13F-HR 1 v240170_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ------------------------------ Check here if Amendment; [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Citizens & Northern Corporation -------------------------------------------------------------------- Address: 90 - 92 Main Street -------------------------------------------------------------------- Wellsboro, PA 16901 -------------------------------------------------------------------- Form 13F File Number: 28-14195 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark A. Hughes -------------------------------------------------------------------- Title: Treasurer and Chief Financial Officer -------------------------------------------------------------------- Phone: 570-724-3411 -------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Mark A. Hughes Wellsboro, PA 11/10/11 --------------------------- -------------------------- -------------- [Signature] [City, State] [Date] Report type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------------------------ Form 13F Information Table Entry Total: 75 ------------------------------ Form 13F Information Table Value Total: $ 88,143 ------------------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-14473 Citizens & Northern Bank ---- ----------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE Abbott Labs COM 002824100 $ 1,208 23630.000 SH DEFINED 1 23630.000 Accenture PLC SHS CLASS A G1151C101 $ 1,466 27833.000 SH DEFINED 1 27833.000 Apache Corp COM 037411105 $ 1,047 13052.000 SH DEFINED 1 13052.000 AT&T Inc COM 00206R102 $ 270 9455.000 SH DEFINED 1 9455.000 Automatic Data Processing COM 053015103 $ 1,393 29539.000 SH DEFINED 1 29539.000 Baker Hughes Inc COM 057224107 $ 1,263 27372.000 SH DEFINED 1 27372.000 Bard C R Inc COM 067383109 $ 1,072 12244.000 SH DEFINED 1 12244.000 Baxter Intl Inc COM 071813109 $ 1,003 17868.000 SH DEFINED 1 17868.000 Blackrock, Inc. COM 09247X101 $ 1,034 6988.000 SH DEFINED 1 6988.000 CBT FINANCIAL CORP COM COM 12495U100 $ 286 10995.000 SH SOLE 10995.000 CCFNB BANCORP COM 124880105 $ 1,466 43132.000 SH SOLE 43132.000 CH Robinson Worldwide COM NEW 12541W209 $ 1,340 19566.000 SH DEFINED 1 19566.000 Charles Schwab Corp COM 808513105 $ 1,004 89083.000 SH DEFINED 1 89083.000 Chevron Corp COM 166764100 $ 1,979 21369.000 SH DEFINED 1 21369.000 Cisco Systems Inc COM 17275R102 $ 1,199 77363.000 SH DEFINED 1 77363.000 Citizens & Northern Corp COM 172922106 $ 4,123 277467.343 SH DEFINED 1 277467.343 CITIZENS FINANCIAL SVCS COM 174615104 $ 226 6651.000 SH SOLE 6651.000 CME Group Inc COM 12572Q105 $ 1,138 4619.000 SH DEFINED 1 4619.000 Colgate Palmolive Co COM 194162103 $ 1,065 12005.000 SH DEFINED 1 12005.000 Corning Inc COM 219350105 $ 314 25433.000 SH DEFINED 1 25433.000 Danaher Corp COM 235851102 $ 1,338 31906.000 SH DEFINED 1 31906.000 Darden Restaurants Inc COM 237194105 $ 931 21769.000 SH DEFINED 1 21769.000 DIMECO INC COM 25432W104 $ 343 10100.000 SH SOLE 10100.000 Eaton Vance COM NON VTG 278265103 $ 1,062 47709.000 SH DEFINED 1 47709.000 Ecolab Inc. COM 278865100 $ 1,233 25228.000 SH DEFINED 1 25228.000 Expeditors Intl Wash Inc COM 302130109 $ 1,277 31486.000 SH DEFINED 1 31486.000 Exxon Mobil Corp COM 30231G102 $ 1,567 21574.000 SH DEFINED 1 21574.000 Fifth Third Bancorp COM 316773100 $ 292 28880.000 SH DEFINED 1 28880.000 FNB Corporation COM 302520101 $ 1,127 131473.000 SH DEFINED 1 131473.000 FRANKLIN FINANCIAL COM 353525108 $ 283 18491.000 SH SOLE 18491.000 Franklin Resources Inc COM 354613101 $ 975 10196.000 SH DEFINED 1 10196.000 General Dynamics Corp COM 369550108 $ 1,059 18621.000 SH DEFINED 1 18621.000 General Elec Co COM 369604103 $ 432 28414.000 SH DEFINED 1 28414.000 International Business Machines COM 459200101 $ 1,678 9597.000 SH DEFINED 1 9597.000 iShares S&P MidCap 400 Index Fd S&P MIDCAP 400 464287507 $14,436 185105.000 SH DEFINED 1 185105.000 Johnson & Johnson COM 478160104 $ 1,181 18544.000 SH DEFINED 1 18544.000 Linear Tech Corp COM 535678106 $ 1,244 45005.000 SH DEFINED 1 45005.000 M & T Bank Corp COM 55261F104 $ 551 7887.000 SH DEFINED 1 7887.000 McDonalds Corp COM 580135101 $ 986 11229.000 SH DEFINED 1 11229.000 Medtronic Inc COM 585055106 $ 938 28231.000 SH DEFINED 1 28231.000 Microchip Technology Inc COM 595017104 $ 1,198 38506.000 SH DEFINED 1 38506.000 Microsoft Corp COM 594918104 $ 1,521 61124.000 SH DEFINED 1 61124.000 MUNCY BANK FINANCIAL COM 62600N103 $ 908 19736.000 SH SOLE 19736.000 National Fuel Gas Co N J COM 636180101 $ 282 5784.000 SH DEFINED 1 5784.000 Nike, Inc. Class B CL B 654106103 $ 1,195 13975.000 SH DEFINED 1 13975.000 NORWOOD FINANCIAL CORP COM 669549107 $ 309 12881.000 SH SOLE 12881.000 Oracle Corp COM 68389X105 $ 1,469 51113.000 SH DEFINED 1 51113.000 Penns Woods Bancorp Inc COM 708430103 $ 233 7104.000 SH DEFINED 1 7104.000 PENSECO FINANCIAL SERVS COM 709570105 $ 654 17208.000 SH SOLE 17208.000 Pepsico Inc COM 713448108 $ 1,132 18287.000 SH DEFINED 1 18287.000 Pfizer Inc COM 717081103 $ 221 12524.000 SH DEFINED 1 12524.000 Praxair Inc COM 74005P104 $ 1,017 10874.000 SH DEFINED 1 10874.000 Procter & Gamble Co COM 742718109 $ 1,456 23048.000 SH DEFINED 1 23048.000 Qualcomm Inc COM 747525103 $ 1,308 26897.000 SH DEFINED 1 26897.000 Schlumberger Ltd COM 806857108 $ 1,145 19165.000 SH DEFINED 1 19165.000 SEI Investment Company COM 784117103 $ 1,077 70008.000 SH DEFINED 1 70008.000 SPDR Gold Trust GOLD SHS 78463V107 $ 234 1480.000 SH DEFINED 1 1480.000 Staples Inc COM 855030102 $ 902 67833.000 SH DEFINED 1 67833.000 Suncor Energy Inc New Common COM 867224107 $ 1,096 43082.000 SH DEFINED 1 43082.000 SUSQUEHANNA BANCSHARES COM 869099101 $ 55 10000.000 SH SOLE 10000.000 SYSCO Corp COM 871829107 $ 990 38239.000 SH DEFINED 1 38239.000 T. Rowe Price Group, Inc. COM 74144T108 $ 1,118 23410.000 SH DEFINED 1 23410.000 Talisman Energy Inc COM 87425E103 $ 130 10571.000 SH DEFINED 1 10571.000 Target Corp COM 87612E106 $ 1,122 22876.000 SH DEFINED 1 22876.000 Teva Pharmaceutical Inds Ltd Adr ADR 881624209 $ 876 23547.000 SH DEFINED 1 23547.000 Texas Instruments Inc COM 882508104 $ 1,203 45140.000 SH DEFINED 1 45140.000 Tjx Companies (New) COM 872540109 $ 1,176 21206.000 SH DEFINED 1 21206.000 United Parcel Service Inc. Class B CL B 911312106 $ 1,329 21043.000 SH DEFINED 1 21043.000 Vanguard Emerging Markets ETF MSCI EMR MKT ETF 922042858 $ 396 11065.000 SH DEFINED 1 11065.000 Verizon Communications COM 92343V104 $ 1,046 28412.000 SH DEFINED 1 28412.000 W W Grainger Inc COM 384802104 $ 1,335 8927.000 SH DEFINED 1 8927.000 Walgreen Co COM 931422109 $ 977 29691.000 SH DEFINED 1 29691.000 Wal-Mart Stores Inc COM 931142103 $ 1,059 20396.000 SH DEFINED 1 20396.000 Wells Fargo & Co New COM 949746101 $ 1,046 43364.000 SH DEFINED 1 43364.000 WVS FINANCIAL CORP COM 929358109 $ 96 10859.000 SH DEFINED 1 10859.000