13F-HR 1 jl01552002ac5.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Deltec Asset Management LLC Address: 645 Fifth Avenue New York, New York 10022 Form 13F File Number: 28-4706 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zupello Title: Senior Managing Director Phone: (212) 546-6285 Signature, Place, and Date of Signing: /s/ Stephen Zupello New York, New York May 1, 2001 ___________________ __________________ _________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check her if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 276 Form 13F Information Table Value Total: $107,761 [thousands] List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 28- [Repeat as necessary.] 3 Form 13F PORTIA REPORT December 31, 2000
TITLE CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS NUMBER (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------- ------ ------ ------- --- ---- ---------- -------- ----- ------ ---- ABBOTT LABORATORIES Common Stock 002824100 865.94 18,350 Sh n/a sole 18,350 ABGENIX INC COM Common Stock 00339B107 9.48 400 Sh n/a sole 400 ADC TELECOMMUNCTNS INC Common Stock 000886101 1,154.55 136,250 Sh n/a sole 136,250 AGILENT TECHNOLOGIES, INC. Common Stock 00846U101 156.72 5,100 Sh n/a sole 5,100 ALLOS THERAPEUTICS INC COM Common Stock 019777101 1,884.85 324,250 Sh n/a sole 324,250 AMERICA MOVIL S A DEC V SPONSORED ADR Common Stock 02364W105 114.27 7,800 Sh n/a sole 7,800 AMERICAN INTER- NATIONAL GROUP Common Stock 026874107 69.63 865 Sh n/a sole 865 AMERICAN EXPRESS COMPANY Common Stock 025816109 826.00 20,000 Sh n/a sole 20,000 AMERICAN HOME PRODS CORP Common Stock 026609107 94.00 1,600 Sh n/a sole 1,600 AMGEN INC Common Stock 031162100 817.79 13,600 Sh n/a sole 13,600 AMKOR TECHNOLOGY INC. Common Stock 031652100 3,078.25 188,700 Sh n/a sole 188,700 AMLYIN PHARMACEUTICALS INC Common Stock 032346108 3,193.18 325,200 Sh n/a sole 325,200 ANADARKO PETE CORP Common Stock 032511107 2,424.19 38,614 Sh n/a sole 38,614 ANN TAYLOR STORES CORP COM Common Stock 036115103 1,632.83 61,500 Sh n/a sole 61,500 AOL TIME WARNER INC Common Stock 00184A105 1,485.35 36,995 Sh n/a sole 36,995 APPLIED MATERIALS INC Common Stock 038222105 4.35 100 Sh n/a sole 100 APW LIMITED Common Stock G04397108 1,054.46 122,900 Sh n/a sole 122,900 ARACRUZ CELULOSE SA - SPNS ADR Common Stock 038496204 290.40 22,000 Sh n/a sole 22,000 ARIBA INC COM Common Stock 04033V104 25.69 3,250 Sh n/a sole 3,250 ARTESYN TECHNOLOGIES INC. Common Stock 043127109 1,084.77 100,900 Sh n/a sole 100,900 ASIA GLOBAL CROSSINGLTD CL A SHS Common Stock G05330108 5.03 1,000 Sh n/a sole 1,000 ASIA PULP & PAPER LTD SPONSORED ADR Common Stock 04516V100 17.50 125,000 Sh n/a sole 125,000 ASTROPOWER INC COM Common Stock 04644A101 2.99 100 Sh n/a sole 100 AT&T CORP COM LIBERTY MEDIA GROUP Common Stock 001957208 3.25 232 Sh n/a sole 232 4 ATLAS AIR WORLDWIDE HLDGS INC COM Common Stock 049164106 112.60 4,000 Sh n/a sole 4,000 AudioCodes Ltd Common Stock M15342104 477.64 54,000 Sh n/a sole 54,000 AUTOTOTE CORP CLASS A Common Stock 053323101 326.92 148,600 Sh n/a sole 148,600 AVAYA INC COM ISIN#US0534991098 Common Stock 053499109 0.98 75 Sh n/a sole 75 B.V.R. TECHNOLOGIES LTD. Common Stock M20514101 107.81 57,500 Sh n/a sole 57,500 BALTIMORE TECHNOLOGIES PLC Common Stock 059284109 0.39 150 Sh n/a sole 150 BAUSCH & LOMB INC Common Stock 071707103 0.91 20 Sh n/a sole 20 BAXTER INTERNATIONAL INC. Common Stock 071813109 3,177.23 33,750 Sh n/a sole 33,750 BEAR STEARNS COS INC Common Stock 073902108 4.57 100 Sh n/a sole 100 BELLSOUTH CORP Common Stock 079860102 41.74 1,020 Sh n/a sole 1,020 BENCHMARK ELECTRONICS INC Common Stock 08160H101 7,909.20 405,600 Sh n/a sole 405,600 BERKSHIRE HATHAWAY HLDG INC CL A Common Stock 084670108 128.90 2 Sh n/a sole 2 BERKSHIRE HATHAWAY INC CL-B Common Stock 084670207 26.11 12 Sh n/a sole 12 BIOGEN INC Common Stock 090597105 63.31 1,000 Sh n/a sole 1,000 BOSTON SCIENTIFIC CORPORATION Common Stock 101137107 80.72 4,000 Sh n/a sole 4,000 BP AMOCO P L C SPONSORED ADR Common Stock 055622104 75.03 1,512 Sh n/a sole 1,512 BRISTOL-MYERS SQUIBBCO COM Common Stock 110122108 30.23 509 Sh n/a sole 509 BRITISH AMERN TOB PLC SPONSORED ADR Common Stock 110448107 152.50 10,000 Sh n/a sole 10,000 BROADWING INC COM Common Stock 111620100 19.15 1,000 Sh n/a sole 1,000 CABLETRON SYSTEMS INC Common Stock 126920107 12.90 1,000 Sh n/a sole 1,000 CABOT OIL AND GAS CORP CL A Common Stock 127097103 270.00 10,000 Sh n/a sole 10,000 CALIFORNIA FED BK SVGCS BK LOS ANGELES CONTINGENT Common Stock 130209604 11.00 5,500 Sh n/a sole 5,500 CANADIAN NATURAL RESLTD Common Stock 136385101 1.62 56 Sh n/a sole 56 CELESTICA INC SUB VTG SHS Common Stock 15101Q108 413.70 15,000 Sh n/a sole 15,000 CELL PATHWAYS INC NEW COM Common Stock 15114R101 16.25 4,000 Sh n/a sole 4,000 CENDANT CORP COM Common Stock 151313103 2.92 200 Sh n/a sole 200 CHARLES SCHWAB CORP Common Stock 808513105 12.14 787 Sh n/a sole 787 CHASE MANHATTAN CORP NEW Common Stock 16161A108 51.64 1,150 Sh n/a sole 1,150 CIA PARANAENSE DE ENERGIA SPON ADR PF Common Stock 20441B407 1,767.92 213,000 Sh n/a sole 213,000 5 CIA SIDERURGICA NACIONAL SPONSORED ADR Common Stock 20440W105 1,328.04 61,200 Sh n/a sole 61,200 CIA VALE DO RIO DOCE - SPNS ADR Common Stock 204412100 1,131.60 46,000 Sh n/a sole 46,000 CISCO SYSTEMS INC Common Stock 17275R102 16.22 1,030 Sh n/a sole 1,030 CITIGROUP INC Common Stock 172967101 2,550.37 56,700 Sh n/a sole 56,700 CITIZENS COMMUNICATIONS CO Common Stock 17453B101 15.81 1,250 Sh n/a sole 1,250 CITY INVESTING COMPANY LIQUIDATING Common Stock 177900107 336.00 250,000 Sh n/a sole 250,000 CLARENT CORP Common Stock 180461105 1,776.56 148,800 Sh n/a sole 148,800 CMGI INC COM Common Stock 125750109 0.20 80 Sh n/a sole 80 COCA-COLA COMPANY Common Stock 191216100 90.32 2,000 Sh n/a sole 2,000 COLGATE PALMOLIVE CO. Common Stock 194162103 41.45 750 Sh n/a sole 750 COMDISCO, INC. Common Stock 200336105 6.00 750 Sh n/a sole 750 COMPANHIA BRASILEIRA DE DIST. GRUPO PAO DE ACUCAR ADR Common Stock 20440T201 139.95 4,500 Sh n/a sole 4,500 COMPANHIA DE BEBIDAS DAS AMERSAMBEV - SPONS. ADR Common Stock 20441W203 173.25 7,500 Sh n/a sole 7,500 COMPAQ COMPUTER CORP Common Stock 204493100 3.09 170 Sh n/a sole 170 CONCORD CAMERA CORP Common Stock 206156101 4,878.23 693,575 Sh n/a sole 693,575 CONSOLIDATED EDISON INC COM Common Stock 209115104 222.60 6,000 Sh n/a sole 6,000 CORN PRODS INTL INC COM Common Stock 219023108 11.16 435 Sh n/a sole 435 CORNING INC COM Common Stock 219350105 124.15 6,000 Sh n/a sole 6,000 CORRECTIONS CORP AMER NEW COM Common Stock 22025Y100 986.01 1,232,508 Sh n/a sole 1,232, 508 CORRECTIONS CORP OF AMERICA 12% CONV Preferred PFD SER B Stock 22025Y308 0.99 106 Sh n/a sole 106 CORUS ENTERTAINMENT INC B SHARES - CAD Common Stock 220874101 25.75 1,100 Sh n/a sole 1,100 COSTCO WHOLESALE CORPORATION NEW Common Stock 22160K105 642.75 16,400 Sh n/a sole 16,400 COVANTA ENERGY CORP COM Common Stock 22281N103 12.60 750 Sh n/a sole 750 CRYO-CELL INTL INC Common Stock 228895108 1.03 300 Sh n/a sole 300 CUMULUS MEDIA INC CL A Common Stock 231082108 28.44 5,000 Sh n/a sole 5,000 CYPRESS SEMICONDUCTOR CORP Common Stock 232806109 292.55 16,500 Sh n/a sole 16,500 DAVITA INC COM Common Stock 23918K108 8.49 500 Sh n/a sole 500 DDI Corp Common Stock 233162106 2,925.91 173,994 Sh n/a sole 173,994 DELL COMPUTER CORP Common Stock 247025109 7.32 285 Sh n/a sole 285 DEVON ENERGY CORP NEW COM Common Stock 25179M103 302.64 5,200 Sh n/a sole 5,200 6 DISNEY WALT COMPANY HOLDING CO Common Stock 254687106 5.72 200 Sh n/a sole 200 DREYFUS STRATEGIC MUNICIPALS INC Common Stock 261932107 0.50 53 Sh n/a sole 53 DU PONT E I DE NEMOURS & COMPANY Common Stock 263534109 44.28 1,088 Sh n/a sole 1,088 E MEDSOFT.COM COMMONSTOCK Common Stock 26873Q101 27.47 41,000 Sh n/a sole 41,000 EASTMAN CHEMICAL CO Common Stock 277432100 17.08 347 Sh n/a sole 347 EBAY INC COM Common Stock 278642103 1.81 50 Sh n/a sole 50 EFTC CORP COM Common Stock 268443108 223.75 78,616 Sh n/a sole 78,616 EMBRATEL PARTICIPACOES S A Common Stock 29081N100 236.69 25,450 Sh n/a sole 25,450 EMC CORP (MASS) COM Common Stock 268648102 52.92 1,800 Sh n/a sole 1,800 ENCAL ENERGY LTD COM Common Stock 29250D107 0.90 121 Sh n/a sole 121 ENTRADA NETWORKS INCCOM Common Stock 29382Y102 0.01 13 Sh n/a sole 13 EPL TECHNOLOGIES INCCOM NEW Common Stock 268920204 1.25 2,000 Sh n/a sole 2,000 EURO909.COM A/S SPONS ADR Common Stock 298737107 1,046.65 540,100 Sh n/a sole 540,100 EXXON MOBIL CORP COM Common Stock 30231G102 494.75 6,108 Sh n/a sole 6,108 FAIRCHILD SEMI- CONDUCTOR INTL Common Stock 303726103 13.32 1,000 Sh n/a sole 1,000 FLANDERS CORP Common Stock 338494107 1,212.97 552,900 Sh n/a sole 552,900 FLEXTRONICS INTL. LTD Common Stock Y2573F102 90.00 6,000 Sh n/a sole 6,000 FNMA COM Common Stock 313586109 31.84 400 Sh n/a sole 400 FONAR CORP COM Common Stock 344437108 0.21 109 Sh n/a sole 109 FREEPORT-MCMORAN COPPER & GOLD INC Common Stock 35671D857 65.25 5,000 Sh n/a sole 5,000 FREQUENCY ELECTRS Common Stock 358010106 95.14 7,100 Sh n/a sole 7,100 FRESENIUS MED CARE AG ADS REPSTG Common Stock 358029106 2.52 111 Sh n/a sole 111 GAP INC Common Stock 364760108 474.40 20,000 Sh n/a sole 20,000 GENELABS TECHNOLOGIES INC Common Stock 368706107 58.91 10,833 Sh n/a sole 10,833 GENENTECH INC COM NEW Common Stock 368710406 12.63 250 Sh n/a sole 250 GENERAL ELECTRIC CO COM Common Stock 369604103 536.85 12,825 Sh n/a sole 12,825 GENERAL MOTORS CORP Common Stock 370442105 155.55 3,000 Sh n/a sole 3,000 GLOBAL CROSSING LTD COM Common Stock G3921A100 19.37 1,436 Sh n/a sole 1,436 GLOBAL TELESYSTEMS INC COM Common Stock 37936U104 3.80 5,000 Sh n/a sole 5,000 GOLDEN ST BANCORP INC LITIGATION Common Stock 381197136 487.06 370,950 Sh n/a sole 370,950 GRAPHON CORP Common Stock 388707101 98.49 105,000 Sh n/a sole 105,000 GRUPO ELECKTRA SA - SPN GDR Common Stock 40050A102 806.06 97,350 Sh n/a sole 97,350 7 GRUPO TELEVISA SA DECV SPON GDR REPSTG Common Stock 40049J206 5.01 150 Sh n/a sole 150 HANCOCK JOHN FINL SVCS INC COM Common Stock 41014S106 384.50 10,000 Sh n/a sole 10,000 HARMONIC INC Common Stock 413160102 205.31 36,500 Sh n/a sole 36,500 HARTFORD FINL SVCS GROUP INC COM Common Stock 416515104 99.12 1,680 Sh n/a sole 1,680 HECLA MINING COMPANY Common Stock 422704106 2.76 4,000 Sh n/a sole 4,000 HOME DEPOT INC Common Stock 437076102 161.63 3,750 Sh n/a sole 3,750 HONEYWELL INTERNATIONAL INC Common Stock 438516106 1,185.24 29,050 Sh n/a sole 29,050 HUFFY CORP Common Stock 444356109 13.12 2,000 Sh n/a sole 2,000 ICICI LTD SPON ADR Common Stock 44926P202 170.38 14,500 Sh n/a sole 14,500 IDEXX LABORATORIES INC Common Stock 45168D104 762.74 34,851 Sh n/a sole 34,851 IMPSAT FIBER NETWORKS INC COM Common Stock 45321T103 8.50 2,000 Sh n/a sole 2,000 INTERDIGITAL COMMUNICATIONS CORP Common Stock 45866A105 8.18 1,100 Sh n/a sole 1,100 INTERMEDIA COMM INC *FORMERLY KNOWN AS Common Stock 458801107 60.60 3,500 Sh n/a sole 3,500 INTERNATIONAL BUSINESS MACHS CORP Common Stock 459200101 154.85 1,610 Sh n/a sole 1,610 INTERNATIONAL ISOTOPES INC CDT Common Stock 45972C102 0.19 2,000 Sh n/a sole 2,000 INTERNATIONAL SHIPHOLDING CORP Common Stock 460321201 8.30 1,000 Sh n/a sole 1,000 IRELAND BK SPONSORED ADR Common Stock 46267Q103 3.30 100 Sh n/a sole 100 IXYS CORP DEL COM Common Stock 46600W106 6,071.63 385,500 Sh n/a sole 385,500 J NET ENTERPRISES INC COM Common Stock 46622V102 0.05 10 Sh n/a sole 10 J P MORGAN CHASE & CO COM Common Stock 46625H100 453.13 10,092 Sh n/a sole 10,092 JABIL CIRCUITS INC Common Stock 466313103 86.48 4,000 Sh n/a sole 4,000 JDS UNIPHASE CORP Common Stock 46612J101 450.81 24,450 Sh n/a sole 24,450 JMAR TECHNOLOGIES INC Common Stock 466212107 77.63 23,000 Sh n/a sole 23,000 JOHNSON & JOHNSON Common Stock 478160104 112.66 1,288 Sh n/a sole 1,288 JONES APPAREL GROUP INC Common Stock 480074103 6.80 180 Sh n/a sole 180 JUNIPER NETWORKS, INC. Common Stock 48203R104 98.70 2,600 Sh n/a sole 2,600 KANA COMMUNICATION INC COM Common Stock 483600102 59.09 31,000 Sh n/a sole 31,000 KNIGHT TRADING GROUPINC COM Common Stock 499063105 0.59 40 Sh n/a sole 40 KONINKLIJKE ELEC (KON) SPONSORED ADR REP 1 ORD. Common Stock 500472303 2,818.82 105,574 Sh n/a sole 105,574 8 KOREA TELECOM CORPORATION SPONS. ADR Common Stock 50063P103 301.85 13,000 Sh n/a sole 13,000 KYOCERA CORP ADR FRMLY KYOTO Common Stock 501556203 11.84 128 Sh n/a sole 128 LAM RESEARCH CORP Common Stock 512807108 23.69 1,000 Sh n/a sole 1,000 LEGATO SYSTEMS INC COM Common Stock 524651106 6.00 500 Sh n/a sole 500 LEHMAN BROTHERS HOLDINGS INC COMMON Common Stock 524908100 25.08 400 Sh n/a sole 400 LEVEL 3 COMMUNICATIONS INC Common Stock 52729N100 86.57 5,000 Sh n/a sole 5,000 LTX CORP Common Stock 502392103 9.34 500 Sh n/a sole 500 LUCENT TECHNOLOGIES INC COM Common Stock 549463107 9.01 904 Sh n/a sole 904 LUMENON INNOVATION LIGHTWAVE TECHNOLOGY Common Stock 55024L109 1.16 500 Sh n/a sole 500 MAGELLAN HEALTH SVCSINC Common Stock 559079108 27.75 3,000 Sh n/a sole 3,000 MANUFACTURERS SVCS LTD COM Common Stock 565005105 52.33 17,500 Sh n/a sole 17,500 MAY DEPT STORES CO Common Stock 577778103 0.21 6 Sh n/a sole 6 MBNA CORP Common Stock 55262L100 9.93 300 Sh n/a sole 300 MCDATA CORP CL A Common Stock 580031201 1.22 65 Sh n/a sole 65 MCDATA CORP CLB Common Stock 580031102 3.39 150 Sh n/a sole 150 MCGLEN INTERNET GROUP INC Common Stock 580578102 5.00 20,000 Sh n/a sole 20,000 MCLEODUSA INC CL A COM Common Stock 582266102 8.69 1,000 Sh n/a sole 1,000 MCMORAN EXPLORATION CO Common Stock 582411104 0.87 62 Sh n/a sole 62 MERCK & CO INC Common Stock 589331107 470.81 6,203 Sh n/a sole 6,203 MERIDIAN RESOURCE CORP COM Common Stock 58977Q109 174.69 24,500 Sh n/a sole 24,500 MESSAGEMEDIA INC COM Common Stock 590787107 0.08 160 Sh n/a sole 160 METLIFE INC COM Common Stock 59156R108 300.50 10,000 Sh n/a sole 10,000 MICROSOFT CORP Common Stock 594918104 191.22 3,500 Sh n/a sole 3,500 MITEL CORP ISIN#CA6067111097 Common Stock 606711109 31.68 4,000 Sh n/a sole 4,000 MORGAN STANLEY DEAN WITTER Common Stock 617446448 891.36 16,661 Sh n/a sole 16,661 MORGAN STANLEY HIGH DEAN WITTER Common Stock 61744M104 10.78 1,000 Sh n/a sole 1,000 MOTIENT CORP Common Stock 619908106 3.20 2,500 Sh n/a sole 2,500 MOTOROLA INC W/RTS Common Stock 620076109 28.52 2,000 Sh n/a sole 2,000 NASDAQ 100 SHARES Common Stock 631100104 156.60 4,000 Sh n/a sole 4,000 NATIONAL TECHTEAM INC Common Stock 638108100 94.88 33,000 Sh n/a sole 33,000 NEOPHARM INC Common Stock 640919106 901.08 42,400 Sh n/a sole 42,400 NETWORKS ASSOCS INC COM Common Stock 640938106 165.00 20,000 Sh n/a sole 20,000 9 NEW VY CORP WT EXP 2004 Warrants 649080116 0.39 3,100 Sh n/a sole 3,100 NEXTEL COMMUNS INC CLASS A Common Stock 65332V103 29.24 2,025 Sh n/a sole 2,025 NOKIA CORP SPONSORED ADR Common Stock 654902204 52.80 2,200 Sh n/a sole 2,200 NORTEL NETWORKS CORP Common Stock 656568102 213.56 15,200 Sh n/a sole 15,200 NOVELL INC Common Stock 670006105 0.20 40 Sh n/a sole 40 NUVEEN PREM INCOME MUN BD FD 4 INC COM Common Stock 6706K4105 65.00 5,000 Sh n/a sole 5,000 OCEAN ENERGY INC NEW Common Stock 67481E106 828.33 50,050 Sh n/a sole 50,050 OFFICEMAX INC COM Common Stock 67622M108 75.00 20,000 Sh n/a sole 20,000 ORACLE CORP COM Common Stock 68389X105 26.96 1,800 Sh n/a sole 1,800 ORGANOGENESIS INC Common Stock 685906109 1.98 243 Sh n/a sole 243 PARKER DRILLING CO Common Stock 701081101 255.94 40,000 Sh n/a sole 40,000 PATHMARK STORES INC NEW COM Common Stock 70322A101 891.54 51,834 Sh n/a sole 51,834 PATHMARK STORES INC NEW WT EXP 9/19/10 Warrants 70322A119 231.17 48,334 Sh n/a sole 48,334 PEAPACK GLADSTONE FINANCIAL CORP COM Common Stock 704699107 56.82 1,457 Sh n/a sole 1,457 PERUSAHAAN PERSEROANPERSERO P.T. Common Stock 715684106 7.44 1,600 Sh n/a sole 1,600 PETRO-CDA COM ISIN#CA71644E1025 Common Stock 71644E102 449.00 20,000 Sh n/a sole 20,000 PETROLEO BRASILEIRO S.A. ADR Common Stock 71654V101 1,566.00 72,000 Sh n/a sole 72,000 PFIZER INC Common Stock 717081103 999.79 24,415 Sh n/a sole 24,415 PHARMACEUTICAL PROD DEV INC COM Common Stock 717124101 938.70 23,000 Sh n/a sole 23,000 PHILIP MORRIS COS INC Common Stock 718154107 0.24 5 Sh n/a sole 5 PHILIPS ELECTRONICS - NY SH Common Stock 500472303 51.80 1,940 Sh n/a sole 1,940 PITNEY BOWES INC Common Stock 724479100 10.43 300 Sh n/a sole 300 PLAINS ALL AMERN PIPELINE L.P. UNIT Common Stock 726503105 332.27 14,900 Sh n/a sole 14,900 PLANTRONICS INC NEW Common Stock 727493108 53.31 3,000 Sh n/a sole 3,000 PLEXUS CORP Common Stock 729132100 383.45 15,000 Sh n/a sole 15,000 PNC FINL SVCS GROUP INC COM Common Stock 693475105 215.85 3,186 Sh n/a sole 3,186 POWER INTEGRATIONS INC COM Common Stock 739276103 17.19 1,000 Sh n/a sole 1,000 POWER ONE INC COM Common Stock 739308104 311.37 21,500 Sh n/a sole 21,500 PRIDE INTL INC COM Common Stock 741932107 237.60 10,000 Sh n/a sole 10,000 PSINET INC COM Common Stock 74437C101 0.01 50 Sh n/a sole 50 QUANTUM CORP DSSG COM Common Stock 747906204 2.32 200 Sh n/a sole 200 QWEST COMMUNICATIONS- INTL INC COM Common Stock 749121109 18.40 525 Sh n/a sole 525 RADCOM LTD Common Stock M81865103 280.55 159,600 Sh n/a sole 159,600 RANGE RES CORP COM Common Stock 75281A109 110.00 20,000 Sh n/a sole 20,000 RCN CORP COM Common Stock 749361101 6.00 1,000 Sh n/a sole 1,000 10 REALNETWORKS INC COM Common Stock 75605L104 0.32 45 Sh n/a sole 45 RITA MED SYS INC DELCOM Common Stock 76774E103 2.78 800 Sh n/a sole 800 ROGERS COMMUNICATIONS INC CL B - CAD Common Stock 775109200 32.50 2,200 Sh n/a sole 2,200 ROPER INDUSTRIES INC Common Stock 776696106 35.80 1,000 Sh n/a sole 1,000 ROWAN COS INC Common Stock 779382100 522.50 19,000 Sh n/a sole 19,000 RURAL/METRO CORP Common Stock 781748108 2.58 2,500 Sh n/a sole 2,500 SALOMON BROS FD INC Common Stock 795477108 1.66 121 Sh n/a sole 121 SANMINA CORP Common Stock 800907107 58.50 3,000 Sh n/a sole 3,000 SANTA FE INTERNATIONAL Common Stock G7805C108 1,019.69 31,375 Sh n/a sole 31,375 SBC COMMUNICATIONS INC Common Stock 78387G103 554.13 12,416 Sh n/a sole 12,416 SCANA CORP NEW Common Stock 80589M102 556.58 20,500 Sh n/a sole 20,500 SCI SYS INC Common Stock 783890106 1,219.40 67,000 Sh n/a sole 67,000 SEPRACOR INC Common Stock 817315104 31.99 1,000 Sh n/a sole 1,000 SHAW COMMUNICATIONS INC CL B - CAD Common Stock 82028K200 42.28 2,200 Sh n/a sole 2,200 SHELDAHL CO Common Stock 822440103 0.13 66 Sh n/a sole 66 SONERA GROUP PLC SPONSERED ADR Common Stock 835433202 17.32 2,300 Sh n/a sole 2,300 SORRENTO NETWORKS CORP COM Common Stock 83586Q100 0.31 50 Sh n/a sole 50 SPRINT CORP (FON GROUP) Common Stock 852061100 0.44 20 Sh n/a sole 20 STANDARD & POORS DEPOSITORY RECEIPTS (SPDR'S) UNITS OF Common Stock 78462F103 350.07 3,000 Sh n/a sole 3,000 STAR GAS PARTNERS L.P. Common Stock 85512C105 187.00 10,000 Sh n/a sole 10,000 STAR GAS PARTNERS LP SR SUB UNIT Common Stock 85512C204 79.95 4,703 Sh n/a sole 4,703 STOLT OFFSHORE S.A. ADR Common Stock 861567105 14.60 990 Sh n/a sole 990 SUN MICROSYSTEMS INC Common Stock 866810104 38.40 2,500 Sh n/a sole 2,500 SUN TRUST BANKS INC Common Stock 867914103 324.00 5,000 Sh n/a sole 5,000 TELE NORTE CELULAR PARTICIPACOES S.A.- SPONS ADR Common Stock 87924Y105 64.40 2,300 Sh n/a sole 2,300 TELE NORTE LESTE PARTICIPACOES S A Common Stock 879246106 2,407.13 147,858 Sh n/a sole 147,858 TELEFONOS DE MEXICO SA ADR L Common Stock 879403780 372.17 11,800 Sh n/a sole 11,800 TELESP CELULAR PARTICIPACOES S A Common Stock 87952L108 148.10 10,000 Sh n/a sole 10,000 TELLABS INC Common Stock 879664100 97.53 2,400 Sh n/a sole 2,400 TEMPLETON EMERGING MKTS INCOME FD INC Common Stock 880192109 6.27 600 Sh n/a sole 600 TEVA PHARMACEUTICAL INDUSTRIES LTD ADR Common Stock 881624209 710.13 13,000 Sh n/a sole 13,000 TEXAS INSTRUMENTS INC Common Stock 882508104 371.76 12,000 Sh n/a sole 12,000 THORATEC CORP COM NEW Common Stock 885175307 569.49 67,244 Sh n/a sole 67,244 11 TIFFANY & CO Common Stock 886547108 245.25 9,000 Sh n/a sole 9,000 TITANIUM METALS CORPCOM Common Stock 888339108 226.25 25,000 Sh n/a sole 25,000 TRANSOCEAN SEDCO FOREX INC COM Common Stock G90078109 715.28 16,500 Sh n/a sole 16,500 TRANSWITCH CORP Common Stock 894065101 2,027.34 155,150 Sh n/a sole 155,150 TRICOM S A SPONSORED ADR Common Stock 89612A100 222.68 29,300 Sh n/a sole 29,300 TRIMBLE NAV LTD Common Stock 896239100 939.32 49,600 Sh n/a sole 49,600 TRUE NORTH COMMUNICATIONS Common Stock 897844106 9.06 240 Sh n/a sole 240 TUBOS DE ACERO DE MEXICO S.A. ADR NEW Common Stock 898592506 10.95 1,000 Sh n/a sole 1,000 TUMBLEWEED COMMUNICATIONS CORP Common Stock 899690101 2.52 1,300 Sh n/a sole 1,300 TV AZTECA S A DE CV SPONSORED ADR Common Stock 901145102 1,043.38 141,000 Sh n/a sole 141,000 TYCO INTERNATIONAL LTD Common Stock 902124106 2,816.01 65,140 Sh n/a sole 65,140 UNIBANCO-UNIAO DE BANCOS BRASILEIROS- SPONS. GDR Common Stock 90458E107 428.40 21,000 Sh n/a sole 21,000 UNITED MICROELECTRONICS Common Stock 910873207 280.80 30,000 Sh n/a sole 30,000 UNITED GLOBAL.COM CL A Common Stock 913247508 6.53 500 Sh n/a sole 500 UNITED MICROELECTRONICS Common Stock 910873207 1,207.42 129,000 Sh n/a sole 129,000 UNITEDHEALTH GROUP INC COM Common Stock 91324P102 136.54 2,304 Sh n/a sole 2,304 VAN KAMPEN AMERICAN CAPITAL VALUE Common Stock 921132106 286.22 22,000 Sh n/a sole 22,000 VERITAS SOFTWARE CO Common Stock 923436109 8.23 178 Sh n/a sole 178 VERIZON COMMUNICATIONS COM Common Stock 92343V104 114.97 2,332 Sh n/a sole 2,332 VISIBLE GENETICS INCCOM Common Stock 92829S104 21.25 1,250 Sh n/a sole 1,250 VITECH AMERICA, INC. Common Stock 928489103 62.50 71,429 Sh n/a sole 71,429 VITESSE SEMICONDUCTOR CORP Common Stock 928497106 214.00 9,000 Sh n/a sole 9,000 VODAFONE GROUP PLC NEW SPONS ADR Common Stock 92857W100 56.47 2,080 Sh n/a sole 2,080 VOTORANTIM CELLULOSE - SPN ADR Common Stock 92906P106 677.43 55,300 Sh n/a sole 55,300 WAL MART STORES INC Common Stock 931142103 126.25 2,500 Sh n/a sole 2,500 WASHINGTON MUTUAL INC Common Stock 939322103 98.55 1,800 Sh n/a sole 1,800 WORLDCOM INC GA NEW COM Common Stock 98157D106 21.22 1,138 Sh n/a sole 1,138 WORLDPAGES.COM INC COMMON STOCK Common Stock 981922107 1,287.60 696,000 Sh n/a sole 696,000 12 XO COMMUNICATIONS INC CL A COM Common Stock 983764101 10.45 1,500 Sh n/a sole 1,500
13 01552002.AC5