4 1 edgar.txt FORM 4 - 12-31-2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Thomas W. Elward Fairlane Plaza South Suite 1100 330 Town Center Drive MI, Dearborn 48126 2. Issuer Name and Ticker or Trading Symbol CMS Energy Corporation (CMS) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 12/31/2002 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner ( ) Officer (give title below) (X) Other (specify below) President and CEO of CMS Generation Co, an affiliate of CMS Energy 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security|2. |2A. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Trans-|Exec- |Trans | or Disposed of (D) | Securities |ect | Beneficial Ownership | |action|ution |action| | Beneficially |(D)or | | | | | | | | A/| | Owned Following |Indir | | |Date | Date |Code|V| Amount | D | Price | Reported Trans(s)|ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock (CMS) | | | | | | | |24005 1 |D | | -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (CMS) |12/31/|1/29/ |J |V|1067 |A | |6979 |I |401(k) | | 2002 |2003 |2 | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Derivative |version |Trans- |Deemed|Trans-| rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer |action | |action| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | |Execu-| | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| |ution | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | | |Date |Expir| | |ficially |Ind| | |tive | | | | | A/|Exer-|ation| Title and Number | |Owned Follow|ire| | |Secu- |(Month/|(Month| | | | D |cisa-|Date | of Shares | |ing Reported|ct | | |rity |Day/ |/Day/ |Code|V| Amount | |ble | | | |Trans- |(I)| | | |Year) |Year) | | | | | | | | |action(s) | | | ___________________________________________________________________________________________________________________________________| Emp Stock Opt| | | | | | | | | | Common Stoc| | |8000 |D | | ions-1998 | | | | | | | | | |k (CMS) | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| Emp Stock Opt| | | | | | | | | | Common Stoc| | |12000 |D | | ions-1999 | | | | | | | | | |k (CMS) | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| Emp Stock Opt| | | | | | | | | | Common Stoc| | |14000 |D | | ions-2001 | | | | | | | | | |k (CMS) | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| Employee Stoc| | | | | | | | | | Common Stoc| | |20000 |D | | k Options - 2| | | | | | | | | |k (CMS) | | | | | | 002 | | | | | | | | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock| |12/31/ |1/29/ |J |V|167 |A | | | Common Stoc|167 |$900.75|544 |I |Deferred Sal| Units | |2002 |2003 |3 | | | | | |k (CMS) | | | | |ary Savings | | | | | | | | | | | | | | | |Plan | -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Total includes 16,000 shares of Restricted Stock of which 6,000 shares are nominal. (The actual number of nominal shares received will be determined by the passage of time and the achievement of performance objectives under CMS Energy Corporation's pe rformance Incentive Stock Plan.) 2. Shares acquired during 2002 at various dates and prices pursuant to the Corporation's 401(k) plan. 3. These units are considered phantom stock held pursuant to the Deferred Salary Savings Plan of CMS Energy Corporation and were acquired on various dates in 2002 at prices ranging from $5.79 to $24.62 per share. SIGNATURE OF REPORTING PERSON Thomas W. Elward Thomas W. Elward (By: S.K. Smith or M.D. VanHemert, per Pwr of Atty filed with the SEC)