-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NfwlO2Dcivxn6jo/liuJ3MG8kvDhvnVgOA6giZ/j8v5cyywOoJpnONJCiUnwfx7n hTMgiRjfUyql5KW6XAWSXw== 0000919574-00-000679.txt : 20040129 0000919574-00-000679.hdr.sgml : 20040129 20000809171800 ACCESSION NUMBER: 0000919574-00-000679 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000809 DATE AS OF CHANGE: 20000810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT CORP /NY/ /ADV CENTRAL INDEX KEY: 0000811166 IRS NUMBER: 135133790 STATE OF INCORPORATION: NY FISCAL YEAR END: 0826 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04706 FILM NUMBER: 00690069 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125466200 FORMER COMPANY: FORMER CONFORMED NAME: DELTEC SECURITIES CORP /ADV DATE OF NAME CHANGE: 19920820 13F-HR 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Deltec Asset Management Corporation Address: 645 Fifth Avenue New York, New York 10022 Form 13F File Number: 28-4706 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zupello Title: Managing Director and Chief Operating Officer Phone: (212) 546-6285 Signature, Place, and Date of Signing: /s/ Stephen Zupello New York, New York August 8, 2000 ___________________ __________________ _________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check her if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 253 Form 13F Information Table Value Total: $216,370 [thousands] List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 28- [Repeat as necessary.] 3 Form 13F INFORMATION TABLE
TITLE CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS NUMBER (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------- ------ ------ ------- --- ---- ---------- -------- ----- ------ ---- Abbott Laboratories Common 002824100 374 8,400 Sh sole 8,400 Abgenix Inc. Common 00339B107 24 200 Sh sole 200 Advanced Photonix Inc - CL A Common 00754e107 56 15,050 Sh sole 15,050 Advanta Corp - Cl B Common 007942204 4 500 Sh sole 500 Agilent Technologies, Inc. Common 00846U101 7,596 103,000 Sh sole 103,000 Alamosa PCS Holdings Inc. Common 011593100 1,712 82,000 Sh sole 82,000 Allos Therapeutics Inc. Common 019777101 2,528 259,250 Sh sole 259,250 America Online Inc Common 02364J104 964 18,275 Sh sole 18,275 American Express Company Common 025816109 156 3,000 Sh sole 3,000 American Home Products Common 026609107 94 1,600 Sh sole 1,600 American International Group Inc Common 026874107 68 577 Sh sole 577 Amgen Inc Common 031162100 541 7,700 Sh sole 7,700 Amkor Technology Inc. Common 031652100 4,326 122,500 Sh sole 122,500 Amylin Pharmaceuticals Inc. Common 032346108 4,995 328,900 Sh sole 328,900 Anacomp Inc. DEL Com Common 032371106 15 5,000 Sh sole 5,000 Anadarko Petroleum Corp Common 032511107 1,746 35,402 Sh sole 35,402 Anadigics Inc Common 032515108 51 1,500 Sh sole 1,500 Applied Micro Circuits Corp Common 03822W109 395 4,000 Sh sole 4,000 Aracruz Celulose SA - Spns ADR Common 038496204 695 36,000 Sh sole 36,000 Asia Pulp & Paper - Wts Common 04516V209 0 400 Sh sole 400 Asiainfo Holdings Inc. Common 04518A104 112 2,500 Sh sole 2,500 AT&T Liberty Media - A Common 001957208 522 21,532 Sh sole 21,532 Autotote Corp - CL A Common 053323101 650 148,600 Sh sole 148,600 B.V.R. Technologies Ltd. Common M20514101 791 88,500 Sh sole 88,500 Baltimore Technologies - ADR Common 059284109 2 150 Sh sole 150 Baxter International Inc. Common 071813109 1,125 16,000 Sh sole 16,000 BE Aerospace Inc Common 073302101 12 1,700 Sh sole 1,700 Bellsouth Corp Common 079860102 18 420 Sh sole 420 Benchmark Electronics Inc. Common 08160H101 14,439 394,900 Sh sole 394,900 4 Berkshire Hathaway Inc - Cl A Common 084670108 108 2 Sh sole 2 Bestfoods Common 08658U101 107 1,540 Sh sole 1,540 Bowater Inc. Common 102183100 88 2,000 Sh sole 2,000 BP Amoco PLC Spons ADR Common 055622104 86 1,512 Sh sole 1,512 Bristol-Myers Squibb Co. Common 110122108 32 552 Sh sole 552 British American Tobacco SP ADR Common 110448107 134 10,000 Sh sole 10,000 Broadway Financial Corp. Common 111444105 1,716 221,457 Sh sole 221,457 Broadwing Inc. Common 111620100 26 1,000 Sh sole 1,000 Cabletron Systems Common 126920107 7,007 277,500 Sh sole 277,500 Cadence Design System Inc Common 127387108 122 6,000 Sh sole 6,000 Carson Inc - CL A Tender Offer Common 145845103 95 21,000 Sh sole 21,000 Cemex SA - Spns ADR Common 151290889 3,359 143,706 Sh sole 143,706 Centurytel Inc. Common 156700106 201 7,000 Sh sole 7,000 Charles Schwab Corporation Common 808513105 26 787 Sh sole 787 Chase Manhattan Corp New Common 16161A108 784 17,025 Sh sole 17,025 Chevron Corp Common 166751107 15 175 Sh sole 175 CIA Paranaense de Energia Spon ADR Pf Common 20441B407 2,669 286,600 Sh sole 286,600 Cisco Systems Inc Common 17275R102 2 25 Sh sole 25 Citigroup Inc Common 172967101 1,077 17,880 Sh sole 17,880 Citizens Communications, Co. Common 17453B101 578 33,500 Sh sole 33,500 City Investing Co. Liquidating Trust Common 177900107 320 250,000 Sh sole 250,000 Clarent Corp. Common 180461105 501 7,000 Sh sole 7,000 CMGI Inc Common 125750109 2 40 Sh sole 40 Coca-Cola Company Common 191216100 115 2,000 Sh sole 2,000 Comdisco Inc Common 200336105 3,854 172,750 Sh sole 172,750 Companhia Brazileira Distribuicao-ADR Common 20440T201 386 12,000 Sh sole 12,000 Compania Anonima Nacional Telefonos Common 204421101 716 26,330 Sh sole 26,330 Compania Paranaense De Energia(Copel) - Spons. ADR Common 20441B407 196 21,000 Sh sole 21,000 Compaq Computer Corp Common 204493100 4 170 Sh sole 170 Compost America Holdings Co.144A Common 20461V101 19 60,000 Sh sole 60,000 Computer Motion Inc. Common 205253107 8 1,000 Sh sole 1,000 Concord Camera Corp Common 206156101 16,701 800,070 Sh sole 800,070 Conectiv Inc Common 206829103 3 205 Sh sole 205 Corn Products International Inc Common 219023108 12 435 Sh sole 435 Corning Inc. Common 219350105 27 100 Sh sole 100 5 Corus Entertainment Inc - B Shs Common 220874101 29 1,100 Sh sole 1,100 Costco Wholesale Corp Common 22160K105 594 18,000 Sh sole 18,000 Cumulus Media Inc. - CL A Common 231082108 37 4,000 Sh sole 4,000 Cypress Semiconductors Corp. Common 232806109 4,132 97,800 Sh sole 97,800 Dell Computer Corp Common 247025109 73 1,485 Sh sole 1,485 Dreyfus Strategic Municipals Inc Common 261932107 0 53 Sh sole 53 Dupont Denemours & Co Common 263534109 26 588 Sh sole 588 E.Medsoft.com Common 26873Q101 1,902 237,700 Sh sole 237,700 Eastman Chemical Company Common 277432100 17 347 Sh sole 347 Eaton Vance Nat'l Municipal Income Tr. Common 27826U108 103 9,500 Sh sole 9,500 EFTC Corporation Common 268443108 2,435 1,089,600 Sh sole 1,089,600 Electronics Arts Inc Common 285512109 58 800 Sh sole 800 Embratel Participacoes SA - Spns ADR Common 29081N100 5,832 246,850 Sh sole 246,850 EMC Corp Mass. Common 268648102 23 300 Sh sole 300 E-Medsoft.com - Pvt. Placement Common 26873Q101 1,368 171,000 Sh sole 171,000 Emerson Electric & Co Common 291011104 27 450 Sh sole 450 Encal Energy Ltd Common 29250D107 1 121 Sh sole 121 Esco Electronics Corp Common 269030102 0 11 Sh sole 11 Euro909.com A/S - Spns ADR Common 298737107 4,060 618,650 Sh sole 618,650 Extreme Networks, Inc. Common 30226D106 211 2,000 Sh sole 2,000 Exxon Mobil Corporation Common 30231G102 228 2,908 Sh sole 2,908 Fairchild Semicon Intl - CL A Common 303726103 41 1,000 Sh sole 1,000 Federal Mogul Corp Common 313549107 5 500 Sh sole 500 Federal National Mortgage Association Common 313586109 21 400 Sh sole 400 Flanders Corporation Common 338494107 2,362 651,600 Sh sole 651,600 Fomento Economico Mex-Sp ADR Common 344419106 129 3,000 Sh sole 3,000 Foundry Networks, Inc. Common 35063R100 55 500 Sh sole 500 Frontline Ltd - Spnr ADR Common 35921R102 184 15,000 Sh sole 15,000 Galileo Technology Ltd Common M47298100 2,279 106,000 Sh sole 106,000 Gap Inc Common 364760108 16 500 Sh sole 500 Gemstar Intl Group LTD Common G3788V106 2,612 42,500 Sh sole 42,500 Genelabs Technologies Inc Common 368706107 44 10,833 Sh sole 10,833 Genentech, Inc. Common 368710406 22 125 Sh sole 125 General Electric Co. Common 369604103 632 11,925 Sh sole 11,925 Gerdau SA - Spns ADR Common 373737105 355 28,000 Sh sole 28,000 Global Crossing Ltd Common G3921A100 263 10,000 Sh sole 10,000 6 Global Light Telecom Inc. Common 37934X100 44 4,000 Sh sole 4,000 Global Telesystems Group Inc Common 37936U104 1,944 161,150 Sh sole 161,150 Globo Cabo S.A. Sponsored ADR Common 37957X102 208 15,000 Sh sole 15,000 Graphon Corp. Common 388707101 1,403 165,000 Sh sole 165,000 Grey Wolf Inc Common 397888108 100 20,000 Sh sole 20,000 Grupo Elecktra SA - Spn GDR Common 40050A102 31 3,000 Sh sole 3,000 Grupo Iusacell SA DE CV NEW SPNRS ADR Common 40050B100 43 2,750 Sh sole 2,750 Grupo Radio Centro SA-SP ADR Common 40049C102 57 5,000 Sh sole 5,000 Grupo Televisa SA - GDR Common 40049J206 2,747 39,850 Sh sole 39,850 GST Telecommunications Inc Common 361942105 0 1,500 Sh sole 1,500 Hartford Financial Services Group Inc Common 416515104 94 1,680 Sh sole 1,680 Hispanic Broadcasting Corp. Common 43357B104 2 50 Sh sole 50 Home Depot Inc Common 437076102 798 15,975 Sh sole 15,975 Hooper Holmes, Inc. Common 439104100 2,304 288,000 Sh sole 288,000 Huffy Corp. Common 444356109 9 2,000 Sh sole 2,000 Icici Ltd. - Spns ADR Common 44926P202 2,288 122,000 Sh sole 122,000 Idexx Laboratories Inc Common 45168D104 488 21,351 Sh sole 21,351 Ikon office Solutions, Inc. Common 451713101 3 750 Sh sole 750 Impsat Fiber Networks, Inc. Common 45321T103 40 2,400 Sh sole 2,400 IMS Health, Inc. Common 449934108 450 25,000 Sh sole 25,000 Intel Corp Common 458140100 385 2,880 Sh sole 2,880 Interdigital Comm Corp. Common 45866A105 3 200 Sh sole 200 Intermedia Communications Inc Common 458801107 89 3,000 Sh sole 3,000 International Business Machines Corp Common 459200101 330 3,010 Sh sole 3,010 Ireland Bank ADR Common 46267Q103 3 100 Sh sole 100 Ishares MSCI Malaysia (free) Common 464286830 944 151,100 Sh sole 151,100 Ivillage, Inc. Common 46588H105 4 500 Sh sole 500 J.P. Morgan & Co Inc Common 616880100 73 660 Sh sole 660 Jabil Circuit Inc. Common 466313103 744 15,000 Sh sole 15,000 Jackpot Enterprises Inc Common 466392107 0 10 Sh sole 10 JDS Uniphase, Corp. Common 46612J101 4,316 36,000 Sh sole 36,000 JMAR Industries Inc COM Common 466212107 118 23,000 Sh sole 23,000 Johnson & Johnson Common 478160104 131 1,288 Sh sole 1,288 Jones Apparel Group Inc Common 480074103 28 1,182 Sh sole 1,182 Key Energy Services, Inc. Common 492914106 96 10,000 Sh sole 10,000 7 Koninklijke Philips Electronics - NY S Common 500472204 7,493 157,751 Sh sole 157,751 Korea Electric Power Corp - ADR Common 500631106 738 40,000 Sh sole 40,000 Korea Telecom Corp - Spns ADR Common 50063P103 1,056 22,000 Sh sole 22,000 Legato Systems Inc. Common 524651106 1,626 107,500 Sh sole 107,500 Lehman Brothers Holdings Inc Common 524908100 19 200 Sh sole 200 Level 3 Communications Inc Common 52729N100 290 3,300 Sh sole 3,300 Lightpath Technologies Inc - A Common 532257102 259 6,500 Sh sole 6,500 LNR Property Corp Common 501940100 20 1,000 Sh sole 1,000 Lucent Technologies Inc Common 549463107 187 3,156 Sh sole 3,156 Mattel Inc. Common 577081102 1 100 Sh sole 100 May Dept. Stores Co. COM Common 577778103 0 6 Sh sole 6 McMoran Exploration Co. Common 582411104 2 93 Sh sole 93 Mediaplex, Inc. Common 58446B105 782 40,500 Sh sole 40,500 Meditrust Corp - Paired Stock Common 58501T306 188 50,000 Sh sole 50,000 Merck & Co Common 589331107 519 6,770 Sh sole 6,770 Merrill Lynch & Co Inc Common 590188108 58 500 Sh sole 500 Messagemedia Inc. Common 590787107 117 33,400 Sh sole 33,400 MGC Communications, Inc. Common 552763302 -450 (7,500) Sh sole (7,500) Micron Technology Inc Common 595112103 247 2,800 Sh sole 2,800 Microsemi Corporation Common 595137100 170 5,000 Sh sole 5,000 Microsoft Corp Common 594918104 1,518 18,970 Sh sole 18,970 Microstrategy Inc. Common 594972101 45 1,500 Sh sole 1,500 Minnesota Mining & Mfg Co Common 604059105 83 1,000 Sh sole 1,000 Morgan Stanley Dean Witter Discovery C Common 617446448 419 5,036 Sh sole 5,036 Motient Corp. Common 619908106 235 15,000 Sh sole 15,000 Motorola Inc Common 620076109 4,272 147,000 Sh sole 147,000 MRV Communications Inc. Common 553477100 67 1,000 Sh sole 1,000 National Semiconductor Corp Common 637640103 596 10,500 Sh sole 10,500 National Techteam, Inc. Common 638108100 117 33,000 Sh sole 33,000 Nokia Corp - Spns ADR CL A Common 654902204 579 11,600 Sh sole 11,600 Nortel Networks, Corp. Common 656568102 68 1,000 Sh sole 1,000 Ogden Corp. Common 676346109 68 7,500 Sh sole 7,500 OMI Corp - new Common Y6476W104 381 70,000 Sh sole 70,000 Oracle Corp. Common 68389X105 256 3,050 Sh sole 3,050 Orckit Communications Ltd Common M7531S107 233 7,750 Sh sole 7,750 OSI Pharmaceuticals, Inc. Common 671040103 86 3,000 Sh sole 3,000 8 Pegasus Communications Corp. Common 705904100 3,415 69,600 Sh sole 69,600 Penwest Pharmaceuticals Co Common 709754105 101 10,000 Sh sole 10,000 Petrochina Co. Ltd. - ADR Common 71646E100 209 10,000 Sh sole 10,000 Pfizer Inc Common 717081103 1,362 28,365 Sh sole 28,365 Pharmaceutical Product Development Common 717124101 1,050 50,000 Sh sole 50,000 Phosphate Resources Partners Common 719217101 9 1,500 Sh sole 1,500 PMC - Sierra Inc Common 69344F106 800 4,500 Sh sole 4,500 PNC Financial Corp Common 693475105 149 3,186 Sh sole 3,186 Pohang Iron & Steel - Adr Common 730450103 840 35,000 Sh sole 35,000 Power Intergrations, Inc. Common 739276103 353 15,000 Sh sole 15,000 Primus Telecommunications GP Common 741929103 1,531 61,550 Sh sole 61,550 Prison Realty Corp Common 74264N105 1,368 446,831 Sh sole 446,831 PSI Technologies Holdings-ADR Common 74438Q109 208 10,000 Sh sole 10,000 Psinet Inc. Common 74437C101 1,681 66,900 Sh sole 66,900 Qwest Communications Intl Common 749121109 26 525 Sh sole 525 Radcom Ltd. Common M81865103 1,434 212,500 Sh sole 212,500 Range Resources Corp. Common 75281A109 16 5,000 Sh sole 5,000 Ranger Oil Ltd Common 752805101 6 1,000 Sh sole 1,000 RCN Corporation Common 749361101 25 1,000 Sh sole 1,000 Rogers Communications Inc Cl B - CAD Common 775109200 62 2,200 Sh sole 2,200 Rostelecom Long Distance & Intl Telecommunications Common 778529107 109 8,000 Sh sole 8,000 RSTK Amylin Pharmaceuticals Inc. Common 032346132 276 23,000 Sh sole 23,000 SBC Communications Inc Common 78387G103 484 11,200 Sh sole 11,200 Scana Corp. Common 80589M102 495 20,500 Sh sole 20,500 Sea Containers Ltd - Cl A Common 811371707 6 300 Sh sole 300 Sepracor Inc Common 817315104 90 750 Sh sole 750 Shaw Communications Inc - CL B Common 82028K200 163 6,600 Sh sole 6,600 Sheldahl Inc. Common 822440103 0 66 Sh sole 66 SK Telecom Co. Ltd. - ADR Common 78440P108 617 17,000 Sh sole 17,000 Solectron Corp Common 834182107 13 306 Sh sole 306 Sonera Corp - Spon ADR Common 835433202 621 13,500 Sh sole 13,500 Spyglass, Inc. Common 852192103 63 2,000 Sh sole 2,000 SSE Telecom Inc. Common 784652109 81 22,000 Sh sole 22,000 9 Staten Island Bancorp Inc Common 857550107 205 11,617 Sh sole 11,617 Stolt Comex Seaway S.A. ADR Common 861567105 4 330 Sh sole 330 Sun Microsystems Inc Common 866810104 132 1,450 Sh sole 1,450 Tektronix Inc. Common 879131100 1,406 19,000 Sh sole 19,000 Tele Celular Sul Part - ADR Common 879238103 348 7,700 Sh sole 7,700 Tele Centro Sul Participacoes SA - ADR Common 879239101 438 6,000 Sh sole 6,000 Tele Norte Celular Participacoes S.A.- Spons ADR Common 87924Y105 96 1,900 Sh sole 1,900 Tele Norte Leste Participacoes - ADR Common 879246106 12,191 516,026 Sh sole 516,026 Telebras - Spns ADR Pfd Block (TBH) Common 879287308 8 85 Sh sole 85 Telecomunicacoes De S.P. Common 87929A102 340 12,285 Sh sole 12,285 Telefonica Del Peru SA SP ADR Rep B sh Common 879384105 387 25,000 Sh sole 25,000 Telefonica SA - Spns ADR Common 879382208 -726 (11,334) Sh sole (11,334) Telefonos De Mexico SA ADR L Common 879403780 3,743 65,460 Sh sole 65,460 Telekomunik Indonesia - Spns ADR Common 715684106 157 22,600 Sh sole 22,600 Telemate.net Software Inc. Common 87943L100 399 125,100 Sh sole 125,100 Telesp Cellular Participacoes - ADR Common 87952L108 1,606 35,790 Sh sole 35,790 Telesudueste Celular Participacoe - AD Common 879252104 1 17 Sh sole 17 Tellabs Inc. Common 879664100 3,422 50,000 Sh sole 50,000 Telscape International, Inc. Common 87971Q104 38 5,587 Sh sole 5,587 Teva Pharmaceuticals - SP ADR Common 881624209 721 13,000 Sh sole 13,000 Texas Instruments Inc Common 882508104 275 4,000 Sh sole 4,000 The Walt Disney Co. Common 254687106 80 2,050 Sh sole 2,050 Transkaryotic Therapies Inc Common 893735100 37 1,000 Sh sole 1,000 Transwitch Corp Common 894065101 87 1,125 Sh sole 1,125 Trico Marine Services Inc Common 896106101 64 5,050 Sh sole 5,050 Tricom SA - Sponsored ADR Common 89612A100 115 7,500 Sh sole 7,500 Trizetto Group, Inc. Common 896882107 81 5,000 Sh sole 5,000 Tubos De Acero De Mexico SA ADR Common 898592506 88 6,375 Sh sole 6,375 10 Tumbleweed Communications CP Common 899690101 1,372 26,960 Sh sole 26,960 TV Azteca SA de Cv - ADR Common 901145102 521 39,500 Sh sole 39,500 Unibanco - Sponsored GDR Common 90458E107 1,754 61,000 Sh sole 61,000 United Global Com Inc - CL A Common 913247508 2,419 51,750 Sh sole 51,750 Unocal Corp. Common 915289102 166 5,000 Sh sole 5,000 Van Kampen Value Muni Income Fund Common 921132106 201 17,000 Sh sole 17,000 Ventas Inc Common 92276F100 6 2,000 Sh sole 2,000 Veramark Technologies Inc Common 923351100 11 3,000 Sh sole 3,000 Viatel Inc. Common 925529208 526 18,400 Sh sole 18,400 Viropharma Inc Common 928241108 1,471 94,150 Sh sole 94,150 Visible Genetics Inc Common 92829S104 23 500 Sh sole 500 Vitesse Semiconductor Corp Common 928497106 2,464 33,500 Sh sole 33,500 Voyager.net, Inc. Common 92906W101 2 200 Sh sole 200 Wal-Mart Stores Inc Common 931142103 115 2,000 Sh sole 2,000 Washington Mutual, Inc. Common 939322103 9 300 Sh sole 300 Williams Cos, Inc. Common 969457100 167 4,000 Sh sole 4,000 Wind River Systems Common 973149107 1,316 34,750 Sh sole 34,750 Worldcom Inc. Common 98157D106 414 9,034 Sh sole 9,034 Worldpages.com Inc. Common 981922107 1,909 318,200 Sh sole 318,200 Wyndham International CL A Common 983101106 125 50,000 Sh sole 50,000 Xicor, Inc. Common 984903104 33 5,000 Sh sole 5,000 $216,370 ========
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