144 1 formbio144.txt FORM 144 - BIO UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0101 Expires:August 31, 2003 FORM 144 Estimated average burden hours per response.....2.0 NOTICE OF PROPOSED SALE OF SECURITIES SEC USE ONLY PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 Document Sequence No. ATTENTION: Transmit for filing 3 copies of this form Cusip Number with either placing an order with a broker to execute sale or executing a sale Work Location directly with a market maker
----------------------------------------------------------------------------------------------------------------------------------- ||1(a) Name of Issuer |(b)IRS Ident. No. |(c) S.E.C. File No. | | | | | | XM SATELLITE RADIO HOLDINGS, INC. | 54-1878819 | 005-57011 | | | | | ----------------------------------------------------------------------------------------------------------------------------------- |(d) Address of Issuer Street City State Zip Code | (e) Telephone No. | | |---------------------------- | | Area Code| Number | | 1500 Eckington Place, NE Washington DC 20002-2194 | 202 | 380-4000 | |---------------------------------------|------------------------------------------------------------------------------------------ |2(a) Name of Person for whose account the |(b) IRS Ident. No. |(c) Relationship to |(d) Address Street City State Zip Code| | Securities are to be sold | | Issuer | | | | | | | | BARON iOPPORTUNITY FUND | 13-4083689 | NONE | 767 Fifth Avenue, New York, NY 10153 | ----------------------------------------------------------------------------------------------------------------------------------- INSTRUCTION:The person filing this notice should contact the issuer to obtain the IRS Identification Number and the SEC file Number ----------------------------------------------------------------------------------------------------------------------------------- |3(a) |(b) |SEC USE ONLY|(c) |(d) |(e) |(f) |(g) | | Title of the | Name and Address of Each |------------| Number of | Aggregate | Number of | Approximate|Name of | | Class of | Broker Through Whom the | Broker- | Shares or | Market | Shares or | Date of |Each | | Securities | Securities are to be Offered | Dealer File| Other Units | Value | Other Units| Sale |Securities | | To Be Sold | or Each Market Maker who is | Number | to be Sold | | Outstanding| |Exchange | | | Acquiring the Securities | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | Lehman Brothers | | | | | Over the | | | Class A | 280 Park Avenue | | | | | next 90 | NASDAQ | | Common | New York, NY 10017 | | 42,514 | $ 701,481 | 74,449,133 | days. | | ------------------------------------------------------------------------------------------------------------------------------------ | | Solomon Smith Barney, Inc. | | | | | | | | | 390 Greenwich Street | | | | | | | | | New York, NY 10013 | | | | | | | ------------------------------------------------------------------------------------------------------------------------------------ | | Bear Sterns & Co., Inc. | | | | | | | | | 383 Madison Avenue | | | | | | | | | New York, NY 10179 | | | | | | | ------------------------------------------------------------------------------------------------------------------------------------
TABLE I - SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
----------------------------------------------------------------------------------------------------------------------------------- |Title of |Date you | | Name of Person from Whom Acquired | Amount of |Date of |Nature | |the Class |Acquired | Nature of Acquisition Transaction | |Securities Acquired |Payment |of | | | | | | | |Payment| |----------|---------|-----------------------------------|-----------------------------------|--------------------|--------|-------| | Common | 08/00 | Conversion from Series C | Issuer | 42,514 in | 8/8/00 | Cash | | |(convert-| Convertible Preferred | | conversion | | | | | ed into | | | | | | | | Common | | | | | | | | 01/02) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------|
=============================================================================== TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
----------------------------------------------------------------------------------------------------------------------------------- | | | | Amount of |Gross | | Name and Address of Seller | Title of Securities Sold | Date of Sale| Securities Sold|Proceeds| |----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------|
REMARKS: ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. BARON ASSET FUND on behalf of the BARON iOPPORTUNITY FUND series By: 01/07/02 /s/ Ronald Baron ---------------- ---------------------------------- Date of Notice Ronald Baron, Chairman & CEO