0001104659-21-133724.txt : 20211103 0001104659-21-133724.hdr.sgml : 20211103 20211103170114 ACCESSION NUMBER: 0001104659-21-133724 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dakos Andrew CENTRAL INDEX KEY: 0001341021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05133 FILM NUMBER: 211376351 MAIL ADDRESS: STREET 1: PARK 80 WEST-PLAZA TWO STREET 2: 250 PEHLE AVE., SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HIGH INCOME SECURITIES FUND CENTRAL INDEX KEY: 0000810943 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 046562068 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ STREET 2: MAILSTOP A 14 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 414-765-6318 MAIL ADDRESS: STREET 1: US BANCORP FUND SERVICES LLC STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM HIGH INCOME SECURITIES FUND DATE OF NAME CHANGE: 20050930 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM HIGH INCOME BOND FUND DATE OF NAME CHANGE: 20030408 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM HIGH BOND FUND DATE OF NAME CHANGE: 20021107 4 1 tm2131826-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-01 0 0000810943 HIGH INCOME SECURITIES FUND PCF 0001341021 Dakos Andrew PARK 80 WEST-PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 1 1 0 0 President Common Stock 2021-11-01 4 M 0 31745 8.36 A 33490 D Non-transferable rights were issued to stockholders of record as of September 22, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. /s/ Stephanie Darling, Power of Attorney for Andrew Dakos 2021-11-03