-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iig9OTTI5wCXG25dIGpi+cHnoZ+vNOwF3m371XbJe1JDZbAuiI3mwTw0jr8SgJU5 ZvqLVrXyhy6tB1zabXPlAg== 0000950168-99-000346.txt : 19990215 0000950168-99-000346.hdr.sgml : 19990215 ACCESSION NUMBER: 0000950168-99-000346 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980511 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ATHEY PRODUCTS CORP CENTRAL INDEX KEY: 0000008109 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 360753480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-12649 FILM NUMBER: 99535411 BUSINESS ADDRESS: STREET 1: RTE 1A NORTH STREET 2: P O BOX 669 CITY: RALEIGH STATE: NC ZIP: 27602 BUSINESS PHONE: 9195565171 MAIL ADDRESS: STREET 1: ROUTE 1A NORTH STREET 2: P O BOX 669 CITY: RALEIGH STATE: NC ZIP: 27602 COMPANY DATA: COMPANY CONFORMED NAME: PEARCE PHYLLIS C CENTRAL INDEX KEY: 0001079370 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] OFFICER IRS NUMBER: 360753480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1839 SOUTH MAIN STREET CITY: WAKE FOREST STATE: NC ZIP: 27587 BUSINESS PHONE: 9195565171 MAIL ADDRESS: STREET 1: 1839 SOUTH MAIN STREET CITY: WAKE FOREST STATE: NC ZIP: 27587 3 1 ATHEY PRODUCTS CORP./PEARCE FORM 3 FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL ------------ OMB Number: FILL IN Expires: FILL IN Estimated average burden hours per response .... 0.5 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses) 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name and Ticker or quiring statement Trading Symbol Pearce Phyllis C (Month/Day/Year) Athey Products Corporation (ATPC) - -------------------------------------- -------------------------------- (Last) (First) (Middle) 5/11/98 5. Relationship of Reporting 6. If Amendment, Date of ------------------- Person(s) to Issuer Original (Month/Day/Year) 1839 South Main Street 3. IRS or Social Se- (Check all applicable) ---------------------------- - -------------------------------------- curity Number of __ Director __10% Owner (Street) Reporting Person X Officer (give __Other 7. Individual or Joint/Group (Voluntary) title below)(specify below) Filing (Check Applicable Line) Wake Forest NC 27587 Secretary X Form filed by One Reporting - -------------------------------------- --------------------------- Person (City) (State) (Zip) __ Form filed by More than One Reporting Person
Table I - Non Derivative Securities Beneficially Owned - -------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Inst.4) (D) or Indirect (I) (Instr.5) - ------------------------------------------------------------------------------------------------------------ Common Stock -0- - ------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). (Over) SEC 1473 (7-97) FORM 3 (continued) Table II-Derivative Securities Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) cisable and Underlying Derivative Security sion or ship Beneficial Ownership Expiration (Instr. 4) Exercise Form of (Instr. 4) Date Price of Deriv- (Month/Day/ Deri- ative Year) vative Security: ------------------------------------------------ Security Direct Date Expira- Title Amount (D) or Exer- tion or Indirect cisable Date Number (I) of Shares (Instr.5) - ---------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: /s/ Phyllis C. Pearce 2/5/99 ------------------------- ----------------- ** Signature of Reporting Date Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1473 (7/97) -----END PRIVACY-ENHANCED MESSAGE-----