-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PTw5L5CYSlq/TBtF742vagGQPxovbdYzifv6PY6LqlXCuGJdvX2+LxgWtblZj6DH VUPO8P1oxAmdhKLnqiX4bw== 0000919574-00-000250.txt : 20040129 0000919574-00-000250.hdr.sgml : 20040129 20000214172400 ACCESSION NUMBER: 0000919574-00-000250 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000214 DATE AS OF CHANGE: 20000217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT CORP /NY/ /ADV CENTRAL INDEX KEY: 0000811166 IRS NUMBER: 135133790 STATE OF INCORPORATION: NY FISCAL YEAR END: 0826 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04706 FILM NUMBER: 00544118 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125466200 FORMER COMPANY: FORMER CONFORMED NAME: DELTEC SECURITIES CORP /ADV DATE OF NAME CHANGE: 19920820 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Deltec Asset Management Corporation Address: 645 Fifth Avenue New York, New York 10022 Form 13F File Number: 28-4706 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zupello Title: Managing Director and Chief Operating Officer Phone: (212) 546-6285 Signature, Place, and Date of Signing: /s/ Stephen Zupello New York, New York February 14, 2000 ___________________ __________________ _________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check her if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 343 Form 13F Information Table Value Total: $327,215 [thousands] List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- [Repeat as necessary.] 3 FORM 13 F PORTIA REPORT **dgv13f--CONSOLIDATED As of: December 31, 1999 Form 13F INFORMATION TABLE
TITLE CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS NUMBER (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------- ------ ------ ------- --- ---- ---------- -------- ----- ----- --- Abbott Laboratories Common Stock 002824100 $ 123 3,400 SH N/A sole 3,400 Abgenix Inc. Common Stock 00339B107 13 100 SH N/A sole Acxiom Corp. Common Stock 005125109 240 10,000 SH N/A sole Advanced Fibre Communication Common Stock 00754A105 1,229 27,500 SH N/A sole Advanced Photonix Inc - CL A Common Stock 00754E107 113 40,000 SH N/A sole Advanta Corp - Cl B Common Stock 007942204 7 500 SH N/A sole Aeroflex Inc Common Stock 007768104 8,526 821,800 SH N/A sole Aetna Inc. Common Stock 008117103 14 244 SH N/A sole Agnico Eagle Mines Ltd COM Common Stock 008474108 111 15,000 SH N/A sole Agribiotech Inc Common Stock 008494106 36 15,000 SH N/A sole Alliance Gaming Corp COM NEW Common Stock 01859P609 14 5,000 SH N/A sole Alliant Energy Corp Common Stock 018802108 58 2,100 SH N/A sole Allied Irish Banks PLC- Spns ADR Common Stock 019228402 2 100 SH N/A sole Allied Waste Industries, Inc. Common Stock 019589308 18 2,000 SH N/A sole America Online Inc del com Common Stock 02364J104 1,837 24,355 SH N/A sole 24,355 American Express Company Common Stock 025816109 249 1,500 SH N/A sole 1,500 American Home Products Corp Common Stock 026609107 185 4,700 SH N/A sole 4,700 American International Group Inc Common Stock 026874107 4,172 38,581 SH N/A sole 38,581 American Telephone & Telegraph Co Common Stock 001957109 127 2,500 SH N/A sole 2,500 American Water Works, Inc. Common Stock 030411102 38 1,800 SH N/A sole 1,800 Amgen Inc Common Stock 031162100 1,664 27,700 SH N/A sole 27,700 Amylin Pharmaceuticals Inc. Common Stock 032346108 2,657 318,500 SH N/A sole 318,500 Anadarko Petroleum Corp Common Stock 032511107 972 28,476 SH N/A sole 28,476 Anheuser-Busch Cos Inc Common Stock 035229103 461 6,500 SH N/A sole 6,500 Antec Corp. Common Stock 003664P105 1,022 28,000 SH N/A sole 28,000 Aquarion Co. Common Stock 03838W101 117 3,150 SH N/A sole 3,150 4 Aracruz Celulose SA - Spns ADR Common Stock 38496204 11 400 SH N/A sole 400 Asia Pulp & Paper - Wts Common Stock 04516V209 0 400 SH N/A sole 400 Asia Pulp & Paper Ltd Sponsored Adr Common Stock 04516V100 24 3,000 SH N/A sole 3,000 Astrazeneca Plc - Spons ADR Common Stock 46353108 2,714 65,000 SH N/A sole 65,000 At Home Corp Ser A Common Stock 45919107 9 200 SH N/A sole 200 AT&T Liberty Media - A Common Stock 001957208 745 13,116 SH N/A sole 13,116 Atlas Air Inc Common Stock 49164106 3,264 118,955 SH N/A sole 118,955 Autotote Corp - CL A Common Stock 053323101 885 272,270 SH N/A sole 272,270 Avon Products Inc Common Stock 054303102 99 3,000 SH N/A sole 3,000 AXA Financial Inc. Common Stock 002451102 678 20,000 SH N/A sole 20,000 Azurix Corp Common Stock 05501M104 40 4,500 SH N/A sole 4,500 Banco Latinoamericano Exportaciones - Common Stock P16994132 118 5,000 SH N/A sole 5,000 Bank of Tokyo - Mitsubishi Ltd ADR Common Stock 065379109 13 900 SH N/A sole 900 Battle Mountain Gold, Co. Common Stock 071593107 25 12,000 SH N/A sole 12,000 BE Aerospace Inc Common Stock 073302101 13 1,500 SH N/A sole 1,500 Bellsouth Corp Common Stock 079860102 118 2,520 SH N/A sole 2,520 Benchmark Electronics, Inc. Common Stock 08160H101 10,870 473,900 SH N/A sole 473,900 Berkshire Hathaway Inc del - Cl A Common Stock 084670108 112 2 SH N/A sole 2 Bestfoods Common Stock 08658U101 91 1,740 SH N/A sole 1,740 BP Amoco PLC Spons ADR Common Stock 055622104 90 1,512 SH N/A sole 1,512 Brio Technology, Inc. Common Stock 109704106 38 900 SH N/A sole 900 Bristol-Myers Squibb Co. Common Stock 110122108 929 14,480 SH N/A sole 14,480 Broadway Financial Corp/Del Common Stock 111444105 1,122 233,131 SH N/A sole 233,131 Brookline Bancorp, Inc. Common Stock 113739106 488 50,000 SH N/A sole 50,000 Cadbury Schweppes PLC - Sp ADR Common Stock 127209302 242 10,000 SH N/A sole 10,000 Cadence Design System Inc Common Stock 127387108 432 18,000 SH N/A sole 18,000 Call Benchmark Jan 030 Exp 01/22/00 Option 08160H901 (13) (200) N/A CALL sole -200 Call Forest Labs Jan 060 Exp 01/22/00 Option 345838906 (14) (40) N/A CALL sole -40 Call Global Teles Jan 040 Exp 01/22/00 Option 37936U904 (6) (100) N/A CALL sole -100 Call MCI Worldcom Jan090 Exp 01/22/00 Option 55268B906 (4) (75) N/A CALL sole -75 Call MGC Commun Jan 045 Exp 01/22/00 Option 552763904 (65) (100) N/A CALL sole -100 5 Call Orckit Commun Jan 040 Exp 01/22/00 Option M7531S907 (16) (100) N/A CALL sole -100 Call Panamsat Jan 050 Exp 01/22/00 Option 697933909 (48) (50) N/A CALL sole -50 Call Pegasus Commun Jan 090 Exp 01/22/0 Option 705904900 (88) (90) N/A CALL sole -90 Call Psinet, Inc. Jan 075 Exp 01/22/00 Option 74437C901 (3) (25) N/A CALL sole -25 Call SCI Systems Jan 045 Exp 01/22/00 Option 783890906 (27) (7) N/A CALL sole -7 Call Sirius Sate Jan 030 Exp 01/22/00 Option 82966U903 (230) (164) N/A CALL sole -164 Canadian Imperial Bank of Commerce Common Stock 136069101 48 2,000 SH N/A sole 2,000 Carson Inc - CL A Common Stock 145845103 62 19,000 SH N/A sole 19,000 CBS Corporation Common Stock 12490K107 115 1,800 SH N/A sole 1,800 Celadon Group Inc Common Stock 150838100 1,143 198,711 SH N/A sole 198,711 Celestica, Inc. Common Stock 15101Q108 2,420 43,600 SH N/A sole 43,600 Cemex SA - Spns ADR Common Stock 151290889 2,884 103,468 SH N/A sole 103,468 Chase Manhattan Corp New Common Stock 16161A108 27 350 SH N/A sole 350 Chemdex Corp. Common Stock 163595101 56 500 SH N/A sole 500 Chevron Corp Common Stock 166751107 15 175 SH N/A sole 175 China Eastern Airlines - ADR Common Stock 16937R104 287 25,500 SH N/A sole 25,500 China Southern Air - ADR Common Stock 169409109 292 25,800 SH N/A sole 25,800 China Telecom HK Ltd - Spns ADR Common Stock 169428109 129 1,000 SH N/A sole 1,000 Chirex Inc. Common Stock 170038103 35 2,400 SH N/A sole 2,400 Chubb Corp. Common Stock 171232101 101 1,800 SH N/A sole 1,800 Ciena Corp Common Stock 171779101 345 6,000 SH N/A sole 6,000 Cisco Systems Inc Common Stock 17275R102 2,647 24,710 SH N/A sole 24,710 Citigroup Inc Common Stock 172967101 5,682 102,267 SH N/A sole 102,267 City Investing Co. Liquidating Trust Common Stock 177900107 320 250,000 SH N/A sole 250,000 Clarent Corp. del Common Stock 180461105 39 500 SH N/A sole 500 CMGI Inc Common Stock 125750109 55 200 SH N/A sole 200 Coca-Cola Company Common Stock 191216100 880 15,110 SH N/A sole 15,110 Colgate Palmolive Co. Common Stock 194162103 715 11,000 SH N/A sole 11,000 Companhia Brazileira Distribuicao-ADR Common Stock 20440T201 1,661 51,400 SH N/A sole 51,400 Compania Paranaense energ corp spon ADR Common Stock 20441B407 1,306 140,200 SH N/A sole 140,200 Compaq Computer Corp Common Stock 204493100 45 1,670 SH N/A sole 1,670 Conceptus, Inc. Common Stock 206016107 4 1,091 SH N/A sole 1,091 Concord Camera Corp Common Stock 206156101 12,654 556,210 SH N/A sole 556,210 Concord Communications Inc. Common Stock 206186108 44 1,000 SH N/A sole 1,000 Conectiv Inc Common Stock 206829103 3 205 SH N/A sole 205 Connetics Corp. Common Stock 208192104 210 20,000 SH N/A sole 20,000 6 Constellation Energy Corp Common Stock 210371100 7 246 SH N/A sole 246 Corn Products International Inc Common Stock 219023108 63 1,935 SH N/A sole 1,935 Corning Inc. Common Stock 219350105 129 1,000 SH N/A sole 1,000 Costco Wholesale Corp Common Stock 22160K105 821 9,000 SH N/A sole 9,000 Crescent Real Estate Equities Co Common Stock 225756105 44 2,400 SH N/A sole 2,400 Cypress Semiconductors Corp. Common Stock 232806109 3,718 114,850 SH N/A sole 114,850 DaimlerChrysler AG Common Stock D1668R123 78 1,000 SH N/A sole 1,000 Dell Computer Corp Common Stock 247025109 282 5,535 SH N/A sole 5,535 Delphi Automotive Systems Corp Common Stock 247126105 11 699 SH N/A sole 699 Digex Inc. del Common Stock 253756100 1,598 23,250 SH N/A sole 23,250 Disney Walt Co. Common Stock 254687106 176 6,000 SH N/A sole 6,000 Doubleclick Inc Common Stock 258609304 25 100 SH N/A sole 100 Dow Jones & Co. Inc. Common Stock 260561105 34 500 SH N/A sole 500 Dreyfus Strategic Municipals Inc Common Stock 261932107 0 53 SH N/A sole 53 Dupont Denemours & Co Common Stock 263534109 118 1,788 SH N/A sole 1,788 Dyersburg Corp. Common Stock 267575108 7 8,000 SH N/A sole 8,000 Earthshell Corp. Common Stock 27032B100 4 1,000 SH N/A sole 1,000 Eastman Chemical Company Common Stock 277432100 17 347 SH N/A sole 347 Eastman Kodak Co Common Stock 277461109 80 1,200 SH N/A sole 1,200 Eaton Vance Nat'l Municipal Income Tr. Common Stock 27826U108 110 9,500 SH N/A sole 9,500 Echo Bay Mines Ltd. Common Stock 278751102 14 12,000 SH N/A sole 12,000 EFTC Corporation Common Stock 268443108 2,427 1,339,240 SH N/A sole 1,339,240 Electronics Arts Inc Common Stock 285512109 193 2,300 SH N/A sole 2,300 Embratel Participacoes SA - Spns ADR Common Stock 29081N100 4,435 162,750 SH N/A sole 162,750 EMC Corp / Mass Common Stock 268648102 3 25 SH N/A sole 25 Emerson Electric Co Common Stock 291011104 26 450 SH N/A sole 450 Encal Energy Ltd Common Stock 29250D107 1 121 SH N/A sole 121 Enron Corp Common Stock 293561106 226 5,100 SH N/A sole 5,100 Ensco International Inc Common Stock 26874Q100 69 3,000 SH N/A sole 3,000 Esco Electronics Corp Common Stock 269030201 0 11 SH N/A sole 11 E'Town Corp Common Stock 269242103 56 900 SH N/A sole 900 Euro909.com A/S - Spns ADR Common Stock 298737107 24,215 880,535 SH N/A sole 880,535 Extreme Networks, Inc. Common Stock 30226D106 42 500 SH N/A sole 500 Exxon Mobil Corporation Common Stock 30231G102 330 4,100 SH N/A sole 4,100 FDX Corporation Common Stock 31304N107 1,556 38,000 SH N/A sole 38,000 Federal Mogul Corp Common Stock 313549107 10 500 SH N/A sole 500 Federal National Mortgage Association Common Stock 313586109 212 3,400 SH N/A sole 3,400 First Virginia Banks, Inc. Common Stock 337477103 39 900 SH N/A sole 900 Firstcom Corp. Common Stock 33763T104 2,297 62,500 SH N/A sole 62,500 Flanders Corporation Common Stock 338494107 1,914 765,600 SH N/A sole 765,600 7 Ford Motor Company del Common Stock 345370100 80 1,500 SH N/A sole 1,500 Forest Laboratories Inc Common Stock 345838106 2,162 35,190 SH N/A sole 35,190 Franklin Resources Inc Common Stock 354613101 2,613 81,500 SH N/A sole 81,500 Frequency Electronics Inc Common Stock 358010106 106 10,250 SH N/A sole 10,250 Galileo Technology Ltd Common Stock M47298100 5,779 239,550 SH N/A sole 239,550 Gap Inc del Common Stock 364760108 23 500 SH N/A sole 500 Genelabs Technologies Inc Common Stock 368706107 115 20,833 SH N/A sole 20,833 Genentech, Inc. Common Stock 368710406 17 125 SH N/A sole 125 General Electric Co. Common Stock 369604103 836 5,400 SH N/A sole 5,400 General Motors Corp Common Stock 370442105 909 12,500 SH N/A sole 12,500 Genzyme Corp Common Stock 372917104 61 1,350 SH N/A sole 1,350 Genzyme Surgical Products Common Stock 372917609 1 241 SH N/A sole 241 Gerdau SA - Spns ADR Common Stock 373737105 396 15,000 SH N/A sole 15,000 Gillette Co. Common Stock 375766102 492 11,950 SH N/A sole 11,950 Global Crossing Ltd Common Stock G3921A1009 250 5,000 SH N/A sole 5,000 Global Light Telecom Inc. Common Stock 37934X100 124 10,000 SH N/A sole 10,000 Global Telesystems Group Inc Common Stock 37936U104 7,020 202,750 SH N/A sole 202,750 Globo Cabo S.A. - SP ADR Common Stock 37957X102 720 40,000 SH N/A sole 40,000 Golden Star Resources Ltd @ da Common Stock 38119T104 19 20,000 SH N/A sole 20,000 Golden Telecom, Inc. Common Stock 38122G107 736 23,000 SH N/A sole 23,000 Goldman Sachs Group, Inc. Common Stock 38141G104 47 500 SH N/A sole 500 Greater China Fund Inc Common Stock 39167B102 3 416 SH N/A sole 416 Grupo Televisa SA - GDR Common Stock 40049J206 2,969 43,500 SH N/A sole 43,500 GST Telecommunications Inc Common Stock 361942105 23 2,500 SH N/A sole 2,500 GTE Corp Common Stock 362320103 28 400 SH N/A sole 400 Gulf Indonesia Resources Ltd Common Stock 402284103 4 500 SH N/A sole 500 Harmony Gold Mining Co. Ltd - Spns ADR Common Stock 413216300 53 8,500 SH N/A sole 8,500 Hartford finl svcs Group Inc Common Stock 416515104 18 376 SH N/A sole 376 Healtheon Webmd Corp Common Stock 422209106 38 1,000 SH N/A sole 1,000 Hewlett - Packard Co. Common Stock 428236103 273 2,400 SH N/A sole 2,400 Home Depot Inc Common Stock 437076102 1,121 16,350 SH N/A sole 16,350 Idexx Laboratories Inc Common Stock 45168D104 344 21,351 SH N/A sole 21,351 Ilex Oncology, Inc. Common Stock 451923106 166 6,875 SH N/A sole 6,875 Inco Ltd. Common Stock 453258402 39 1,650 SH N/A sole 1,650 ING Groep NV - Spns ADR Common Stock 456837103 9 150 SH N/A sole 150 Intel Corp Common Stock 458140100 365 4,430 SH N/A sole 4,430 8 Intelidata Technologies Corp. Common Stock 45814T107 623 150,000 SH N/A sole 150,000 Intermedia Communications Inc Common Stock 458801107 78 2,000 SH N/A sole 2,000 International Business Machines Corp Common Stock 459200101 572 5,300 SH N/A sole 5,300 Intraware, Inc. Common Stock 46118M103 560 7,000 SH N/A sole 7,000 IPC Communications, Inc. Common Stock 44980K206 391 5,500 SH N/A sole 5,500 Ireland Bank ADR Common Stock 46267Q103 6 200 SH N/A sole 200 Irsa Inversiones y Representaciones AD Common Stock 450047204 - 0 SH N/A sole 0 ITT Industries Inc ind Common Stock 450911102 6 188 SH N/A sole 188 Ivillage, Inc. Common Stock 46588H105 10 500 SH N/A sole 500 IXl Enterprises, Inc. Common Stock 450718101 28 500 SH N/A sole 500 Ixnet, Inc. Common Stock 46601C109 1,612 53,500 SH N/A sole 53,500 Jabil Circuit Inc. Common Stock 466313103 1,661 22,750 SH N/A sole 22,750 Jackpot Enterprises Inc Common Stock 466392107 0 10 SH N/A sole 10 JMAR Industries Inc COM Common Stock 466212107 100 22,000 SH N/A sole 22,000 Johnson & Johnson Common Stock 478160104 3,184 34,188 SH N/A sole 34,188 Jones Apparel Group Inc Common Stock 480074103 256 9,432 SH N/A sole 9,432 Kansas City Southern Industries, Inc. Common Stock 485170104 157 2,100 SH N/A sole 2,100 Kimberly Clark Corp Common Stock 494368103 13 200 SH N/A sole 200 Koninklijke Philips Electronics - NY S Common Stock 500472204 6,705 49,668 SH N/A sole 49,668 Korea Electric Power - ADR Common Stock 500631106 419 25,000 SH N/A sole 25,000 Korea Telecom Corp - Spns ADR Common Stock 50063P103 150 2,000 SH N/A sole 2,000 Korean Investment Fund Inc Common Stock 500637103 61 7,000 SH N/A sole 7,000 Kyzen Corp - CL A Common Stock 501596100 2 3,000 SH N/A sole 3,000 Lauder Estee Companies Inc Common Stock 518439104 23 450 SH N/A sole 450 Legg Mason, Inc. Common Stock 524901105 145 4,000 SH N/A sole 4,000 Lehman Brothers Holdings Inc Common Stock 524908100 17 200 SH N/A sole 200 Level 3 Communications Inc Common Stock 52729N100 270 3,300 SH N/A sole 3,300 Lilly Eli & Company Common Stock 532457108 2,594 39,000 SH N/A sole 39,000 LNR Property Corp Common Stock 501940100 20 1,000 SH N/A sole 1,000 Lockheed Martin Corporation Common Stock 539830109 33 1,500 SH N/A sole 1,500 Lucent Technologies Inc Common Stock 549463107 939 12,558 SH N/A sole 12,558 9 Magyar Tavkozlesi RT - ADR Common Stock 559776109 900 25,000 SH N/A sole 25,000 Mattel Inc. Common Stock 577081102 1 100 SH N/A sole 100 May Dept. Stores Co. COM Common Stock 577778103 0 6 SH N/A sole 6 MCI Worldcom Inc Common Stock 55268B106 2,704 50,963 SH N/A sole 50,963 McKesson HBOC Inc Common Stock 58155Q103 41 1,800 SH N/A sole 1,800 McMoran Exploration Co. Common Stock 582411104 2 93 SH N/A sole 93 Merck & Co Inc Common Stock 589331107 3,318 49,480 SH N/A sole 49,480 Merrill Lynch & Co Inc Common Stock 590188108 5,060 60,600 SH N/A sole 60,600 Messagemedia Inc. Common Stock 590787107 323 23,000 SH N/A sole 23,000 MGC Communications, Inc. Common Stock 552763302 10,333 203,600 SH N/A sole 203,600 Micron Technology Inc Common Stock 595112103 109 1,400 SH N/A sole 1,400 Microsoft Corp Common Stock 594918104 1,876 16,070 SH N/A sole 16,070 Morgan JP & Co Inc Common Stock 616880100 84 660 SH N/A sole 660 Morgan Stanley Dean Witter Discovery C Common Stock 617446448 6,319 44,268 SH N/A sole 44,268 MRV Communications Inc. Common Stock 553477100 8,746 139,100 SH N/A sole 139,100 National Golf Properties, Inc. Common Stock 63623G109 47 2,400 SH N/A sole 2,400 National Techteam, Inc. Common Stock 638108100 168 35,000 SH N/A sole 35,000 Netrix Corp. Common Stock 641148101 209 14,000 SH N/A sole 14,000 Network Solutions Inc Cl A Common Stock 64121Q102 218 1,000 SH N/A sole 1,000 New Tel Limited - Spns ADR Common Stock 648867109 40 5,000 SH N/A sole 5,000 Newmont Mining Corp Common Stock 651639106 137 5,580 SH N/A sole 5,580 Nextel Communications Inc CL A Common Stock 65332V103 10 100 SH N/A sole 100 Noble Affiliates Inc. Common Stock 654894104 6 300 SH N/A sole 300 Nokia Corp - Spns ADR CL A Common Stock 654902204 684 3,600 SH N/A sole 3,600 Onhealth Network Co. Common Stock 68272W107 2 175 SH N/A sole 175 Open Jt Stk Co- impel Communic-SP ADR Common Stock 68370R109 312 7,000 SH N/A sole 7,000 Optimal Robotics Corp Common Stock 68388R208 108 2,900 SH N/A sole 2,900 Oracle Corp. Common Stock 68389X105 112 1,000 SH N/A sole 1,000 Orbital Engine Ltd - ADR Common Stock 685563306 4 1,000 SH N/A sole 1,000 Orckit Communications Ltd Common Stock M7531S107 2,745 80,000 SH N/A sole 80,000 OSI Pharmaceuticals, Inc. Common Stock 671040103 44 5,500 SH N/A sole 5,500 Paine Webber Group Inc Common Stock 695629105 2,203 56,750 SH N/A sole 56,750 Pan American Silver Corp. Common Stock 697900108 43 8,000 SH N/A sole 8,000 Panamsat Corp. Common Stock 697933109 1,069 18,000 SH N/A sole 18,000 Paradyne Networks, Inc. Common Stock 69911G107 804 29,500 SH N/A sole 29,500 P-Common stock Inc. Common Stock 693262107 27 3,000 SH N/A sole 3,000 10 Pegasus Communications Corp. Common Stock 705904100 5,112 52,300 SH N/A sole 52,300 Pepsico, Inc. Common Stock 713448108 100 2,850 SH N/A sole 2,850 Pfizer Inc Common Stock 717081103 3,384 104,315 SH N/A sole 104,315 Pharmaceutical Product Development Common Stock 717124101 238 20,000 SH N/A sole 20,000 Philip Morris Companies Inc Common Stock 718154107 70 3,000 SH N/A sole 3,000 Phillips Petroleum Co. Common Stock 718507106 71 1,500 SH N/A sole 1,500 Phosphate Resources Partners Common Stock 719217101 15 1,500 SH N/A sole 1,500 Placer Dome Inc. COM Common Stock 725906101 54 5,000 SH N/A sole 5,000 PNC Bnk Corp Common Stock 693475105 142 3,186 SH N/A sole 3,186 Pohang Iron & Steel Ltd - Adr Common Stock 730450103 795 22,700 SH N/A sole 22,700 Premier Laser Systems Inc - CL A Common Stock 740522107 6 4,000 SH N/A sole 4,000 Price & Rowe Associates Common Stock 741477103 259 7,000 SH N/A sole 7,000 Prison Realty Tr Common Stock 74264N105 2,110 416,780 SH N/A sole 416,780 Procter & Gamble Co Common Stock 742718109 329 3,000 SH N/A sole 3,000 Provident American Corp Common Stock 743832107 35 1,000 SH N/A sole 1,000 Psinet Inc. Common Stock 74437C101 4,069 65,900 SH N/A sole 65,900 Qualcomm, Inc. Common Stock 747525103 299 1,700 SH N/A sole 1,700 Qwest Communications Intl Inc Common Stock 749121109 599 13,925 SH N/A sole 13,925 Range Resources Corp. Common Stock 75281A109 16 5,000 SH N/A sole 5,000 Ranger Oil Ltd Common Stock 752805101 3 1,000 SH N/A sole 1,000 Read - Rite Corp Common Stock 755246105 10 2,000 SH N/A sole 2,000 Revenue Properties Ltd. Common Stock 761389402 3 2,100 SH N/A sole 2,100 Robert Half Int'l., Inc. Common Stock 770323103 171 6,000 SH N/A sole 6,000 Rogers Communications - CL B Common Stock 775109200 54 2,200 SH N/A sole 2,200 Royal Bank of Scotland PLC Ser C PFD Common Stock 780097408 43 2,000 SH N/A sole 2,000 Royal Dutch Petro - NY Shares Common Stock 780257804 335 5,550 SH N/A sole 5,550 SBC Communications Inc Common Stock 78387G103 663 13,600 SH N/A sole 13,600 Scana Corp. Common Stock 805898103 820 30,500 SH N/A sole 30,500 SCI Systems Inc Common Stock 783890106 62 750 SH N/A sole 750 Sea Containers Ltd - Cl A Common Stock 811371707 285 10,700 SH N/A sole 10,700 Sea Containers Ltd Cl B Common Stock 811371103 386 14,600 SH N/A sole 14,600 Sears Roebuck & Co. Common Stock 812387108 10 344 SH N/A sole 344 Sepracor Inc Common Stock 817315104 76 770 SH N/A sole 770 Seven Seas Petroleum Corp Common Stock 817917107 3 3,000 SH N/A sole 3,000 Shaw Communications Inc - CL B Common Stock 82028K200 108 3,300 SH N/A sole 3,300 Sirius Satellite Radio, Inc. Common Stock 82966U103 6,602 148,350 SH N/A sole 148,350 11 Smithkline Beecham Plc - ADR Common Stock 832378301 3,892 60,400 SH N/A sole 60,400 Solectron Corp Common Stock 834182107 15 153 SH N/A sole 153 Sonera Corp - Spon ADR Common Stock 835433202 3,947 57,000 SH N/A sole 57,000 Sony Corp - Sponsored ADR Common Stock 835699307 142 500 SH N/A sole 500 Spyglass, Inc. Common Stock 852192103 455 12,000 SH N/A sole 12,000 Stage Stores Inc Common Stock 85254C107 5 2,000 SH N/A sole 2,000 Star Gas Partners - Sr Sub Units Common Stock 85512C204 908 179,343 SH N/A sole 179,343 Star Gas Partners L.P. Common Stock 85512C105 3 240 SH N/A sole 240 Starmedia Network, Inc. Common Stock 855546107 521 13,000 SH N/A sole 13,000 State Street Corp Common Stock 857477103 2,656 36,350 SH N/A sole 36,350 Staten Island Bancorp Inc Common Stock 857550107 209 11,617 SH N/A sole 11,617 Stolt Comex Seaway S.A. ADR CLASS A Common Stock 861567105 7 660 SH N/A sole 660 Sun Microsystems Inc Common Stock 866810104 54 700 SH N/A sole 700 Systems & Computer Tech Corp. Common Stock 871873105 28 1,700 SH N/A sole 1,700 Talk.com, Inc. Common Stock 874264104 27 1,500 SH N/A sole 1,500 TCBY Enterprises Inc Common Stock 872245105 4 1,000 SH N/A sole 1,000 Tele Centro Sul Participacoes SA - ADR Common Stock 879239101 2,178 24,000 SH N/A sole 24,000 Tele Norte Leste Participacoes - ADR Common Stock 879246106 6,995 274,300 SH N/A sole 274,300 Telecomunicacoes Brasilieras Common Stock 879287308 8,799 68,475 SH N/A sole 68,475 Telefonos De Mexico SA ADR L Common Stock 879403780 4,044 35,950 SH N/A sole 35,950 Telekomunik Indonesia - Spns ADR Common Stock 715684106 84 7,600 SH N/A sole 7,600 Telesp Cellular Participacoes - ADR Common Stock 87952L108 456 10,750 SH N/A sole 10,750 Templeton Dragon Fund Inc Common Stock 88018T101 41 4,200 SH N/A sole 4,200 Teva Pharmaceuticals - SP ADR Common Stock 881624209 1,842 25,700 SH N/A sole 25,700 Texas Instruments Inc Common Stock 882508104 436 4,500 SH N/A sole 4,500 Texas Utilities Co Common Stock 882848104 10 275 SH N/A sole 275 Thoratec Labs Corp Common Stock 885175307 116 11,910 SH N/A sole 11,910 Tiffany & Co New Common Stock 886547108 179 2,000 SH N/A sole 2,000 Time Warner Inc Common Stock 887315109 822 11,350 SH N/A sole 11,350 TNP Enterprises, Inc. Common Stock 872594106 62 1,500 SH N/A sole 1,500 Transkaryotic Therapies Inc Common Stock 893735100 39 1,000 SH N/A sole 1,000 Transwitch Corp Common Stock 894065101 54 750 SH N/A sole 750 Trico Marine Services Inc Common Stock 896106101 36 5,050 SH N/A sole 5,050 12 Tricom SA - Sponsored ADR Common Stock 89612A100 45 2,000 SH N/A sole 2,000 Triquint Semiconductor Inc Common Stock 89674K103 45 400 SH N/A sole 400 TRM Corp Common Stock 872636105 145 23,600 SH N/A sole 23,600 Tubos De Acero De Mexico SA ADR Common Stock 898592506 32 2,375 SH N/A sole 2,375 TV Azteca SA de Cv - ADR Common Stock 901145102 45 5,000 SH N/A sole 5,000 Tyco Int'l. Ltd. New Common Stock 902124106 179 4,600 SH N/A sole 4,600 Unibanco - Sponsored GDR Common Stock 90458E107 2,621 87,000 SH N/A sole 87,000 Unilever NV Common Stock 904784709 194 3,572 SH N/A sole 3,572 United Global Com Inc - CL A Common Stock 913247508 9,086 128,650 SH N/A sole 128,650 Unocal Corp. Common Stock 915289102 168 5,000 SH N/A sole 5,000 Van Kampen Value Muni Income Fund Other 921132106 204 17,000 N/A N/A sole 17,000 Varian Semiconductor Equip Common Stock 922207105 1,615 47,500 SH N/A sole 47,500 Ventas Inc Common Stock 92276F100 8 2,000 SH N/A sole 2,000 Verio Inc Common Stock 923433106 279 6,034 SH N/A sole 6,034 Viatel Inc. Common Stock 925529208 161 3,000 SH N/A sole 3,000 Viropharma Inc Common Stock 928241108 4,227 114,250 SH N/A sole 114,250 Visible Genetics Inc Common Stock 92829S104 30 1,000 SH N/A sole 1,000 Visx Inc. Common Stock 92844S105 559 10,800 SH N/A sole 10,800 Vitro Sociedad Anonima Common Stock 928502301 28 5,000 SH N/A sole 5,000 Vivus Inc Common Stock 928551100 3 1,100 SH N/A sole 1,100 Vodafone Airtouch PLC - Spons ADR Common Stock 92857T107 - 0 SH N/A sole 0 Voyager.net, Inc. Common Stock 92906W101 3,584 390,090 SH N/A sole 390,090 Wal-Mart Stores Inc Common Stock 931142103 138 2,000 SH N/A sole 2,000 Washington Mutual, Inc. Common Stock 939322103 8 300 SH N/A sole 300 Waste Management Inc. del Common Stock 94106L109 2 100 SH N/A sole 100 Watson Pharmaceuticals Inc Common Stock 942683103 2,629 73,410 SH N/A sole 73,410 WEBS Japan Index Series Common Stock 92923H889 16 975 SH N/A sole 975 Webs-Malaysia ndex Series Other 92923H871 502 71,100 N/A N/A sole 71,100 Williams Cos, Inc. del Common Stock 969457100 153 5,000 SH N/A sole 5,000 Wind River Systems Common Stock 973149107 861 23,500 SH N/A sole 23,500 Wisconsin Energy Corp Common Stock 976657106 40 2,100 SH N/A sole 2,100 Wit Capital Group Inc. Common Stock 97737K309 9 500 SH N/A sole 500 Worldgate Communications Inc. Common Stock 98156L307 2,152 45,250 SH N/A sole 45,250 WorldTalk Communications Corp Common Stock 98155G101 3,710 184,934 SH N/A sole 184,934 Wts Cemex SA Spns ADR Exp 12/13/02 Other 151290871 23 5,466 N/A N/A sole 5,466 13 Wts Eur0909.com - Spns ADR Exp 06/30/0 Other 298737115 3,077 146,500 N/A N/A sole 146,500 Yahoo Inc Common Stock 984332106 541 1,250 SH N/A sole 1,250 Zenix Income Fund Inc Common Stock 989414107 30 6,500 SH N/A sole 6,500 Item count 343 GRAND TOTAL $327,215
14 01552002.AB3 -----END PRIVACY-ENHANCED MESSAGE-----