0000898531-18-000090.txt : 20180209 0000898531-18-000090.hdr.sgml : 20180209 20180209092253 ACCESSION NUMBER: 0000898531-18-000090 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BAIRD ROBERT W & CO INC /WI/ CENTRAL INDEX KEY: 0000810972 IRS NUMBER: 396037917 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-77957 FILM NUMBER: 18588551 BUSINESS ADDRESS: STREET 1: PO BOX 672 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4147653500 MAIL ADDRESS: STREET 1: PO BOX 672 CITY: MILWAUKEE STATE: WI ZIP: 53201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAIRD ROBERT W & CO INC /WI/ CENTRAL INDEX KEY: 0000810972 IRS NUMBER: 396037917 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PO BOX 672 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4147653500 MAIL ADDRESS: STREET 1: PO BOX 672 CITY: MILWAUKEE STATE: WI ZIP: 53201 SC 13G/A 1 rwbci_pdc-sc13ga.htm AMENDED SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP 1-17-18
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C.  20549


SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. 1)*


PowerShares DWA Consumer Cyclicals Momentum Portfolio (ETF), a series of
PowerShares Exchange-Traded Fund Trust
(Name of Issuer)

Shares
(Title of Class of Securities)

73935X419
(CUSIP Number)

January 17, 2018
(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[X]             Rule 13d-1(b)
[   ]             Rule 13d-1(c)
[   ]             Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 

Page 1 of 6

 
PowerShares DWA Consumer Cyclicals
  
 
Momentum Portfolio (ETF), a series of
  
SCHEDULE 13G/A
PowerShares Exchange-Traded Fund Trust
CUSIP No. 73935X419

 
CUSIP No. 73935X419
     
     
 
1.
Names of Reporting Persons
   
I.R.S. Identification Nos. of Above Persons (Entities Only)
     
   
Robert W. Baird & Co. Incorporated
   
39-6037917
     
     
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
     
   
(a) [ ]
   
(b) [ ]
     
     
 
3.
SEC Use Only
     
     
 
4.
Citizenship or Place of Organization
     
   
Wisconsin
     
 
    Number of
Shares
Beneficially
Owned by
Each Reporting
Person
With:
5.  Sole Voting Power
0
       
       
   
6.  Shared Voting Power
0
       
       
   
7.  Sole Dispositive Power
0
       
       
   
8.  Shared Dispositive Power
0
       
 
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
0
       
       
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
  
   
(See Instructions)   [ ]
  
       
       
 
11.
Percent of Class Represented by Amount in Row (9)
0.0%
       
       
 
12.
Type of Reporting Person (See Instructions)
IA
       


Page 2 of 6

 
PowerShares DWA Consumer Cyclicals
  
 
Momentum Portfolio (ETF), a series of
  
SCHEDULE 13G/A
PowerShares Exchange-Traded Fund Trust
CUSIP No. 73935X419

 
Item 1.

 
(a)
Name of Issuer:
     
   
PowerShares DWA Consumer Cyclicals Momentum Portfolio (ETF), a series of PowerShares Exchange-Traded Fund Trust
     
 
(b)
Address of Issuer’s Principal Executive Offices:
     
   
3500 Lacey Road, Suite 700
   
Downers Grove, IL 60515


Item 2.

 
(a)
Name of Person Filing:
     
   
Robert W. Baird & Co. Incorporated
     
 
(b)
Address of Principal Business Office or, if none, Residence:
     
   
777 East Wisconsin Avenue
   
Milwaukee, Wisconsin 53202
     
 
(c)
Citizenship:
     
   
Wisconsin corporation
     
 
(d)
Title of Class of Securities:
     
   
Shares
     
 
(e)
CUSIP Number:
     
   
73935X419
 

 

Page 3 of 6

 
PowerShares DWA Consumer Cyclicals
  
 
Momentum Portfolio (ETF), a series of
  
SCHEDULE 13G/A
PowerShares Exchange-Traded Fund Trust
CUSIP No. 73935X419

 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
 
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
 
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
 
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act (15 U.S.C. 80a-8).
       
 
(e)
[X]
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
       
 
(f)
[ ]
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
       
 
(g)
[ ]
A parent holding company or control plan, in accordance with §240.13d-1(b)(1)(ii)(G).  (Note:  See Item 7).
       
 
(h)
[ ]
A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
       
 
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)
       
 
(j)
[ ]
Group, in accordance with §240.13d-1(b)(1)(ii)(J).

Item 4.
Ownership.

 
(a)
Amount Beneficially Owned:
     
   
0
     
 
(b)
Percent of Class:
     
   
0.0%.

 
(c)
Number of shares as to which such person has:
       
   
(i)
Sole power to vote or to direct the vote
       
     
0
       
   
(ii)
Shared power to vote or to direct the vote
       
     
0


Page 4 of 6

 
PowerShares DWA Consumer Cyclicals
  
 
Momentum Portfolio (ETF), a series of
  
SCHEDULE 13G/A
PowerShares Exchange-Traded Fund Trust
CUSIP No. 73935X419

 
   
(iii)
Sole power to dispose or to direct the disposition of
       
     
0
       
   
(iv)
Shared power to dispose or to direct the disposition of
       
     
0

Item 5.
Ownership of Five Percent or Less of a Class.
   
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  [X]
   
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
   
 
Not applicable.
   
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   
 
Not applicable.
   
Item 8.
Identification and Classification of Members of the Group.
   
 
Not applicable.
   
Item 9.
Notice of Dissolution of Group.
   
 
Not applicable.
   
Item 10.
Certification.
   
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.



Page 5 of 6

 
PowerShares DWA Consumer Cyclicals
  
 
Momentum Portfolio (ETF), a series of
  
SCHEDULE 13G/A
PowerShares Exchange-Traded Fund Trust
CUSIP No. 73935X419


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
February 9, 2018
 
Date
   
 
/s/ Paul L. Schultz
 
Signature
   
 
Paul L. Schultz, Secretary & General Counsel
  Name/Title










 

 
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