 898592506 1,641.18 153,000 sh n/a sole 153,000 TV Azteca S A De CY Sponsored Adr common 901145102 88.00 10,000 sh n/a sole 10,000 Tyco International Ltd common 902124106 7,105.23 219,840 sh n/a sole 219,840 U.S. Bancorp Del Com New common 902973304 157.99 7,000 sh n/a sole 7,000 United Microelectronics common 910873207 381.98 36,500 sh n/a sole 36,500 Unitedhealth Group Inc Com common 91324P102 176.07 2,304 sh n/a sole 2,304 Universal Health Rlty Income Tr Sbi common 91359E105 24.02 1,000 sh n/a sole 1,000 Universal Health Svcs Inc CL B common 913903100 2,157.38 52,300 sh n/a sole 52,300 Van Kampen Value Munincome Com common 921132106 246.60 18,000 sh n/a sole 18,000 Veritas Software Co common 923436109 7.80 178 sh n/a sole 178 Verizon Communications Com common 92343V104 107.51 2,332 sh n/a sole 2,332 Vitro S.A. - Spns Adr common 928502301 126.30 42,100 sh n/a sole 42,100 Vivus Inc Com common 928551100 0.89 100 sh n/a sole 100 Vodafone Group Plc New Spons Adr common 92857W100 74.27 4,030 sh n/a sole 4,030 Vornado Rlty Tr SBI common 929042109 294.46 6,668 sh n/a sole 6,668 Vornado Oper Co Com common 92904N103 0.25 250 sh n/a sole 250 WPS Resources Corp common 92931B106 2.17 55 sh n/a sole 55 Wachovia Corp (New) Com common 929903102 14.83 400 sh n/a sole 400 Wal Mart Stores Inc common 931142103 153.25 2,500 sh n/a sole 2,500 Washington Mutual Inc common 939322103 116.29 3,510 sh n/a sole 3,510 Wells Fargo & Co New Com common 949746101 34.58 700 sh n/a sole 700 Women First Healthcare Inc Com common 978150100 2,089.90 215,000 sh n/a sole 215,000 Worldcom Inc GA New Worldcom Group Com common 98157D106 96.63 14,338 sh n/a sole 14,338 Worldcom Inc GA New MCI Group Com common 98157D304 12.98 2,197 sh n/a sole 2,197 Wyeth common 983024100 137.87 2,100 sh n/a sole 2,100 XM Satellite Radio Hlds Inc CL A common 983759101 207.75 15,000 sh n/a sole 15,000 Yahoo Inc Com common 984332106 1.84 100 sh n/a sole 100 Zarlink Semiconductor Inc common 989139100 38.60 4,000 sh n/a sole 4,000 APW Ltd Shs ISIN#BMG043971081 common G04397108 9.32 51,800 sh n/a sole 51,800 Asia Global Crossingltd CL A Shs common G05330108 0.22 1,000 sh n/a sole 1,000 Global Crossing Ltd Com common G3921A100 0.16 1,436 sh n/a sole 1,436 Global Sante Fe Corp common G3930E101 973.64 29,775 sh n/a sole 29,775 Knightsbridge Tankers Ltd Shs common G5299G106 0.36 20 sh n/a sole 20 Tommy Hilfiger Corp common G8915Z102 1,284.33 89,500 sh n/a sole 89,500 Transocean Sedco Forex Inc Com common G90078109 531.68 16,000 sh n/a sole 16,000 Lumenis Ltd common M6778Q105 2,780.18 250,250 sh n/a sole 250,250 Panamerican Beverage Inc CL A common P74823108 145.28 8,000 sh n/a sole 8,000 Sun International Hotels Ltd common P8797T133 17.17 631 sh n/a sole 631 Flextronics Intl Ltdord Shs common Y2573F102 23.73 1,300 sh n/a sole 1,300 $114,054.00 307 item count
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