-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E5PspH79z/EZjktmM90GPJ8Lbruy0Sj4M4OfRDxwXSOPx5B5kO04sQQiFgVRoIWl dm6S5krwSsFOSnuyJoYUxw== 0001029574-98-000036.txt : 19981103 0001029574-98-000036.hdr.sgml : 19981103 ACCESSION NUMBER: 0001029574-98-000036 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981102 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACME ELECTRIC CORP CENTRAL INDEX KEY: 0000002070 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 160324980 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-10854 FILM NUMBER: 98736098 BUSINESS ADDRESS: STREET 1: 400 QUAKER RD CITY: EAST AURORA STATE: NY ZIP: 14052 BUSINESS PHONE: 7166553800 MAIL ADDRESS: STREET 1: 400 QUAKER ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CAROLINA INVESTORS INC CENTRAL INDEX KEY: 0000811040 STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552] IRS NUMBER: 561005066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1130 EAST THIRD SRREET SUITE 410 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7043730501 MAIL ADDRESS: STREET 1: P O BOX 33607 CITY: CHARLOTTE STATE: NC ZIP: 28233-3607 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ACME ELECTRIC CORPORATION _________________________________________________________________ (Name of Issuer) Shares of Common Stock - $1.00 Par Value _________________________________________________________________ (Title of Class of Securities 004644-10-0 ____________________________ (CUSIP Number) Brent D. Baird 1350 One M&T Plaza Buffalo, New York 14203 (Phone: (716) 849-1484) _________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) OCTOBER 22, 1998 _______________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(e), 13d-1(f) or 13d-1(g), check the following box __. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D Amendment No. 1 CUSIP NO. 004644-10-0 1. Name of Reporting Person SS or IRS Identification No. of above person (optional) First Carolina Investors, Inc. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___ (b)_X_ 3. SEC USE ONLY 4. SOURCE OF FUNDS* WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ____ 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES 7. SOLE VOTING POWER BENEFICIALLY OWNED 400,500 BY EACH REPORTING PERSON WITH 8. SHARED VOTING POWER -0- 9. SOLE DISPOSITIVE POWER 400,500 10. SHARED DISPOSITIVE POWER -0- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 400,500 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ____ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.920% 14. TYPE OF REPORTING PERSON* CO, IV *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D Amendment No. 1 The cover page for First Carolina Investors, Inc. is hereby amended to read as shown in this Amendment No. 1. Items 3 and 5 are hereby amended as shown in this Amendment No. 1. All other items remain unchanged, and are incorporated herein by reference. ITEM 3. SOURCE AND AMOUNT OF FUNDS. Item 3 is hereby amended to add the following: The amount of funds paid for the Shares by First Carolina Investors, Inc. was $293,087 (which includes only the amount of funds paid since the filing of the original Schedule 13D). This amount does not include brokerage commissions. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended to read as follows: (a) The Reporting Person hereby reports beneficial ownership, in the manner hereinafter described, of 400,500 shares of the Issuer:
Percentage of Number Of Outstanding Shares Held in the Name of Shares Security (1) First Carolina Investors, 400,500 7.920% Inc.
(1) The foregoing percentage assumes that the number of Shares of the Issuer outstanding is 5,056,541 Shares (as reported in the Issuer's Proxy Statement as of September 11, 1998). (b) The Reporting Person has sole voting and sole dispositive power over the Shares enumerated in paragraph (a). (c) The following purchases of the Shares were effected during the past sixty days:
Price/Share (in Dollars Commissions Purchase In The Number of not Transaction Name Of Date Shares included) Made Through First Carolina 10/5/98 6,000 5 Fahnestock & Co Investors, Inc. 10/8/98 5,000 4 7/8 Fahnestock & Co 10/8/98 2,800 4 13/16 Fahnestock & Co 10/9/98 2,500 4 3/4 Fahnestock & Co 10/9/98 2,500 4 5/8 Fahnestock & Co 10/9/98 500 4 9/16 Fahnestock & Co 10/12/98 5,000 4 5/8 Fahnestock & Co 10/13/98 5,000 4 5/8 Fahnestock & Co 10/14/98 3,000 4 5/8 Fahnestock & Co 10/15/98 2,500 4 5/8 Fahnestock & Co 10/16/98 2,500 4 13/16 Fahnestock & Co 10/16/98 7,500 4 3/4 Fahnestock & Co 10/21/98 2,500 4 13/16 Fahnestock & Co 10/22/98 2,200 4 7/8 Fahnestock & Co 10/22/98 2,100 4 3/4 Fahnestock & Co 10/22/98 3,300 4 15/16 Fahnestock & Co 10/23/98 2,500 4 15/16 Fahnestock & Co 10/23/98 200 4 13/16 Fahnestock & Co 10/26/98 2,500 4 15/16 Fahnestock & Co 10/27/98 1,100 5 Fahnestock & Co
(d) Not applicable (e) Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED this 2nd day of November, 1998. First Carolina Investors, Inc. By: s/Brent D. Baird Brent D. Baird, Chairman -----END PRIVACY-ENHANCED MESSAGE-----