-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPZd2LsNqKKjNWRJT8OICvQFBZf7TsfTJxN8K5Q1SUYiK6ZdS8LpU1Crs9+VG5vF B+LbRe3VgidDM+FfJzKNFg== 0000810902-96-000004.txt : 19960606 0000810902-96-000004.hdr.sgml : 19960606 ACCESSION NUMBER: 0000810902-96-000004 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960331 FILED AS OF DATE: 19960605 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARON ASSET FUND CENTRAL INDEX KEY: 0000810902 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 136891420 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05032 FILM NUMBER: 96576976 BUSINESS ADDRESS: STREET 1: 450 PARK AVE STREET 2: STE 2800 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127597700 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: STE 2800 CITY: NEW YORK STATE: NY ZIP: 10022 NSAR-A 1 N-SAR (3.0) SEMI-ANNUAL REPORT PAGE 1 000 A000000 03/31/96 000 C000000 0000810902 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 BARON ASSET FUND 001 B000000 811-5032 001 C000000 2127597700 002 A000000 450 PARK AVENUE 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10022 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 BARON ASSET FUND 007 C030100 N 007 C010200 2 007 C020200 BARON GROWTH & INCOME FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 BAMCO, INC. 008 B00AA01 A 008 C00AA01 801-29080 008 D01AA01 NEW YORK 008 D02AA01 NY 008 D03AA01 10022 011 A00AA01 BARON CAPITAL, INC. 011 B00AA01 8-27533 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10022 012 A00AA01 DST SYSTEMS,INC. 012 B00AA01 84-00448 012 C01AA01 KANSAS CITY 012 C02AA01 MO PAGE 2 012 C03AA01 84105 012 C04AA04 0 013 A00AA01 COOPERS & LYBRAND, LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10022 014 A00AA01 BARON CAPITAL, INC. 014 B00AA01 8-27533 015 A00AA01 THE BANK OF NEW YORK 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10286 015 E01AA01 X 018 00AA00 Y 019 A00AA00 N 019 B00AA00 0 020 A000001 BARON CAPITAL, INC. 020 B000001 13-3107580 020 C000001 397 020 A000002 KALB VOORHIS 020 B000002 13-5549000 020 C000002 35 020 A000003 DONALDSON, LUFKIN & JENRETTE 020 B000003 13-2741729 020 C000003 5 020 A000004 FIRST BOSTON 020 B000004 13-5659485 020 C000004 3 020 A000005 WHEAT FIRST 020 B000005 54-0796506 020 C000005 2 020 A000006 NEEDHAM 020 B000006 13-3255839 020 C000006 1 020 A000007 FIDELITY CAPITAL 020 B000007 04-2785576 020 C000007 1 020 A000008 SMITH BARNEY SHEARSON 020 B000008 13-2518466 020 C000008 1 020 A000009 CANTOR FITZGERALD & CO. 020 B000009 95-1786286 020 C000009 1 020 A000010 INVEMED ASSOCIATES 020 B000010 13-2782614 020 C000010 1 021 000000 447 022 A000001 DONALDSON LUFKIN JENRETTE 022 B000001 13-2741729 022 C000001 16066 PAGE 3 022 D000001 381 022 A000002 GOLDMAN SACHS 022 B000002 13-5108880 022 C000002 14629 022 D000002 184 022 A000003 TROSTER SINGER 022 B000003 13-5515160 022 C000003 9068 022 D000003 5628 022 A000004 SMITH BARNEY 022 B000004 13-1912900 022 C000004 13421 022 D000004 630 022 A000005 FIRST BOSTON 022 B000005 13-5659485 022 C000005 11357 022 D000005 827 022 A000006 SALOMON BROTHERS 022 B000006 13-3082694 022 C000006 8751 022 D000006 610 022 A000007 HERZOG HEINE 022 B000007 13-1955436 022 C000007 5278 022 D000007 1964 022 A000008 PRUDENTIAL BACHE 022 B000008 13-2347336 022 C000008 6294 022 D000008 543 022 A000009 NATWEST SECURITIES 022 B000009 13-3341706 022 C000009 6471 022 D000009 0 022 A000010 FERRIS BAKER WATTS 022 B000010 52-0909521 022 C000010 5537 022 D000010 387 023 C000000 96872 023 D000000 11154 024 00AA00 N 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 Y 026 B000000 Y 026 C000000 N PAGE 4 026 D000000 Y 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 Y 041 00AA00 Y 045 00AA00 Y 046 00AA00 N 047 00AA00 Y 048 00AA00 1.000 048 A01AA00 0 048 A02AA00 0.000 048 B01AA00 0 048 B02AA00 0.000 048 C01AA00 0 048 C02AA00 0.000 048 D01AA00 0 048 D02AA00 0.000 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 048 G02AA00 0.000 048 H01AA00 0 048 H02AA00 0.000 048 I01AA00 0 048 I02AA00 0.000 048 J01AA00 0 048 J02AA00 0.000 048 K01AA00 0 048 K02AA00 0.000 049 00AA00 N 050 00AA00 N PAGE 5 051 00AA00 N 052 00AA00 N 053 A00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 055 A00AA00 N 055 B00AA00 N 056 00AA00 N 057 00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 500 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 077 A000000 N 078 000000 N 080 A00AA00 RELIANCE INSURANCE COMPANY 080 C00AA00 600 081 A00AA00 N 081 B00AA00 0 PAGE 6 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 028 A010100 25892 028 A020100 0 028 A030100 0 028 A040100 11637 028 B010100 24210 028 B020100 0 028 B030100 0 028 B040100 5268 028 C010100 27074 028 C020100 387 028 C030100 0 028 C040100 4343 028 D010100 59340 028 D020100 0 028 D030100 0 028 D040100 8887 028 E010100 79769 028 E020100 0 028 E030100 0 028 E040100 8695 028 F010100 102647 028 F020100 0 028 F030100 0 028 F040100 7986 028 G010100 318932 028 G020100 387 028 G030100 0 028 G040100 46816 028 H000100 0 042 A000100 0 042 B000100 0 PAGE 7 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 481 044 000100 271 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N PAGE 8 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 261857 071 B000100 40670 071 C000100 387166 071 D000100 11 072 A000100 6 072 B000100 901 072 C000100 601 072 D000100 0 072 E000100 0 072 F000100 1923 072 G000100 0 072 H000100 0 072 I000100 64 072 J000100 49 072 K000100 15 072 L000100 63 072 M000100 22 072 N000100 125 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 14 072 S000100 0 072 T000100 481 072 U000100 0 072 V000100 0 072 W000100 17 072 X000100 2773 072 Y000100 0 072 Z000100 -1272 072AA000100 3905 072BB000100 0 072CC010100 73588 072CC020100 0 072DD010100 0 072DD020100 0 072EE000100 399 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0300 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 62759 074 D000100 37955 074 E000100 0 074 F000100 543730 PAGE 9 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 1546 074 K000100 11 074 L000100 5070 074 M000100 10 074 N000100 651081 074 O000100 12575 074 P000100 135 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 73 074 S000100 0 074 T000100 638298 074 U010100 18698 074 U020100 0 074 V010100 34.14 074 V020100 0.00 074 W000100 0.0000 074 X000100 38200 074 Y000100 0 075 A000100 0 075 B000100 387649 076 000100 0.00 028 A010200 5426 028 A020200 0 028 A030200 0 028 A040200 1763 028 B010200 4730 028 B020200 0 028 B030200 0 028 B040200 662 028 C010200 3867 028 C020200 368 028 C030200 0 028 C040200 677 028 D010200 10599 028 D020200 0 028 D030200 0 028 D040200 584 028 E010200 11698 028 E020200 0 028 E030200 0 028 E040200 1604 028 F010200 10345 028 F020200 0 028 F030200 0 028 F040200 1174 PAGE 10 028 G010200 46665 028 G020200 368 028 G030200 0 028 G040200 6464 028 H000200 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 58 044 000200 29 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 N 066 E000200 Y 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 N 070 M010200 N PAGE 11 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 51345 071 B000200 12608 071 C000200 46502 071 D000200 27 072 A000200 6 072 B000200 307 072 C000200 383 072 D000200 0 072 E000200 0 072 F000200 229 072 G000200 0 072 H000200 0 072 I000200 12 072 J000200 21 072 K000200 2 072 L000200 7 072 M000200 3 072 N000200 44 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 6 072 S000200 0 072 T000200 57 072 U000200 3 072 V000200 0 072 W000200 0 072 X000200 384 072 Y000200 0 072 Z000200 310 072AA000200 111 072BB000200 0 072CC010200 8093 072CC020200 0 072DD010200 99 072DD020200 0 072EE000200 280 073 A010200 0.0400 073 A020200 0.0000 073 B000200 0.1000 PAGE 12 073 C000200 0.0000 074 A000200 1 074 B000200 0 074 C000200 2520 074 D000200 14172 074 E000200 0 074 F000200 61332 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 597 074 K000200 0 074 L000200 708 074 M000200 25 074 N000200 79355 074 O000200 1936 074 P000200 54 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 27 074 S000200 0 074 T000200 77338 074 U010200 4576 074 U020200 0 074 V010200 16.90 074 V020200 0.00 074 W000200 0.0000 074 X000200 5500 074 Y000200 0 075 A000200 0 075 B000200 46303 076 000200 0.00 SIGNATURE LINDA S. MARTINSON TITLE GENERAL COUNSEL -----END PRIVACY-ENHANCED MESSAGE-----