N-PX 1 d394430dnpx.txt PIMCO FUNDS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05028 ----------------- PIMCO Funds (Exact name of registrant as specified in charter) ----------------- 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) (Zip code) Trent W. Walker Treasurer (Principal Financial & Accounting Officer) PIMCO Funds 650 Newport Center Drive Newport Beach, CA 92660 (Name and address of agent for service) ----------------- Copies to: Brendan C. Fox Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 ----------------- Registrant's telephone number, including area code: (888) 877-4626 Date of fiscal year end: March 31 Date of reporting period: July 1, 2016 to June 30, 2017 ================================================================================ ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05028 Reporting Period: 07/01/2016 - 06/30/2017 PIMCO Funds ====================== PIMCO All Asset All Authority Fund ====================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============================= PIMCO All Asset Fund ============================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =================== PIMCO Asset-Backed Securities Portfolio ==================== MORGAN STANLEY ABS CAP I INC TR 2007-HE6 Ticker: Security ID: 61755CAA0 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement -------------------------------------------------------------------------------- SECURITIZED ASSET BACKED RECEIVABLES LLC TRUST 2006-WM3 Ticker: Security ID: 81377EAA2 Meeting Date: SEP 30, 2016 Meeting Type: Written Consent Record Date: SEP 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement ============== PIMCO California Intermediate Municipal Bond Fund =============== PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QLY6 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. ===================== PIMCO California Municipal Bond Fund ===================== PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QLY6 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. ============ PIMCO California Short Duration Municipal Income Fund ============= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================= PIMCO Capital Securities and Financials Fund ================= ASSICURAZIONI GENERALI SPA Ticker: G Security ID: T05040109 Meeting Date: APR 25, 2017 Meeting Type: Annual/Special Record Date: APR 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Approve Allocation of Income For For Management 2.a.1 Slate 1 Submitted by Mediobanca Spa None For Shareholder 2.a.2 Slate 2 Submitted by Institutional None Did Not Vote Shareholder Investors (Assogestioni) 2.b Approve Internal Auditors' Remuneration For For Management 3 Approve Remuneration Policy For For Management 4.a Approve Group Long Term Incentive Plan For For Management (LTIP) 2017 4.b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service LTIP 2017 4.c Approve Equity Plan Financing to For For Management Service LTIP 2017 5.a Approve Restricted Stock Plan For For Management 5.b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Restricted Stock Plan 5.c Approve Equity Plan Financing to For For Management Service Restricted Stock Plan 6.a Amend Article 7.2 Re: Company Records For For Management 6.b Amend Article 9 (Capital-Related) For For Management 6.c Amend Article 28.2 (Board-Related) For For Management 6.d Amend Article 32.2 (Board-Related) For For Management -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 25, 2017 Meeting Type: Annual Record Date: MAR 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For Against Management 1b Elect Director John S. Chen For Against Management 1c Elect Director Lloyd H. Dean For Against Management 1d Elect Director Elizabeth A. Duke For Against Management 1e Elect Director Enrique Hernandez, Jr. For Against Management 1f Elect Director Donald M. James For Against Management 1g Elect Director Cynthia H. Milligan For Against Management 1h Elect Director Karen B. Peetz For For Management 1i Elect Director Federico F. Pena For Against Management 1j Elect Director James H. Quigley For Against Management 1k Elect Director Stephen W. Sanger For Against Management 1l Elect Director Ronald L. Sargent For For Management 1m Elect Director Timothy J. Sloan For For Management 1n Elect Director Susan G. Swenson For Against Management 1o Elect Director Suzanne M. Vautrinot For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management 5 Review and Report on Business Standards Against For Shareholder 6 Provide for Cumulative Voting Against Against Shareholder 7 Report on Divesting Non-Core Business Against Against Shareholder 8 Report on Gender Pay Gap Against Against Shareholder 9 Report on Lobbying Payments and Policy Against Against Shareholder 10 Adopt Global Policy Regarding the Against For Shareholder Rights of Indigenous People ==================== PIMCO CommoditiesPLUS(R) Strategy Fund ==================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== PIMCO CommodityRealReturn Strategy Fund(R) ================== MORGAN STANLEY ABS CAP I INC TR 2007-HE6 Ticker: Security ID: 61755CAA0 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement ====================== PIMCO Credit Absolute Return Fund ======================= AIA GROUP LTD. Ticker: 1299 Security ID: Y002A1105 Meeting Date: MAY 12, 2017 Meeting Type: Annual Record Date: MAY 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Mohamed Azman Yahya as Director For For Management 4 Elect Edmund Sze-Wing Tse as Director For For Management 5 Elect Jack Chak-Kwong So as Director For For Management 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 7C Approve Allotment and Issuance of For For Management Additional Shares Under the Restricted Share Unit Scheme -------------------------------------------------------------------------------- ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: MAY 02, 2017 Meeting Type: Annual Record Date: MAR 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin W. Hobbs For For Management 1.2 Elect Director Kenneth J. Bacon For For Management 1.3 Elect Director Robert T. Blakely For For Management 1.4 Elect Director Maureen A. For For Management Breakiron-Evans 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Mayree C. Clark For For Management 1.7 Elect Director Kim S. Fennebresque For For Management 1.8 Elect Director Marjorie Magner For For Management 1.9 Elect Director John J. Stack For For Management 1.10 Elect Director Michael F. Steib For For Management 1.11 Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Amend Executive Incentive Bonus Plan For For Management 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN FINANCIAL GROUP, INC. Ticker: AFG Security ID: 025932104 Meeting Date: MAY 23, 2017 Meeting Type: Annual Record Date: MAR 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl H. Lindner, III For For Management 1.2 Elect Director S. Craig Lindner For For Management 1.3 Elect Director Kenneth C. Ambrecht For For Management 1.4 Elect Director John B. Berding For For Management 1.5 Elect Director Joseph E. (Jeff) For For Management Consolino 1.6 Elect Director Virginia 'Gina' C. For For Management Drosos 1.7 Elect Director James E. Evans For For Management 1.8 Elect Director Terry S. Jacobs For For Management 1.9 Elect Director Gregory G. Joseph For For Management 1.10 Elect Director William W. Verity For For Management 1.11 Elect Director John I. Von Lehman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BP PLC Ticker: BP. Security ID: 055622104 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: MAR 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Bob Dudley as Director For For Management 5 Re-elect Dr Brian Gilvary as Director For For Management 6 Elect Nils Andersen as Director For For Management 7 Re-elect Paul Anderson as Director For For Management 8 Re-elect Alan Boeckmann as Director For For Management 9 Re-elect Frank Bowman as Director For For Management 10 Re-elect Ian Davis as Director For For Management 11 Re-elect Dame Ann Dowling as Director For For Management 12 Elect Melody Meyer as Director For For Management 13 Re-elect Brendan Nelson as Director For For Management 14 Re-elect Paula Reynolds as Director For For Management 15 Re-elect Sir John Sawers as Director For For Management 16 Re-elect Carl-Henric Svanberg as For For Management Director 17 Reappoint Ernst & Young LLP as For For Management Auditors and Authorise Their Remuneration 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CELLNEX TELECOM S.A. Ticker: CLNX Security ID: E2R41M104 Meeting Date: APR 26, 2017 Meeting Type: Annual Record Date: APR 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Board For For Management 4 Renew Appointment of Deloitte as For For Management Auditor 5 Amend Remuneration Policy For For Management 6.1 Fix Number of Directors at 10 For For Management 6.2 Elect Concepcion del Rivero Bermejo as For For Management Director 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 8 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N117 Meeting Date: JUN 19, 2017 Meeting Type: Annual Record Date: MAY 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2016 Work Report of the Board For For Management 2 Approve 2016 Work Report of the For For Management Supervisory Committee 3 Approve 2016 Annual Report For For Management 4 Approve 2016 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors, PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2017 Estimated Investment For For Management Amount for Proprietary Business 8 Approve Potential Related Party For Against Management Transactions Involved in the Issuances of the Onshore and Offshore Corporate Debt Financing Instruments 9 Approve Increase of Authorized Amount For For Management for the Business of Securitization Backed by Credit Asset Relating to Margin Finance Business 12 Approve Remuneration of Directors and For For Management Supervisors 13.01 Approve Potential Related Party For For Management Transactions Between the Company and Its Subsidiaries and the CITIC Group and its Subsidiaries and Associates 13.02 Approve Potential Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in which Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management 7.01 Approve Issuing Entity, Size of For Against Management Issuance and Method of Issuance in Relation to the Issuances of Onshore and Offshore Corporate Debt Financing Instruments 7.02 Approve Type of the Debt Financing For Against Management Instruments in Relation to the Issuances of Onshore and Offshore Corporate Debt Financing Instruments 7.03 Approve Term of the Debt Financing For Against Management Instruments in Relation to the Issuances of Onshore and Offshore Corporate Debt Financing Instruments 7.04 Approve Interest Rate of the Debt For Against Management Financing Instruments in Relation to the Issuances of Onshore and Offshore Corporate Debt Financing Instruments 7.05 Approve Security and Other For Against Management Arrangements in Relation to the Issuances of Onshore and Offshore Corporate Debt Financing Instruments 7.06 Approve Use of Proceeds in Relation to For Against Management the Issuances of Onshore and Offshore Corporate Debt Financing Instruments 7.07 Approve Issuing Price in Relation to For Against Management the Issuances of Onshore and Offshore Corporate Debt Financing Instruments 7.08 Approve Targets of Issue and the For Against Management Placement Arrangements of the RMB Debt Financing Instruments to the Shareholders in Relation to the Issuances of Onshore and Offshore Corporate Debt Financing Instruments 7.09 Approve Listing of the Debt Financing For Against Management Instruments in Relation to the Issuances of Onshore and Offshore Corporate Debt Financing Instruments 7.10 Approve Resolutions Validity Period in For Against Management Relation to the Issuances of Onshore and Offshore Corporate Debt Financing Instruments 7.11 Approve Authorization for the For Against Management Issuances of the Onshore and Offshore Corporate Debt Financing Instruments in Relation to the Issuances of Onshore and Offshore Corporate Debt Financing Instruments 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A104 Meeting Date: OCT 04, 2016 Meeting Type: Special Record Date: AUG 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: MAR 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lu M. Cordova For For Management 1.2 Elect Director Robert J. Druten For For Management 1.3 Elect Director Terrence P. Dunn For For Management 1.4 Elect Director Antonio O. Garza, Jr. For For Management 1.5 Elect Director David Garza-Santos For For Management 1.6 Elect Director Thomas A. McDonnell For For Management 1.7 Elect Director Patrick J. Ottensmeyer For For Management 1.8 Elect Director Rodney E. Slater For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL Ticker: MGM Security ID: 552953101 Meeting Date: MAY 31, 2017 Meeting Type: Annual Record Date: APR 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Baldwin For For Management 1.2 Elect Director William A. Bible For For Management 1.3 Elect Director Mary Chris Gay For For Management 1.4 Elect Director William W. Grounds For For Management 1.5 Elect Director Alexis M. Herman For For Management 1.6 Elect Director Roland Hernandez For For Management 1.7 Elect Director John Kilroy For For Management 1.8 Elect Director Rose McKinney-James For For Management 1.9 Elect Director James J. Murren For For Management 1.10 Elect Director Gregory M. Spierkel For For Management 1.11 Elect Director Daniel J. Taylor For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: FEB 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director Ronald E. Blaylock For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Frances D. Fergusson For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director James M. Kilts For For Management 1.8 Elect Director Shantanu Narayen For For Management 1.9 Elect Director Suzanne Nora Johnson For For Management 1.10 Elect Director Ian C. Read For For Management 1.11 Elect Director Stephen W. Sanger For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Adopt Holy Land Principles Against Against Shareholder 6 Amend Bylaws - Call Special Meetings Against For Shareholder 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 08, 2017 Meeting Type: Annual Record Date: JAN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director John S. Chen For For Management 1c Elect Director Jack Dorsey For For Management 1d Elect Director Robert A. Iger For For Management 1e Elect Director Maria Elena Lagomasino For For Management 1f Elect Director Fred H. Langhammer For For Management 1g Elect Director Aylwin B. Lewis For For Management 1h Elect Director Robert W. Matschullat For For Management 1i Elect Director Mark G. Parker For For Management 1j Elect Director Sheryl K. Sandberg For For Management 1k Elect Director Orin C. Smith For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Proxy Access Bylaw Amendment Against For Shareholder -------------------------------------------------------------------------------- UNICREDIT SPA Ticker: UCG Security ID: T9T23L584 Meeting Date: APR 20, 2017 Meeting Type: Annual/Special Record Date: APR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve 2017 Group Incentive System For For Management 4 Approve Long-Term Incentive Plan For For Management 2017-2019 5 Approve Severance Payments Policy For For Management 6 Approve Remuneration Policy For For Management 1 Authorize Board to Increase Capital to For For Management Service 2016 Incentive Plan 2 Authorize Board to Increase Capital to For For Management Service 2017 Incentive Plan and LTI Plan 2017-2019 -------------------------------------------------------------------------------- USG CORPORATION Ticker: USG Security ID: 903293405 Meeting Date: MAY 10, 2017 Meeting Type: Annual Record Date: MAR 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew Carter, Jr. For For Management 1b Elect Director Richard P. Lavin For For Management 1c Elect Director Jennifer F. Scanlon For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Articles For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- WYNN MACAU LTD. Ticker: 1128 Security ID: G98149100 Meeting Date: JUN 01, 2017 Meeting Type: Annual Record Date: MAY 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ian Michael Coughlan as Director For For Management 3b Elect Allan Zeman as Director For For Management 3c Elect Nicholas Sallnow-Smith as For For Management Director 3d Elect Kim Marie Sinatra as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme -------------------------------------------------------------------------------- WYNN RESORTS, LIMITED Ticker: WYNN Security ID: 983134107 Meeting Date: APR 21, 2017 Meeting Type: Annual Record Date: FEB 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Miller For For Management 1.2 Elect Director Clark T. Randt, Jr. For For Management 1.3 Elect Director D. Boone Wayson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 5 Report on Political Contributions Against Against Shareholder ======================== PIMCO Diversified Income Fund ========================= OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 ======================== PIMCO Emerging Local Bond Fund ======================== HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM Ticker: Security ID: P5159KJA5 Meeting Date: AUG 10, 2016 Meeting Type: Bondholder Record Date: AUG 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fee Quote of Banco For For Management Interacciones Sociedad Anonima Institucion de Banca Multiple Grupo Financiero Interacciones As Substitute Trustee of Irrevocable Administration and Guaranty Trust Trust F.1437 2.a Approve Substitution of Deutsche Bank For For Management Mexico SA Institucion de Banca Multiple Division Fiduciaria as Trustee of Trust F.1437 2.b Approve Designation of Banco For For Management Interacciones Sociedad Anonima Institucion de Banca Multiple Grupo Financiero Interacciones as Substitute Trustee of Trust F.1437 2.c Authorize Trustee Substitution For For Management Agreement 3.a Approve to Sign Amendment Agreement of For For Management Trust Contract Re: Inclusion of Real Properties Resulting of Judgment Started in Commercial Bankruptcy of HSC 3.b Approve to Sign Amendment Agreement of For For Management Trust Contract Re: Modification to Become Administration and Payment Source Trust Instead of Guaranty Trust 3.c Approve to Sign Amendment Agreement of For For Management Trust Contract Re: Modification of Authority of Decision of HSC on Trust Assets Due Judgment Started in Commercial Bankruptcy of HSC, Granting Holders Through Joint Representatives 4 Designate Delegates to Carry out For For Management Resolutions Approved at this Meeting -------------------------------------------------------------------------------- URBI DESARROLLOS URBANOS SAB DE CV Ticker: 4GP Security ID: P9592YBN2 Meeting Date: JUL 25, 2016 Meeting Type: Bondholder Record Date: JUL 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Actions, Measures, For For Management Calculations, Notices and Procedure to Carry Out The Swap of Securities Certificates for Shares to Comply with Bankruptcy Agreements Approved on Feb. 4, 2016 by Fifth Court of District of Mexicali, Baja California 2 Determine Manner to Implement Payment For For Management of Amounts Owed to Law Firm of Fabian Mondragon y Asociados SC, The Hiring of Which was Authorized by General Meeting of Holders Held on June 8, 2015 3 Designate Delegates to Formalize For For Management Resolutions Approved at this Meeting ======================= PIMCO Emerging Markets Bond Fund ======================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== PIMCO Emerging Markets Corporate Bond Fund ================== HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM Ticker: Security ID: P5159KJA5 Meeting Date: AUG 10, 2016 Meeting Type: Bondholder Record Date: AUG 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fee Quote of Banco For For Management Interacciones Sociedad Anonima Institucion de Banca Multiple Grupo Financiero Interacciones As Substitute Trustee of Irrevocable Administration and Guaranty Trust Trust F.1437 2.a Approve Substitution of Deutsche Bank For For Management Mexico SA Institucion de Banca Multiple Division Fiduciaria as Trustee of Trust F.1437 2.b Approve Designation of Banco For For Management Interacciones Sociedad Anonima Institucion de Banca Multiple Grupo Financiero Interacciones as Substitute Trustee of Trust F.1437 2.c Authorize Trustee Substitution For For Management Agreement 3.a Approve to Sign Amendment Agreement of For For Management Trust Contract Re: Inclusion of Real Properties Resulting of Judgment Started in Commercial Bankruptcy of HSC 3.b Approve to Sign Amendment Agreement of For For Management Trust Contract Re: Modification to Become Administration and Payment Source Trust Instead of Guaranty Trust 3.c Approve to Sign Amendment Agreement of For For Management Trust Contract Re: Modification of Authority of Decision of HSC on Trust Assets Due Judgment Started in Commercial Bankruptcy of HSC, Granting Holders Through Joint Representatives 4 Designate Delegates to Carry out For For Management Resolutions Approved at this Meeting -------------------------------------------------------------------------------- PACIFIC EXPLORATION & PRODUCTION CORPORATION Ticker: PEN Security ID: 69423W889 Meeting Date: MAY 31, 2017 Meeting Type: Annual Record Date: APR 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2.1 Elect Director Luis Fernando Alarcon For For Management 2.2 Elect Director W. Ellis Armstrong For For Management 2.3 Elect Director Gabriel de Alba For For Management 2.4 Elect Director Raymond Bromark For For Management 2.5 Elect Director Russell Ford For For Management 2.6 Elect Director Camilo Marulanda For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration ===================== PIMCO Emerging Markets Currency Fund ===================== EDUCATION FDG 2006-1 LLC Ticker: Security ID: 28140XAB5 Meeting Date: OCT 17, 2016 Meeting Type: Written Consent Record Date: SEP 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Trust For For Management Indenture -------------------------------------------------------------------------------- SECURITIZED ASSET BACKED RECEIVABLES LLC TRUST 2006-WM4 Ticker: Security ID: 81377XAB8 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement -------------------------------------------------------------------------------- URBI DESARROLLOS URBANOS SAB DE CV Ticker: 4GP Security ID: P9592YBN2 Meeting Date: JUL 25, 2016 Meeting Type: Bondholder Record Date: JUL 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Actions, Measures, For For Management Calculations, Notices and Procedure to Carry Out The Swap of Securities Certificates for Shares to Comply with Bankruptcy Agreements Approved on Feb. 4, 2016 by Fifth Court of District of Mexicali, Baja California 2 Determine Manner to Implement Payment For For Management of Amounts Owed to Law Firm of Fabian Mondragon y Asociados SC, The Hiring of Which was Authorized by General Meeting of Holders Held on June 8, 2015 3 Designate Delegates to Formalize For For Management Resolutions Approved at this Meeting ================ PIMCO Emerging Markets Full Spectrum Bond Fund ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================= PIMCO Emerging Markets Portfolio ======================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO Extended Duration Fund ========================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================= PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) ================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ====================== PIMCO Foreign Bond Fund (Unhedged) ====================== MORGAN STANLEY ABS CAPITAL I INC. TRUST 2006-WMC2 Ticker: Security ID: 61749KAB9 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement ================= PIMCO Global Advantage(R) Strategy Bond Fund ================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================= PIMCO Global Bond Fund (U.S. Dollar-Hedged) ================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ====================== PIMCO Global Bond Fund (Unhedged) ======================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================== PIMCO Global Multi-Asset Fund ========================= ALERE INC. Ticker: ALR Security ID: 01449J105 Meeting Date: OCT 21, 2016 Meeting Type: Special Record Date: AUG 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ALERE INC. Ticker: ALR Security ID: 01449J105 Meeting Date: DEC 08, 2016 Meeting Type: Annual Record Date: NOV 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Geoffrey S. Ginsburg For For Management 1b Elect Director Carol R. Goldberg For For Management 1c Elect Director John F. Levy For For Management 1d Elect Director Brian A. Markison For For Management 1e Elect Director Namal Nawana For For Management 1f Elect Director Gregg J. Powers For For Management 1g Elect Director John A. Quelch For For Management 1h Elect Director James Roosevelt, Jr. For For Management 1i Elect Director Thomas Fulton Wilson For For Management McKillop 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVG TECHNOLOGIES NV Ticker: AVG Security ID: N07831105 Meeting Date: AUG 23, 2016 Meeting Type: Special Record Date: JUL 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss Public Offer By Avast Software None None Management 3 Approve Discharge of Supervisory Board For For Management Members 4.1 Elect Rene Bienz to Supervisory Board For For Management 4.2 Elect Gagandeep Singh to Supervisory For For Management Board 4.3 Elect Glenn Taylor to Supervisory Board For For Management 5 Approve Discharge of Management Board For For Management Members 6.1 Elect Alan Rassaby to Management Board For For Management 6.2 Elect Stefan Boermans to Management For For Management Board 6.3 Elect Dick Haarsma to Management Board For For Management 7.1 Amend Articles Re to Reflect Change of For For Management Corporate Form into a Dutch Private Limited Liability Company 7.2 Conditional Amendments of Articles Re: For For Management Offer on All Outstanding Shares by Avas Software 8.1 Approve Conditional Sale of Company For For Management Assets 8.2 Approve Conditional Dissolution and For For Management Liquidation of AVG Technologies Following the Asset Sale and Conditional Appointment of Stichting Vereffening AVG Technologies as Liquidator 9 Allow Questions None None Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- AXIALL CORPORATION Ticker: AXLL Security ID: 05463D100 Meeting Date: AUG 30, 2016 Meeting Type: Special Record Date: JUL 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. Ticker: BRCD Security ID: 111621306 Meeting Date: JAN 26, 2017 Meeting Type: Special Record Date: DEC 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. Ticker: BRCD Security ID: 111621306 Meeting Date: APR 11, 2017 Meeting Type: Annual Record Date: FEB 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judy Bruner For For Management 1.2 Elect Director Lloyd A. Carney For For Management 1.3 Elect Director Renato A. DiPentima For For Management 1.4 Elect Director Alan L. Earhart For For Management 1.5 Elect Director John W. Gerdelman For For Management 1.6 Elect Director Kim C. Goodman For For Management 1.7 Elect Director David L. House For For Management 1.8 Elect Director L. William 'Bill' Krause For For Management 1.9 Elect Director David E. Roberson For For Management 1.10 Elect Director Sanjay Vaswani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CABELA'S INCORPORATED Ticker: CAB Security ID: 126804301 Meeting Date: DEC 13, 2016 Meeting Type: Annual Record Date: NOV 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore M. Armstrong For For Management 1.2 Elect Director James W. Cabela For For Management 1.3 Elect Director John H. Edmondson For For Management 1.4 Elect Director Dennis Highby For For Management 1.5 Elect Director Michael R. McCarthy For For Management 1.6 Elect Director Thomas L. Millner For For Management 1.7 Elect Director Donna M. Milrod For For Management 1.8 Elect Director Beth M. Pritchard For For Management 1.9 Elect Director Peter S. Swinburn For For Management 1.10 Elect Director James F. Wright For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CEPHEID Ticker: CPHD Security ID: 15670R107 Meeting Date: NOV 04, 2016 Meeting Type: Special Record Date: OCT 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHEMTURA CORPORATION Ticker: CHMT Security ID: 163893209 Meeting Date: FEB 01, 2017 Meeting Type: Special Record Date: DEC 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CST BRANDS, INC. Ticker: CST Security ID: 12646R105 Meeting Date: NOV 16, 2016 Meeting Type: Special Record Date: OCT 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. Ticker: ENH Security ID: G30397106 Meeting Date: JAN 27, 2017 Meeting Type: Special Record Date: DEC 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FEI COMPANY Ticker: FEIC Security ID: 30241L109 Meeting Date: AUG 30, 2016 Meeting Type: Special Record Date: JUL 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- FIDELITY & GUARANTY LIFE Ticker: FGL Security ID: 315785105 Meeting Date: SEP 30, 2016 Meeting Type: Annual Record Date: AUG 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Omar M. Asali For Withhold Management 1.2 Elect Director William P. Melchionni For Withhold Management 1.3 Elect Director Joseph S. Steinberg For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED Ticker: HAR Security ID: 413086109 Meeting Date: FEB 17, 2017 Meeting Type: Special Record Date: JAN 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- INCONTACT, INC. Ticker: SAAS Security ID: 45336E109 Meeting Date: AUG 11, 2016 Meeting Type: Special Record Date: JUL 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- INTERSIL CORPORATION Ticker: ISIL Security ID: 46069S109 Meeting Date: DEC 08, 2016 Meeting Type: Special Record Date: OCT 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- INVENSENSE, INC. Ticker: INVN Security ID: 46123D205 Meeting Date: MAY 17, 2017 Meeting Type: Special Record Date: MAR 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ISHARES TRUST Ticker: Security ID: 464287465 Meeting Date: JUN 19, 2017 Meeting Type: Special Record Date: MAY 02, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director Richard L. Fagnani For For Management 1.3 Elect Director Drew E. Lawton For For Management 1.4 Elect Director Madhav V. Rajan For For Management 1.5 Elect Director Mark Wiedman For For Management -------------------------------------------------------------------------------- JOY GLOBAL INC. Ticker: JOY Security ID: 481165108 Meeting Date: OCT 19, 2016 Meeting Type: Special Record Date: SEP 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LINKEDIN CORPORATION Ticker: LNKD Security ID: 53578A108 Meeting Date: AUG 19, 2016 Meeting Type: Special Record Date: JUL 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- MEAD JOHNSON NUTRITION COMPANY Ticker: MJN Security ID: 582839106 Meeting Date: MAY 31, 2017 Meeting Type: Special Record Date: APR 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- MOBILEYE N.V. Ticker: MBLY Security ID: N51488117 Meeting Date: JUN 13, 2017 Meeting Type: Annual Record Date: MAY 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Public Offer By Cyclops None None Management Holdings 2 Approve Conditional Sale of Company For For Management Assets 3.a Appoint Liquidator For For Management 3.b Approve Remuneration of Liquidator For For Management 4 Change the Company Form to a Privately For For Management Held Limited Liability Company (BV) 5 Amend Articles of Association Re: For For Management Change to Limited Liability Company 6 Amend Articles Re: Delisting of the For For Management Company 7 Discuss Disclosure Concerning None None Management Compensation of Directors 8 Adopt Financial Statements and For For Management Statutory Reports 9 Approve Discharge of Board Members For For Management regarding 2016 10 Approve Discharge of Board Members For For Management effective as of the Acceptance Time through the AGM Date 11.a Reelect Tomaso Poggio as Director For For Management 11.b Reelect Eli Barkat as Director For For Management 11.c Reelect Judith Richte as Director For For Management 12.a Elect Tiffany Silva as Director For For Management 12.b Elect David J. Miles as Director For For Management 12.c Elect Nicholas Hudson as Director For For Management 12.d Elect Mark Legaspi as Director For For Management 12.e Elect Gary Kershaw as Director For For Management 13 Approve Remuneration of Directors For For Management 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Receive Explanation on Company's None None Management Reserves and Dividend Policy -------------------------------------------------------------------------------- MULTI PACKAGING SOLUTIONS INTERNATIONAL LIMITED Ticker: MPSX Security ID: G6331W109 Meeting Date: APR 05, 2017 Meeting Type: Special Record Date: MAR 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: JAN 27, 2017 Meeting Type: Special Record Date: DEC 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss Offer by Qualcomm None None Management 3a Elect Steve Mollenkopf as Executive For For Management Director 3b Elect Derek K Aberle as Non-Executive For For Management Director 3c Elect George S Davis as Non-Executive For For Management Director 3d Elect Donald J Rosenberg as For For Management Non-Executive Director 3e Elect Brian Modoff as Non-Executive For For Management Director 4 Approve Discharge of Board of Directors For For Management 5a Approve Asset Sale Re: Offer by For For Management Qualcomm 5b Approve Dissolution of NXP For For Management 6a Amend Article Post-Acceptance Re: For For Management Offer by Qualcomm 6b Amend Articles Post-Delisting Re: For For Management Offer by Qualcomm -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: JUN 01, 2017 Meeting Type: Annual Record Date: MAY 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Discussion of the Implementation of None None Management the Remuneration Policy 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Adopt Financial Statements and For For Management Statutory Reports 2.d Approve Discharge of Board Members For For Management 3.a Reelect Richard L. Clemmer as For For Management Executive Director 3.b Reelect Peter Bonfield as For For Management Non-Executive Director 3.c Reelect Johannes P. Huth as For For Management Non-Executive Director 3.d Reelect Kenneth A. Goldman as For Against Management Non-Executive Director 3.e Reelect Marion Helmes as Non-Executive For For Management Director 3.f Reelect Joseph Kaeser as Non-Executive For For Management Director 3.g Reelect Ian Loring as Non-Executive For For Management Director 3.h Reelect Eric Meurice as Non-Executive For For Management Director 3.i Reelect Peter Smitham as Non-Executive For For Management Director 3.j Reelect Julie Southern as For For Management Non-Executive Director 3.k Reelect Gregory Summe as Non-Executive For For Management Director 4.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 4.b Authorize Board to Exclude Preemptive For For Management Rights from Issuance Under Item 4.a 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Cancellation of Ordinary Shares For For Management -------------------------------------------------------------------------------- ONEOK PARTNERS, L.P. Ticker: OKS Security ID: 68268N103 Meeting Date: JUN 30, 2017 Meeting Type: Special Record Date: MAY 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- QUESTAR CORPORATION Ticker: STR Security ID: 748356102 Meeting Date: AUG 02, 2016 Meeting Type: Annual Record Date: MAY 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa Beck For For Management 1b Elect Director Laurence M. Downes For For Management 1c Elect Director Christopher A. Helms For For Management 1d Elect Director Ronald W. Jibson For For Management 1e Elect Director James T. McManus, II For For Management 1f Elect Director Rebecca Ranich For For Management 1g Elect Director Harris H. Simmons For For Management 1h Elect Director Bruce A. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE VALSPAR CORPORATION Ticker: VAL Security ID: 920355104 Meeting Date: MAR 24, 2017 Meeting Type: Annual Record Date: FEB 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John M. Ballbach For For Management 1b Elect Director Ian R. Friendly For For Management 1c Elect Director Janel S. Haugarth For For Management 1d Elect Director David R. Lumley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE WHITEWAVE FOODS COMPANY Ticker: WWAV Security ID: 966244105 Meeting Date: OCT 04, 2016 Meeting Type: Special Record Date: AUG 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TUMI HOLDINGS, INC. Ticker: TUMI Security ID: 89969Q104 Meeting Date: JUL 12, 2016 Meeting Type: Special Record Date: JUN 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VCA INC. Ticker: WOOF Security ID: 918194101 Meeting Date: MAR 28, 2017 Meeting Type: Special Record Date: FEB 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VIRGIN AMERICA INC. Ticker: VA Security ID: 92765X208 Meeting Date: JUL 26, 2016 Meeting Type: Special Record Date: JUN 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- ZELTIQ AESTHETICS, INC. Ticker: ZLTQ Security ID: 98933Q108 Meeting Date: APR 27, 2017 Meeting Type: Special Record Date: MAR 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management =============================== PIMCO GNMA Fund ================================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ====================== PIMCO Government Money Market Fund ====================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============================ PIMCO High Yield Fund ============================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ===================== PIMCO High Yield Municipal Bond Fund ===================== MANHATTAN KANSAS INDUSTRIAL REVENUE BONDS Ticker: Security ID: 563018DH0 Meeting Date: NOV 30, 2016 Meeting Type: Written Consent Record Date: OCT 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Undersigned Waives the None For Management Requirements of Section 4.7(b) of the Guaranty Agreement and Consents to Farrar Corporation Entering Into a Commercial Loan -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QA28 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QA51 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QA69 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QA77 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QA85 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QAJ1 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QEX6 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QKL5 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QKM3 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QKN1 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QKP6 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QKQ4 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QKS0 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QKT8 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QKU5 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QKW1 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QKX9 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QLY6 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QUW0 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QUX8 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QVA7 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QVD1 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QVE9 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QVX7 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QVY5 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QVZ2 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QWD0 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QWE8 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QWP3 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QWQ1 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QWR9 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QWT5 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QWU2 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QWW8 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QWX6 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QXB3 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QXC1 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QXD9 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QXE7 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QXK3 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QXM9 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QXQ0 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QXV9 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QXZ0 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QYA4 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QYD8 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QYE6 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QYJ5 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QYK2 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QYQ9 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QYR7 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QYU0 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QYV8 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QZD7 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QZE5 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QZG0 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QZH8 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QZK1 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QZL9 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QZN5 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QZY1 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. -------------------------------------------------------------------------------- PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QZZ8 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. ========================== PIMCO High Yield Portfolio ========================== CIT GROUP INC. Ticker: CIT Security ID: 125581801 Meeting Date: MAY 09, 2017 Meeting Type: Annual Record Date: MAR 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen R. Alemany For For Management 1b Elect Director Michael L. Brosnan For For Management 1c Elect Director Michael A. Carpenter For For Management 1d Elect Director Dorene C. Dominguez For For Management 1e Elect Director Alan Frank For For Management 1f Elect Director William M. Freeman For For Management 1g Elect Director R. Brad Oates For For Management 1h Elect Director Marianne Miller Parrs For For Management 1i Elect Director Gerald Rosenfeld For For Management 1j Elect Director John R. Ryan For For Management 1k Elect Director Sheila A. Stamps For For Management 1l Elect Director Laura S. Unger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MORGAN STANLEY ABS CAP I INC TR 2007-HE6 Ticker: Security ID: 61755CAB8 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement -------------------------------------------------------------------------------- NATIONSTAR MORTGAGE HOLDINGS INC. Ticker: NSM Security ID: 63861C109 Meeting Date: MAY 11, 2017 Meeting Type: Annual Record Date: MAR 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Gidel For For Management 1.2 Elect Director Brett Hawkins For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation ======================== PIMCO High Yield Spectrum Fund ======================== DESARROLLADORA HOMEX S.A.B. DE C.V. Ticker: HOMEX * Security ID: P35054132 Meeting Date: APR 28, 2017 Meeting Type: Annual Record Date: APR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Present Report on Share Repurchase For For Management Reserve 4 Approve Report of Audit Committee and For For Management Corporate Practices and Compensation Committee 5 Amend Stock Option Plan for Employees For Against Management and Key Directors and Consequently Partial Cancellation of Shares 6 Approve Cancellation of Treasury For For Management Shares Related to Conversion of Convertible Obligations into Shares 7 Receive Report on Integration of Share For For Management Capital in Accordance with Adjustments Made Auditors and Approved by General Meeting on June 29, 2015 and by Resolutions of Items 5 and 6 8 Elect or Ratify Directors, Chairman For Against Management and Board Secretary; Approve Their Remuneration 9 Elect or Ratify Chairmen and Members For Against Management of Audit Committee and Corporate Practices and Compensation Committee 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions ============================== PIMCO Income Fund =============================== EDUCATION FDG 2006-1 LLC Ticker: Security ID: 28140XAB5 Meeting Date: OCT 17, 2016 Meeting Type: Written Consent Record Date: SEP 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Trust For For Management Indenture -------------------------------------------------------------------------------- MORGAN STANLEY ABS CAP I INC TR 2007-HE6 Ticker: Security ID: 61755CAB8 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement -------------------------------------------------------------------------------- MORGAN STANLEY ABS CAP I INC TR 2007-HE6 Ticker: Security ID: 61755CAD4 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- SECURITIZED ASSET BACKED RECEIVABLES LLC TRUST 2006-WM4 Ticker: Security ID: 81377XAB8 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement -------------------------------------------------------------------------------- SECURITIZED ASSET BACKED RECEIVABLES LLC TRUST 2006-WM4 Ticker: Security ID: 81377XAD4 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement ================== PIMCO Inflation Response Multi-Asset Fund =================== ALERE INC. Ticker: ALR Security ID: 01449J105 Meeting Date: OCT 21, 2016 Meeting Type: Special Record Date: AUG 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ALERE INC. Ticker: ALR Security ID: 01449J105 Meeting Date: DEC 08, 2016 Meeting Type: Annual Record Date: NOV 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Geoffrey S. Ginsburg For For Management 1b Elect Director Carol R. Goldberg For For Management 1c Elect Director John F. Levy For For Management 1d Elect Director Brian A. Markison For For Management 1e Elect Director Namal Nawana For For Management 1f Elect Director Gregg J. Powers For For Management 1g Elect Director John A. Quelch For For Management 1h Elect Director James Roosevelt, Jr. For For Management 1i Elect Director Thomas Fulton Wilson For For Management McKillop 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. Ticker: ARE Security ID: 015271109 Meeting Date: MAY 09, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Marcus For For Management 1.2 Elect Director Steven R. Hash For Withhold Management 1.3 Elect Director John L. Atkins, III For Withhold Management 1.4 Elect Director James P. Cain For Withhold Management 1.5 Elect Director Maria C. Freire For Withhold Management 1.6 Elect Director Richard H. Klein For Withhold Management 1.7 Elect Director James H. Richardson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Increase Authorized Common Stock For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. Ticker: ACC Security ID: 024835100 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: MAR 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless, Jr. For For Management 1b Elect Director Blakeley W. Chandlee, For For Management III 1c Elect Director G. Steven Dawson For For Management 1d Elect Director Cydney C. Donnell For For Management 1e Elect Director Dennis G. Lopez For For Management 1f Elect Director Edward Lowenthal For For Management 1g Elect Director Oliver Luck For For Management 1h Elect Director C. Patrick Oles, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 31, 2017 Meeting Type: Annual Record Date: APR 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gustavo Lara Cantu For For Management 1b Elect Director Raymond P. Dolan For For Management 1c Elect Director Robert D. Hormats For For Management 1d Elect Director Craig Macnab For For Management 1e Elect Director JoAnn A. Reed For For Management 1f Elect Director Pamela D.A. Reeve For For Management 1g Elect Director David E. Sharbutt For For Management 1h Elect Director James D. Taiclet, Jr. For For Management 1i Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Ticker: AVB Security ID: 053484101 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For Against Management 1b Elect Director Terry S. Brown For For Management 1c Elect Director Alan B. Buckelew For For Management 1d Elect Director Ronald L. Havner, Jr. For Against Management 1e Elect Director Richard J. Lieb For For Management 1f Elect Director Timothy J. Naughton For For Management 1g Elect Director Peter S. Rummell For Against Management 1h Elect Director H. Jay Sarles For Against Management 1i Elect Director Susan Swanezy For For Management 1j Elect Director W. Edward Walter For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AVG TECHNOLOGIES NV Ticker: AVG Security ID: N07831105 Meeting Date: AUG 23, 2016 Meeting Type: Special Record Date: JUL 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss Public Offer By Avast Software None None Management 3 Approve Discharge of Supervisory Board For For Management Members 4.1 Elect Rene Bienz to Supervisory Board For For Management 4.2 Elect Gagandeep Singh to Supervisory For For Management Board 4.3 Elect Glenn Taylor to Supervisory Board For For Management 5 Approve Discharge of Management Board For For Management Members 6.1 Elect Alan Rassaby to Management Board For For Management 6.2 Elect Stefan Boermans to Management For For Management Board 6.3 Elect Dick Haarsma to Management Board For For Management 7.1 Amend Articles Re to Reflect Change of For For Management Corporate Form into a Dutch Private Limited Liability Company 7.2 Conditional Amendments of Articles Re: For For Management Offer on All Outstanding Shares by Avas Software 8.1 Approve Conditional Sale of Company For For Management Assets 8.2 Approve Conditional Dissolution and For For Management Liquidation of AVG Technologies Following the Asset Sale and Conditional Appointment of Stichting Vereffening AVG Technologies as Liquidator 9 Allow Questions None None Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- AXIALL CORPORATION Ticker: AXLL Security ID: 05463D100 Meeting Date: AUG 30, 2016 Meeting Type: Special Record Date: JUL 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Ticker: BXP Security ID: 101121101 Meeting Date: MAY 23, 2017 Meeting Type: Annual Record Date: MAR 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce W. Duncan For For Management 1.2 Elect Director Karen E. Dykstra For For Management 1.3 Elect Director Carol B. Einiger For For Management 1.4 Elect Director Jacob A. Frenkel For For Management 1.5 Elect Director Joel I. Klein For For Management 1.6 Elect Director Douglas T. Linde For For Management 1.7 Elect Director Matthew J. Lustig For For Management 1.8 Elect Director Alan J. Patricof For For Management 1.9 Elect Director Owen D. Thomas For For Management 1.10 Elect Director Martin Turchin For For Management 1.11 Elect Director David A. Twardock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. Ticker: BRCD Security ID: 111621306 Meeting Date: JAN 26, 2017 Meeting Type: Special Record Date: DEC 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. Ticker: BRCD Security ID: 111621306 Meeting Date: APR 11, 2017 Meeting Type: Annual Record Date: FEB 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judy Bruner For For Management 1.2 Elect Director Lloyd A. Carney For For Management 1.3 Elect Director Renato A. DiPentima For For Management 1.4 Elect Director Alan L. Earhart For For Management 1.5 Elect Director John W. Gerdelman For For Management 1.6 Elect Director Kim C. Goodman For For Management 1.7 Elect Director David L. House For For Management 1.8 Elect Director L. William 'Bill' Krause For For Management 1.9 Elect Director David E. Roberson For For Management 1.10 Elect Director Sanjay Vaswani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CABELA'S INCORPORATED Ticker: CAB Security ID: 126804301 Meeting Date: DEC 13, 2016 Meeting Type: Annual Record Date: NOV 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore M. Armstrong For For Management 1.2 Elect Director James W. Cabela For For Management 1.3 Elect Director John H. Edmondson For For Management 1.4 Elect Director Dennis Highby For For Management 1.5 Elect Director Michael R. McCarthy For For Management 1.6 Elect Director Thomas L. Millner For For Management 1.7 Elect Director Donna M. Milrod For For Management 1.8 Elect Director Beth M. Pritchard For For Management 1.9 Elect Director Peter S. Swinburn For For Management 1.10 Elect Director James F. Wright For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CEPHEID Ticker: CPHD Security ID: 15670R107 Meeting Date: NOV 04, 2016 Meeting Type: Special Record Date: OCT 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHEMTURA CORPORATION Ticker: CHMT Security ID: 163893209 Meeting Date: FEB 01, 2017 Meeting Type: Special Record Date: DEC 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- COLONY STARWOOD HOMES Ticker: SFR Security ID: 19625X102 Meeting Date: MAY 15, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Barrack, Jr. For For Management 1.2 Elect Director Barry S. Sternlicht For Withhold Management 1.3 Elect Director Robert T. Best For Withhold Management 1.4 Elect Director Thomas M. Bowers For For Management 1.5 Elect Director Richard D. Bronson For Withhold Management 1.6 Elect Director Justin T. Chang For For Management 1.7 Elect Director Michael D. Fascitelli For For Management 1.8 Elect Director Renee Lewis Glover For For Management 1.9 Elect Director Jeffrey E. Kelter For For Management 1.10 Elect Director Thomas W. Knapp For For Management 1.11 Elect Director Richard B. Saltzman For For Management 1.12 Elect Director John L. Steffens For For Management 1.13 Elect Director J. Ronald Terwilliger For Withhold Management 1.14 Elect Director Frederick C. Tuomi For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CST BRANDS, INC. Ticker: CST Security ID: 12646R105 Meeting Date: NOV 16, 2016 Meeting Type: Special Record Date: OCT 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CUBESMART Ticker: CUBE Security ID: 229663109 Meeting Date: MAY 31, 2017 Meeting Type: Annual Record Date: MAR 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William M. For For Management Diefenderfer, III 1.2 Elect Director Piero Bussani For For Management 1.3 Elect Director Christopher P. Marr For For Management 1.4 Elect Director Marianne M. Keler For For Management 1.5 Elect Director Deborah Ratner Salzberg For For Management 1.6 Elect Director John F. Remondi For For Management 1.7 Elect Director Jeffrey F. Rogatz For For Management 1.8 Elect Director John W. Fain For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Declaration of Trust to Provide For For Management Shareholders the Ability to Amend the Bylaws -------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. Ticker: DCT Security ID: 233153204 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: MAR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip L. Hawkins For For Management 1b Elect Director Marilyn A. Alexander For For Management 1c Elect Director Thomas F. August For For Management 1d Elect Director John S. Gates, Jr. For For Management 1e Elect Director Raymond B. Greer For For Management 1f Elect Director Tripp H. Hardin For For Management 1g Elect Director Tobias Hartmann For For Management 1h Elect Director John C. O'Keeffe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Require Majority Vote of the For For Management Outstanding Shares to Amend Bylaws 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DDR CORP. Ticker: DDR Security ID: 23317H102 Meeting Date: MAY 09, 2017 Meeting Type: Annual Record Date: MAR 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrance R. Ahern For For Management 1.2 Elect Director Jane E. DeFlorio For For Management 1.3 Elect Director Thomas Finne For For Management 1.4 Elect Director Robert H. Gidel For For Management 1.5 Elect Director David R. Lukes For For Management 1.6 Elect Director Victor B. MacFarlane For For Management 1.7 Elect Director Alexander Otto For For Management 1.8 Elect Director Scott D. Roulston For For Management 1.9 Elect Director Barry A. Sholem For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: MAY 08, 2017 Meeting Type: Annual Record Date: MAR 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis E. Singleton For Against Management 1b Elect Director Laurence A. Chapman For Against Management 1c Elect Director Kathleen Earley For For Management 1d Elect Director Kevin J. Kennedy For Against Management 1e Elect Director William G. LaPerch For Against Management 1f Elect Director Afshin Mohebbi For For Management 1g Elect Director Mark R. Patterson For For Management 1h Elect Director A. William Stein For For Management 1i Elect Director Robert H. Zerbst For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. Ticker: DEI Security ID: 25960P109 Meeting Date: JUN 01, 2017 Meeting Type: Annual Record Date: APR 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan A. Emmett For For Management 1.2 Elect Director Jordan L. Kaplan For For Management 1.3 Elect Director Kenneth M. Panzer For For Management 1.4 Elect Director Christopher H. Anderson For For Management 1.5 Elect Director Leslie E. Bider For For Management 1.6 Elect Director David T. Feinberg For For Management 1.7 Elect Director Virginia A. McFerran For Withhold Management 1.8 Elect Director Thomas E. O'Hern For Withhold Management 1.9 Elect Director William E. Simon, Jr. For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency None One Year Management -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Ticker: EGP Security ID: 277276101 Meeting Date: MAY 11, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director D. Pike Aloian For For Management 1b Elect Director H.C. Bailey, Jr. For For Management 1c Elect Director H. Eric Bolton, Jr. For For Management 1d Elect Director Hayden C. Eaves, III For For Management 1e Elect Director Fredric H. Gould For For Management 1f Elect Director David H. Hoster, II For For Management 1g Elect Director Marshall A. Loeb For For Management 1h Elect Director Mary E. McCormick For For Management 1i Elect Director Leland R. Speed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. Ticker: ENH Security ID: G30397106 Meeting Date: JAN 27, 2017 Meeting Type: Special Record Date: DEC 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EPR PROPERTIES Ticker: EPR Security ID: 26884U109 Meeting Date: MAY 31, 2017 Meeting Type: Annual Record Date: MAR 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Druten For For Management 1.2 Elect Director Gregory K. Silvers For For Management 1.3 Elect Director Robin P. Sterneck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: MAY 31, 2017 Meeting Type: Annual Record Date: APR 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Gary Hromadko For For Management 1.4 Elect Director John Hughes For For Management 1.5 Elect Director Scott Kriens For For Management 1.6 Elect Director William Luby For For Management 1.7 Elect Director Irving Lyons, III For For Management 1.8 Elect Director Christopher Paisley For For Management 1.9 Elect Director Stephen Smith For For Management 1.10 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Re-approve Material Terms for For For Management Long-Term Incentive Performance Awards 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EQUITY RESIDENTIAL Ticker: EQR Security ID: 29476L107 Meeting Date: JUN 15, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Alexander For Withhold Management 1.2 Elect Director Charles L. Atwood For Withhold Management 1.3 Elect Director Linda Walker Bynoe For Withhold Management 1.4 Elect Director Connie K. Duckworth For For Management 1.5 Elect Director Mary Kay Haben For Withhold Management 1.6 Elect Director Bradley A. Keywell For For Management 1.7 Elect Director John E. Neal For For Management 1.8 Elect Director David J. Neithercut For For Management 1.9 Elect Director Mark S. Shapiro For Withhold Management 1.10 Elect Director Gerald A. Spector For For Management 1.11 Elect Director Stephen E. Sterrett For For Management 1.12 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Provide Shareholders the Right to Against For Shareholder Amend Bylaws -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: MAY 16, 2017 Meeting Type: Annual Record Date: FEB 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Guericke For For Management 1.2 Elect Director Irving F. Lyons, III For Withhold Management 1.3 Elect Director George M. Marcus For For Management 1.4 Elect Director Gary P. Martin For Withhold Management 1.5 Elect Director Issie N. Rabinovitch For For Management 1.6 Elect Director Thomas E. Robinson For For Management 1.7 Elect Director Michael J. Schall For For Management 1.8 Elect Director Byron A. Scordelis For Withhold Management 1.9 Elect Director Janice L. Sears For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST Ticker: FRT Security ID: 313747206 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: MAR 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E. Bortz For For Management 1.2 Elect Director David W. Faeder For For Management 1.3 Elect Director Elizabeth I. Holland For For Management 1.4 Elect Director Gail P. Steinel For For Management 1.5 Elect Director Warren M. Thompson For For Management 1.6 Elect Director Joseph S. Vassalluzzo For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FEI COMPANY Ticker: FEIC Security ID: 30241L109 Meeting Date: AUG 30, 2016 Meeting Type: Special Record Date: JUL 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- FIDELITY & GUARANTY LIFE Ticker: FGL Security ID: 315785105 Meeting Date: SEP 30, 2016 Meeting Type: Annual Record Date: AUG 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Omar M. Asali For Withhold Management 1.2 Elect Director William P. Melchionni For Withhold Management 1.3 Elect Director Joseph S. Steinberg For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GGP INC. Ticker: GGP Security ID: 36174X101 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: MAR 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard B. Clark For For Management 1b Elect Director Mary Lou Fiala For For Management 1c Elect Director J. Bruce Flatt For For Management 1d Elect Director Janice R. Fukakusa For For Management 1e Elect Director John K. Haley For For Management 1f Elect Director Daniel B. Hurwitz For For Management 1g Elect Director Brian W. Kingston For For Management 1h Elect Director Christina M. Lofgren For For Management 1i Elect Director Sandeep Mathrani For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Provide Directors May Be Removed With For For Management or Without Cause 6 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED Ticker: HAR Security ID: 413086109 Meeting Date: FEB 17, 2017 Meeting Type: Special Record Date: JAN 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HCP, INC. Ticker: HCP Security ID: 40414L109 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: MAR 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. Cartwright For For Management 1b Elect Director Christine N. Garvey For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director Thomas M. Herzog For For Management 1e Elect Director James P. Hoffmann For For Management 1f Elect Director Michael D. McKee For For Management 1g Elect Director Peter L. Rhein For For Management 1h Elect Director Joseph P. Sullivan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HEALTHCARE TRUST OF AMERICA, INC. Ticker: HTA Security ID: 42225P501 Meeting Date: JUL 07, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott D. Peters For For Management 1b Elect Director W. Bradley Blair, II For For Management 1c Elect Director Maurice J. DeWald For For Management 1d Elect Director Warren D. Fix For For Management 1e Elect Director Peter N. Foss For For Management 1f Elect Director Daniel S. Henson For For Management 1g Elect Director Larry L. Mathis For For Management 1h Elect Director Gary T. Wescombe For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HILTON GRAND VACATIONS INC. Ticker: HGV Security ID: 43283X105 Meeting Date: MAY 10, 2017 Meeting Type: Annual Record Date: MAR 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Wang For For Management 1.2 Elect Director Leonard A. Potter For For Management 1.3 Elect Director Brenda J. Bacon For For Management 1.4 Elect Director Kenneth A. Caplan For For Management 1.5 Elect Director David W. Johnson For For Management 1.6 Elect Director Mark H. Lazarus For For Management 1.7 Elect Director Pamela H. Patsley For For Management 1.8 Elect Director Paul W. Whetsell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A104 Meeting Date: OCT 04, 2016 Meeting Type: Special Record Date: AUG 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A203 Meeting Date: MAY 24, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Nassetta For For Management 1.2 Elect Director Jonathan D. Gray For For Management 1.3 Elect Director Charlene T. Begley For For Management 1.4 Elect Director Jon M. Huntsman, Jr. For For Management 1.5 Elect Director Judith A. McHale For For Management 1.6 Elect Director John G. Schreiber For For Management 1.7 Elect Director Elizabeth A. Smith For For Management 1.8 Elect Director Douglas M. Steenland For For Management 1.9 Elect Director William J. Stein For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INCONTACT, INC. Ticker: SAAS Security ID: 45336E109 Meeting Date: AUG 11, 2016 Meeting Type: Special Record Date: JUL 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- INTERSIL CORPORATION Ticker: ISIL Security ID: 46069S109 Meeting Date: DEC 08, 2016 Meeting Type: Special Record Date: OCT 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- INVENSENSE, INC. Ticker: INVN Security ID: 46123D205 Meeting Date: MAY 17, 2017 Meeting Type: Special Record Date: MAR 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- JOY GLOBAL INC. Ticker: JOY Security ID: 481165108 Meeting Date: OCT 19, 2016 Meeting Type: Special Record Date: SEP 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- KILROY REALTY CORPORATION Ticker: KRC Security ID: 49427F108 Meeting Date: MAY 23, 2017 Meeting Type: Annual Record Date: MAR 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Kilroy For For Management 1b Elect Director Edward Brennan For For Management 1c Elect Director Jolie Hunt For For Management 1d Elect Director Scott Ingraham For For Management 1e Elect Director Gary Stevenson For For Management 1f Elect Director Peter Stoneberg For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LIFE STORAGE, INC. Ticker: LSI Security ID: 53223X107 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Attea For For Management 1.2 Elect Director Kenneth F. Myszka For For Management 1.3 Elect Director Charles E. Lannon For For Management 1.4 Elect Director Stephen R. Rusmisel For For Management 1.5 Elect Director Arthur L. Havener, Jr. For For Management 1.6 Elect Director Mark G. Barberio For For Management 2 Amend Bylaws For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LINKEDIN CORPORATION Ticker: LNKD Security ID: 53578A108 Meeting Date: AUG 19, 2016 Meeting Type: Special Record Date: JUL 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- MEAD JOHNSON NUTRITION COMPANY Ticker: MJN Security ID: 582839106 Meeting Date: MAY 31, 2017 Meeting Type: Special Record Date: APR 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: NOV 10, 2016 Meeting Type: Special Record Date: SEP 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MOBILEYE N.V. Ticker: MBLY Security ID: N51488117 Meeting Date: JUN 13, 2017 Meeting Type: Annual Record Date: MAY 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Public Offer By Cyclops None None Management Holdings 2 Approve Conditional Sale of Company For For Management Assets 3.a Appoint Liquidator For For Management 3.b Approve Remuneration of Liquidator For For Management 4 Change the Company Form to a Privately For For Management Held Limited Liability Company (BV) 5 Amend Articles of Association Re: For For Management Change to Limited Liability Company 6 Amend Articles Re: Delisting of the For For Management Company 7 Discuss Disclosure Concerning None None Management Compensation of Directors 8 Adopt Financial Statements and For For Management Statutory Reports 9 Approve Discharge of Board Members For For Management regarding 2016 10 Approve Discharge of Board Members For For Management effective as of the Acceptance Time through the AGM Date 11.a Reelect Tomaso Poggio as Director For For Management 11.b Reelect Eli Barkat as Director For For Management 11.c Reelect Judith Richte as Director For For Management 12.a Elect Tiffany Silva as Director For For Management 12.b Elect David J. Miles as Director For For Management 12.c Elect Nicholas Hudson as Director For For Management 12.d Elect Mark Legaspi as Director For For Management 12.e Elect Gary Kershaw as Director For For Management 13 Approve Remuneration of Directors For For Management 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Receive Explanation on Company's None None Management Reserves and Dividend Policy -------------------------------------------------------------------------------- MULTI PACKAGING SOLUTIONS INTERNATIONAL LIMITED Ticker: MPSX Security ID: G6331W109 Meeting Date: APR 05, 2017 Meeting Type: Special Record Date: MAR 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: JAN 27, 2017 Meeting Type: Special Record Date: DEC 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss Offer by Qualcomm None None Management 3a Elect Steve Mollenkopf as Executive For For Management Director 3b Elect Derek K Aberle as Non-Executive For For Management Director 3c Elect George S Davis as Non-Executive For For Management Director 3d Elect Donald J Rosenberg as For For Management Non-Executive Director 3e Elect Brian Modoff as Non-Executive For For Management Director 4 Approve Discharge of Board of Directors For For Management 5a Approve Asset Sale Re: Offer by For For Management Qualcomm 5b Approve Dissolution of NXP For For Management 6a Amend Article Post-Acceptance Re: For For Management Offer by Qualcomm 6b Amend Articles Post-Delisting Re: For For Management Offer by Qualcomm -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: JUN 01, 2017 Meeting Type: Annual Record Date: MAY 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Discussion of the Implementation of None None Management the Remuneration Policy 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Adopt Financial Statements and For For Management Statutory Reports 2.d Approve Discharge of Board Members For For Management 3.a Reelect Richard L. Clemmer as For For Management Executive Director 3.b Reelect Peter Bonfield as For For Management Non-Executive Director 3.c Reelect Johannes P. Huth as For For Management Non-Executive Director 3.d Reelect Kenneth A. Goldman as For Against Management Non-Executive Director 3.e Reelect Marion Helmes as Non-Executive For For Management Director 3.f Reelect Joseph Kaeser as Non-Executive For For Management Director 3.g Reelect Ian Loring as Non-Executive For For Management Director 3.h Reelect Eric Meurice as Non-Executive For For Management Director 3.i Reelect Peter Smitham as Non-Executive For For Management Director 3.j Reelect Julie Southern as For For Management Non-Executive Director 3.k Reelect Gregory Summe as Non-Executive For For Management Director 4.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 4.b Authorize Board to Exclude Preemptive For For Management Rights from Issuance Under Item 4.a 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Cancellation of Ordinary Shares For For Management -------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. Ticker: OHI Security ID: 681936100 Meeting Date: JUN 08, 2017 Meeting Type: Annual Record Date: APR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig M. Bernfield For Withhold Management 1.2 Elect Director Norman R. Bobins For For Management 1.3 Elect Director Craig R. Callen For For Management 1.4 Elect Director Barbara B. Hill For For Management 1.5 Elect Director Bernard J. Korman For For Management 1.6 Elect Director Edward Lowenthal For For Management 1.7 Elect Director Ben W. Perks For For Management 1.8 Elect Director C. Taylor Pickett For For Management 1.9 Elect Director Stephen D. Plavin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ONEOK PARTNERS, L.P. Ticker: OKS Security ID: 68268N103 Meeting Date: JUN 30, 2017 Meeting Type: Special Record Date: MAY 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PARAMOUNT GROUP, INC. Ticker: PGRE Security ID: 69924R108 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Albert Behler For For Management 1b Elect Director Thomas Armbrust For For Management 1c Elect Director Martin Bussmann For For Management 1d Elect Director Dan Emmett For For Management 1e Elect Director Lizanne Galbreath For Against Management 1f Elect Director Karin Klein For For Management 1g Elect Director Peter Linneman For Against Management 1h Elect Director David O'Connor For Against Management 1i Elect Director Katharina Otto-Bernstein For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PHYSICIANS REALTY TRUST Ticker: DOC Security ID: 71943U104 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: MAR 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Thomas For For Management 1.2 Elect Director Tommy G. Thompson For For Management 1.3 Elect Director Stanton D. Anderson For For Management 1.4 Elect Director Mark A. Baumgartner For For Management 1.5 Elect Director Albert C. Black, Jr. For For Management 1.6 Elect Director William A. Ebinger For For Management 1.7 Elect Director Richard A. Weiss For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROLOGIS, INC. Ticker: PLD Security ID: 74340W103 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: MAR 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid R. Moghadam For For Management 1b Elect Director George L. Fotiades For For Management 1c Elect Director Lydia H. Kennard For For Management 1d Elect Director J. Michael Losh For For Management 1e Elect Director Irving F. Lyons, III For For Management 1f Elect Director David P. O'Connor For For Management 1g Elect Director Olivier Piani For For Management 1h Elect Director Jeffrey L. Skelton For For Management 1i Elect Director Carl B. Webb For For Management 1j Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 26, 2017 Meeting Type: Annual Record Date: MAR 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director Leslie S. Heisz For For Management 1.5 Elect Director B. Wayne Hughes, Jr. For For Management 1.6 Elect Director Avedick B. Poladian For Against Management 1.7 Elect Director Gary E. Pruitt For Against Management 1.8 Elect Director Ronald P. Spogli For Against Management 1.9 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUESTAR CORPORATION Ticker: STR Security ID: 748356102 Meeting Date: AUG 02, 2016 Meeting Type: Annual Record Date: MAY 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa Beck For For Management 1b Elect Director Laurence M. Downes For For Management 1c Elect Director Christopher A. Helms For For Management 1d Elect Director Ronald W. Jibson For For Management 1e Elect Director James T. McManus, II For For Management 1f Elect Director Rebecca Ranich For For Management 1g Elect Director Harris H. Simmons For For Management 1h Elect Director Bruce A. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 25, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie S. Biumi For For Management 1.2 Elect Director Frank A. Catalano, Jr. For For Management 1.3 Elect Director Paul R. Gauvreau For For Management 1.4 Elect Director Robert G. Gifford For For Management 1.5 Elect Director Gerald M. Gorski For For Management 1.6 Elect Director Steven P. Grimes For For Management 1.7 Elect Director Richard P. Imperiale For For Management 1.8 Elect Director Peter L. Lynch For For Management 1.9 Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Bylaws For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RYMAN HOSPITALITY PROPERTIES, INC. Ticker: RHP Security ID: 78377T107 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bender For For Management 1b Elect Director Rachna Bhasin For For Management 1c Elect Director Alvin Bowles For For Management 1d Elect Director William F. Hagerty, IV For For Management 1e Elect Director Ellen Levine For For Management 1f Elect Director Patrick Q. Moore For For Management 1g Elect Director Robert S. Prather, Jr. For For Management 1h Elect Director Colin V. Reed For For Management 1i Elect Director Michael I. Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 10, 2017 Meeting Type: Annual Record Date: MAR 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Daniel C. Smith For For Management 1h Elect Director J. Albert Smith, Jr. For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SL GREEN REALTY CORP. Ticker: SLG Security ID: 78440X101 Meeting Date: JUN 01, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Betsy Atkins For Against Management 1b Elect Director Marc Holliday For For Management 1c Elect Director John S. Levy For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Report on Pay Disparity Against Against Shareholder -------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Ticker: SRC Security ID: 84860W102 Meeting Date: JUN 28, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jackson Hsieh For For Management 1.2 Elect Director Kevin M. Charlton For Withhold Management 1.3 Elect Director Todd A. Dunn For Withhold Management 1.4 Elect Director Richard I. Gilchrist For For Management 1.5 Elect Director Diane M. Morefield For For Management 1.6 Elect Director Sheli Z. Rosenberg For Withhold Management 1.7 Elect Director Thomas D. Senkbeil For For Management 1.8 Elect Director Nicholas P. Shepherd For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Stephanie W. Bergeron For For Management 1B Elect Director Brian M. Hermelin For For Management 1C Elect Director Ronald A. Klein For Against Management 1D Elect Director Clunet R. Lewis For Against Management 1E Elect Director Gary A. Shiffman For For Management 1F Elect Director Arthur A. Weiss For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- THE VALSPAR CORPORATION Ticker: VAL Security ID: 920355104 Meeting Date: MAR 24, 2017 Meeting Type: Annual Record Date: FEB 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John M. Ballbach For For Management 1b Elect Director Ian R. Friendly For For Management 1c Elect Director Janel S. Haugarth For For Management 1d Elect Director David R. Lumley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE WHITEWAVE FOODS COMPANY Ticker: WWAV Security ID: 966244105 Meeting Date: OCT 04, 2016 Meeting Type: Special Record Date: AUG 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TUMI HOLDINGS, INC. Ticker: TUMI Security ID: 89969Q104 Meeting Date: JUL 12, 2016 Meeting Type: Special Record Date: JUN 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VCA INC. Ticker: WOOF Security ID: 918194101 Meeting Date: MAR 28, 2017 Meeting Type: Special Record Date: FEB 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VIRGIN AMERICA INC. Ticker: VA Security ID: 92765X208 Meeting Date: JUL 26, 2016 Meeting Type: Special Record Date: JUN 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Lynne For For Management 1.2 Elect Director David M. Mandelbaum For Withhold Management 1.3 Elect Director Mandakini Puri For For Management 1.4 Elect Director Daniel R. Tisch For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- WELLTOWER INC. Ticker: HCN Security ID: 95040Q104 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: MAR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth J. Bacon For For Management 1b Elect Director Thomas J. DeRosa For For Management 1c Elect Director Jeffrey H. Donahue For For Management 1d Elect Director Fred S. Klipsch For For Management 1e Elect Director Geoffrey G. Meyers For For Management 1f Elect Director Timothy J. Naughton For For Management 1g Elect Director Sharon M. Oster For For Management 1h Elect Director Judith C. Pelham For For Management 1i Elect Director Sergio D. Rivera For For Management 1j Elect Director R. Scott Trumbull For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ZELTIQ AESTHETICS, INC. Ticker: ZLTQ Security ID: 98933Q108 Meeting Date: APR 27, 2017 Meeting Type: Special Record Date: MAR 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management ======================== PIMCO International Portfolio ========================= MORGAN STANLEY ABS CAP I INC TR 2007-HE6 Ticker: Security ID: 61755CAA0 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement ================== PIMCO Investment Grade Corporate Bond Fund ================== DESARROLLADORA HOMEX S.A.B. DE C.V. Ticker: HOMEX * Security ID: P35054132 Meeting Date: APR 28, 2017 Meeting Type: Annual Record Date: APR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Present Report on Share Repurchase For For Management Reserve 4 Approve Report of Audit Committee and For For Management Corporate Practices and Compensation Committee 5 Amend Stock Option Plan for Employees For Against Management and Key Directors and Consequently Partial Cancellation of Shares 6 Approve Cancellation of Treasury For For Management Shares Related to Conversion of Convertible Obligations into Shares 7 Receive Report on Integration of Share For For Management Capital in Accordance with Adjustments Made Auditors and Approved by General Meeting on June 29, 2015 and by Resolutions of Items 5 and 6 8 Elect or Ratify Directors, Chairman For Against Management and Board Secretary; Approve Their Remuneration 9 Elect or Ratify Chairmen and Members For Against Management of Audit Committee and Corporate Practices and Compensation Committee 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- NBCUNIVERSAL ENTERPRISE, INC. Ticker: Security ID: 63946CAE8 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: APR 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Bernard C. Watson For For Management ================== PIMCO Investment Grade Corporate Portfolio ================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================= PIMCO Long Duration Corporate Bond Portfolio ================= NBCUNIVERSAL ENTERPRISE, INC. Ticker: Security ID: 63946CAE8 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: APR 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Bernard C. Watson For For Management ==================== PIMCO Long Duration Total Return Fund ===================== AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: JUN 28, 2017 Meeting Type: Annual Record Date: MAY 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director Peter R. Fisher For For Management 1d Elect Director John H. Fitzpatrick For For Management 1e Elect Director William G. Jurgensen For For Management 1f Elect Director Christopher S. Lynch For For Management 1g Elect Director Samuel J. Merksamer For For Management 1h Elect Director Henry S. Miller For For Management 1i Elect Director Linda A. Mills For For Management 1j Elect Director Suzanne Nora Johnson For For Management 1k Elect Director Ronald A. Rittenmeyer For For Management 1l Elect Director Douglas M. Steenland For For Management 1m Elect Director Theresa M. Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NBCUNIVERSAL ENTERPRISE, INC. Ticker: Security ID: 63946CAE8 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: APR 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Bernard C. Watson For For Management ========================= PIMCO Long-Term Credit Fund ========================== NBCUNIVERSAL ENTERPRISE, INC. Ticker: Security ID: 63946CAE8 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: APR 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Bernard C. Watson For For Management ===================== PIMCO Long-Term U.S. Government Fund ===================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO Low Duration ESG Fund ========================== MORGAN STANLEY ABS CAPITAL I INC. TRUST 2006-WMC2 Ticker: Security ID: 61749KAB9 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement =========================== PIMCO Low Duration Fund ============================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================== PIMCO Low Duration Fund II ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================== PIMCO Low Duration Income Fund ======================== OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 ========================= PIMCO Low Duration Portfolio ========================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO Moderate Duration Fund ========================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ====================== PIMCO Moderate Duration Portfolio ======================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =========================== PIMCO Money Market Fund ============================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ====================== PIMCO Mortgage Opportunities Fund ======================= AGNC INVESTMENT CORP. Ticker: AGNC Security ID: 00123Q104 Meeting Date: DEC 09, 2016 Meeting Type: Special Record Date: OCT 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For For Management =========================== PIMCO Mortgage Portfolio =========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ==================== PIMCO Mortgage-Backed Securities Fund ===================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ==================== PIMCO Multi-Strategy Alternative Fund ===================== MONSTER BEVERAGE CORPORATION Ticker: MNST Security ID: 61174X109 Meeting Date: JUN 19, 2017 Meeting Type: Annual Record Date: APR 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Sacks For For Management 1.2 Elect Director Hilton H. Schlosberg For For Management 1.3 Elect Director Mark J. Hall For For Management 1.4 Elect Director Norman C. Epstein For For Management 1.5 Elect Director Gary P. Fayard For For Management 1.6 Elect Director Benjamin M. Polk For For Management 1.7 Elect Director Sydney Selati For For Management 1.8 Elect Director Harold C. Taber, Jr. For For Management 1.9 Elect Director Kathy N. Waller For For Management 1.10 Elect Director Mark S. Vidergauz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Adopt Proxy Access Right Against For Shareholder 7 Report on Sustainability, Including Against For Shareholder Water Risks ========================== PIMCO Municipal Bond Fund =========================== PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QLY6 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. ======================= PIMCO Municipal Sector Portfolio ======================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO National Intermediate Municipal Bond Fund ================ PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QLY6 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. ====================== PIMCO New York Municipal Bond Fund ====================== PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QLY6 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. ================== PIMCO RAE Fundamental Advantage PLUS Fund =================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ===================== PIMCO RAE Fundamental PLUS EMG Fund ====================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================= PIMCO RAE Fundamental PLUS Fund ======================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================ PIMCO RAE Fundamental PLUS International Fund ================= OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 ==================== PIMCO RAE Fundamental PLUS Small Fund ===================== OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 ==================== PIMCO RAE Low Volatility PLUS EMG Fund ==================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ====================== PIMCO RAE Low Volatility PLUS Fund ====================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO RAE Low Volatility PLUS International Fund =============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO RAE Worldwide Fundamental Advantage PLUS Fund ============== EDUCATION FDG 2006-1 LLC Ticker: Security ID: 28140XAB5 Meeting Date: OCT 17, 2016 Meeting Type: Written Consent Record Date: SEP 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Trust For For Management Indenture -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Deadline of For Did Not Vote Management the Private Instrument For Negative Covenant Signed on May 14, 2015 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Debentures into For Did Not Vote Management Company Share with Exemption of Conditions under Clause 4.21.2.9 of the Issuance Contract 2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management S.A. -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28048 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 -------------------------------------------------------------------------------- OGX PETROLEO E GAS SA Ticker: OXPRY-US Security ID: ADPV28049 Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adherence to the Term For Did Not Vote Management Sheet Between the Company and Creditors Released on Jan 10, 2017 =================== PIMCO RAE Worldwide Long/Short PLUS Fund =================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO Real Return Asset Fund ========================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============================ PIMCO Real Return Fund ============================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =================== PIMCO Real Return Limited Duration Fund ==================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO Real Return Portfolio ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =================== PIMCO RealEstateRealReturn Strategy Fund =================== ALEXANDRIA REAL ESTATE EQUITIES, INC. Ticker: ARE Security ID: 015271109 Meeting Date: MAY 09, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Marcus For For Management 1.2 Elect Director Steven R. Hash For Withhold Management 1.3 Elect Director John L. Atkins, III For Withhold Management 1.4 Elect Director James P. Cain For Withhold Management 1.5 Elect Director Maria C. Freire For Withhold Management 1.6 Elect Director Richard H. Klein For Withhold Management 1.7 Elect Director James H. Richardson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Increase Authorized Common Stock For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. Ticker: ACC Security ID: 024835100 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: MAR 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless, Jr. For For Management 1b Elect Director Blakeley W. Chandlee, For For Management III 1c Elect Director G. Steven Dawson For For Management 1d Elect Director Cydney C. Donnell For For Management 1e Elect Director Dennis G. Lopez For For Management 1f Elect Director Edward Lowenthal For For Management 1g Elect Director Oliver Luck For For Management 1h Elect Director C. Patrick Oles, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 31, 2017 Meeting Type: Annual Record Date: APR 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gustavo Lara Cantu For For Management 1b Elect Director Raymond P. Dolan For For Management 1c Elect Director Robert D. Hormats For For Management 1d Elect Director Craig Macnab For For Management 1e Elect Director JoAnn A. Reed For For Management 1f Elect Director Pamela D.A. Reeve For For Management 1g Elect Director David E. Sharbutt For For Management 1h Elect Director James D. Taiclet, Jr. For For Management 1i Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Ticker: AVB Security ID: 053484101 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For Against Management 1b Elect Director Terry S. Brown For For Management 1c Elect Director Alan B. Buckelew For For Management 1d Elect Director Ronald L. Havner, Jr. For Against Management 1e Elect Director Richard J. Lieb For For Management 1f Elect Director Timothy J. Naughton For For Management 1g Elect Director Peter S. Rummell For Against Management 1h Elect Director H. Jay Sarles For Against Management 1i Elect Director Susan Swanezy For For Management 1j Elect Director W. Edward Walter For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Ticker: BXP Security ID: 101121101 Meeting Date: MAY 23, 2017 Meeting Type: Annual Record Date: MAR 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce W. Duncan For For Management 1.2 Elect Director Karen E. Dykstra For For Management 1.3 Elect Director Carol B. Einiger For For Management 1.4 Elect Director Jacob A. Frenkel For For Management 1.5 Elect Director Joel I. Klein For For Management 1.6 Elect Director Douglas T. Linde For For Management 1.7 Elect Director Matthew J. Lustig For For Management 1.8 Elect Director Alan J. Patricof For For Management 1.9 Elect Director Owen D. Thomas For For Management 1.10 Elect Director Martin Turchin For For Management 1.11 Elect Director David A. Twardock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- COLONY STARWOOD HOMES Ticker: SFR Security ID: 19625X102 Meeting Date: MAY 15, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Barrack, Jr. For For Management 1.2 Elect Director Barry S. Sternlicht For Withhold Management 1.3 Elect Director Robert T. Best For Withhold Management 1.4 Elect Director Thomas M. Bowers For For Management 1.5 Elect Director Richard D. Bronson For Withhold Management 1.6 Elect Director Justin T. Chang For For Management 1.7 Elect Director Michael D. Fascitelli For For Management 1.8 Elect Director Renee Lewis Glover For For Management 1.9 Elect Director Jeffrey E. Kelter For For Management 1.10 Elect Director Thomas W. Knapp For For Management 1.11 Elect Director Richard B. Saltzman For For Management 1.12 Elect Director John L. Steffens For For Management 1.13 Elect Director J. Ronald Terwilliger For Withhold Management 1.14 Elect Director Frederick C. Tuomi For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUBESMART Ticker: CUBE Security ID: 229663109 Meeting Date: MAY 31, 2017 Meeting Type: Annual Record Date: MAR 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William M. For For Management Diefenderfer, III 1.2 Elect Director Piero Bussani For For Management 1.3 Elect Director Christopher P. Marr For For Management 1.4 Elect Director Marianne M. Keler For For Management 1.5 Elect Director Deborah Ratner Salzberg For For Management 1.6 Elect Director John F. Remondi For For Management 1.7 Elect Director Jeffrey F. Rogatz For For Management 1.8 Elect Director John W. Fain For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Declaration of Trust to Provide For For Management Shareholders the Ability to Amend the Bylaws -------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. Ticker: DCT Security ID: 233153204 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: MAR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip L. Hawkins For For Management 1b Elect Director Marilyn A. Alexander For For Management 1c Elect Director Thomas F. August For For Management 1d Elect Director John S. Gates, Jr. For For Management 1e Elect Director Raymond B. Greer For For Management 1f Elect Director Tripp H. Hardin For For Management 1g Elect Director Tobias Hartmann For For Management 1h Elect Director John C. O'Keeffe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Require Majority Vote of the For For Management Outstanding Shares to Amend Bylaws 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DDR CORP. Ticker: DDR Security ID: 23317H102 Meeting Date: MAY 09, 2017 Meeting Type: Annual Record Date: MAR 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrance R. Ahern For For Management 1.2 Elect Director Jane E. DeFlorio For For Management 1.3 Elect Director Thomas Finne For For Management 1.4 Elect Director Robert H. Gidel For For Management 1.5 Elect Director David R. Lukes For For Management 1.6 Elect Director Victor B. MacFarlane For For Management 1.7 Elect Director Alexander Otto For For Management 1.8 Elect Director Scott D. Roulston For For Management 1.9 Elect Director Barry A. Sholem For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: MAY 08, 2017 Meeting Type: Annual Record Date: MAR 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis E. Singleton For Against Management 1b Elect Director Laurence A. Chapman For Against Management 1c Elect Director Kathleen Earley For For Management 1d Elect Director Kevin J. Kennedy For Against Management 1e Elect Director William G. LaPerch For Against Management 1f Elect Director Afshin Mohebbi For For Management 1g Elect Director Mark R. Patterson For For Management 1h Elect Director A. William Stein For For Management 1i Elect Director Robert H. Zerbst For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. Ticker: DEI Security ID: 25960P109 Meeting Date: JUN 01, 2017 Meeting Type: Annual Record Date: APR 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan A. Emmett For For Management 1.2 Elect Director Jordan L. Kaplan For For Management 1.3 Elect Director Kenneth M. Panzer For For Management 1.4 Elect Director Christopher H. Anderson For For Management 1.5 Elect Director Leslie E. Bider For For Management 1.6 Elect Director David T. Feinberg For For Management 1.7 Elect Director Virginia A. McFerran For Withhold Management 1.8 Elect Director Thomas E. O'Hern For Withhold Management 1.9 Elect Director William E. Simon, Jr. For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency None One Year Management -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Ticker: EGP Security ID: 277276101 Meeting Date: MAY 11, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director D. Pike Aloian For For Management 1b Elect Director H.C. Bailey, Jr. For For Management 1c Elect Director H. Eric Bolton, Jr. For For Management 1d Elect Director Hayden C. Eaves, III For For Management 1e Elect Director Fredric H. Gould For For Management 1f Elect Director David H. Hoster, II For For Management 1g Elect Director Marshall A. Loeb For For Management 1h Elect Director Mary E. McCormick For For Management 1i Elect Director Leland R. Speed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- EPR PROPERTIES Ticker: EPR Security ID: 26884U109 Meeting Date: MAY 31, 2017 Meeting Type: Annual Record Date: MAR 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Druten For For Management 1.2 Elect Director Gregory K. Silvers For For Management 1.3 Elect Director Robin P. Sterneck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: MAY 31, 2017 Meeting Type: Annual Record Date: APR 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Gary Hromadko For For Management 1.4 Elect Director John Hughes For For Management 1.5 Elect Director Scott Kriens For For Management 1.6 Elect Director William Luby For For Management 1.7 Elect Director Irving Lyons, III For For Management 1.8 Elect Director Christopher Paisley For For Management 1.9 Elect Director Stephen Smith For For Management 1.10 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Re-approve Material Terms for For For Management Long-Term Incentive Performance Awards 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EQUITY RESIDENTIAL Ticker: EQR Security ID: 29476L107 Meeting Date: JUN 15, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Alexander For Withhold Management 1.2 Elect Director Charles L. Atwood For Withhold Management 1.3 Elect Director Linda Walker Bynoe For Withhold Management 1.4 Elect Director Connie K. Duckworth For For Management 1.5 Elect Director Mary Kay Haben For Withhold Management 1.6 Elect Director Bradley A. Keywell For For Management 1.7 Elect Director John E. Neal For For Management 1.8 Elect Director David J. Neithercut For For Management 1.9 Elect Director Mark S. Shapiro For Withhold Management 1.10 Elect Director Gerald A. Spector For For Management 1.11 Elect Director Stephen E. Sterrett For For Management 1.12 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Provide Shareholders the Right to Against For Shareholder Amend Bylaws -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: MAY 16, 2017 Meeting Type: Annual Record Date: FEB 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Guericke For For Management 1.2 Elect Director Irving F. Lyons, III For Withhold Management 1.3 Elect Director George M. Marcus For For Management 1.4 Elect Director Gary P. Martin For Withhold Management 1.5 Elect Director Issie N. Rabinovitch For For Management 1.6 Elect Director Thomas E. Robinson For For Management 1.7 Elect Director Michael J. Schall For For Management 1.8 Elect Director Byron A. Scordelis For Withhold Management 1.9 Elect Director Janice L. Sears For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST Ticker: FRT Security ID: 313747206 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: MAR 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E. Bortz For For Management 1.2 Elect Director David W. Faeder For For Management 1.3 Elect Director Elizabeth I. Holland For For Management 1.4 Elect Director Gail P. Steinel For For Management 1.5 Elect Director Warren M. Thompson For For Management 1.6 Elect Director Joseph S. Vassalluzzo For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GGP INC. Ticker: GGP Security ID: 36174X101 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: MAR 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard B. Clark For For Management 1b Elect Director Mary Lou Fiala For For Management 1c Elect Director J. Bruce Flatt For For Management 1d Elect Director Janice R. Fukakusa For For Management 1e Elect Director John K. Haley For For Management 1f Elect Director Daniel B. Hurwitz For For Management 1g Elect Director Brian W. Kingston For For Management 1h Elect Director Christina M. Lofgren For For Management 1i Elect Director Sandeep Mathrani For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Provide Directors May Be Removed With For For Management or Without Cause 6 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- HCP, INC. Ticker: HCP Security ID: 40414L109 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: MAR 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. Cartwright For For Management 1b Elect Director Christine N. Garvey For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director Thomas M. Herzog For For Management 1e Elect Director James P. Hoffmann For For Management 1f Elect Director Michael D. McKee For For Management 1g Elect Director Peter L. Rhein For For Management 1h Elect Director Joseph P. Sullivan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HEALTHCARE TRUST OF AMERICA, INC. Ticker: HTA Security ID: 42225P501 Meeting Date: JUL 07, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott D. Peters For For Management 1b Elect Director W. Bradley Blair, II For For Management 1c Elect Director Maurice J. DeWald For For Management 1d Elect Director Warren D. Fix For For Management 1e Elect Director Peter N. Foss For For Management 1f Elect Director Daniel S. Henson For For Management 1g Elect Director Larry L. Mathis For For Management 1h Elect Director Gary T. Wescombe For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HILTON GRAND VACATIONS INC. Ticker: HGV Security ID: 43283X105 Meeting Date: MAY 10, 2017 Meeting Type: Annual Record Date: MAR 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Wang For For Management 1.2 Elect Director Leonard A. Potter For For Management 1.3 Elect Director Brenda J. Bacon For For Management 1.4 Elect Director Kenneth A. Caplan For For Management 1.5 Elect Director David W. Johnson For For Management 1.6 Elect Director Mark H. Lazarus For For Management 1.7 Elect Director Pamela H. Patsley For For Management 1.8 Elect Director Paul W. Whetsell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A104 Meeting Date: OCT 04, 2016 Meeting Type: Special Record Date: AUG 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A203 Meeting Date: MAY 24, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Nassetta For For Management 1.2 Elect Director Jonathan D. Gray For For Management 1.3 Elect Director Charlene T. Begley For For Management 1.4 Elect Director Jon M. Huntsman, Jr. For For Management 1.5 Elect Director Judith A. McHale For For Management 1.6 Elect Director John G. Schreiber For For Management 1.7 Elect Director Elizabeth A. Smith For For Management 1.8 Elect Director Douglas M. Steenland For For Management 1.9 Elect Director William J. Stein For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KILROY REALTY CORPORATION Ticker: KRC Security ID: 49427F108 Meeting Date: MAY 23, 2017 Meeting Type: Annual Record Date: MAR 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Kilroy For For Management 1b Elect Director Edward Brennan For For Management 1c Elect Director Jolie Hunt For For Management 1d Elect Director Scott Ingraham For For Management 1e Elect Director Gary Stevenson For For Management 1f Elect Director Peter Stoneberg For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LIFE STORAGE, INC. Ticker: LSI Security ID: 53223X107 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Attea For For Management 1.2 Elect Director Kenneth F. Myszka For For Management 1.3 Elect Director Charles E. Lannon For For Management 1.4 Elect Director Stephen R. Rusmisel For For Management 1.5 Elect Director Arthur L. Havener, Jr. For For Management 1.6 Elect Director Mark G. Barberio For For Management 2 Amend Bylaws For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: NOV 10, 2016 Meeting Type: Special Record Date: SEP 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. Ticker: OHI Security ID: 681936100 Meeting Date: JUN 08, 2017 Meeting Type: Annual Record Date: APR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig M. Bernfield For Withhold Management 1.2 Elect Director Norman R. Bobins For For Management 1.3 Elect Director Craig R. Callen For For Management 1.4 Elect Director Barbara B. Hill For For Management 1.5 Elect Director Bernard J. Korman For For Management 1.6 Elect Director Edward Lowenthal For For Management 1.7 Elect Director Ben W. Perks For For Management 1.8 Elect Director C. Taylor Pickett For For Management 1.9 Elect Director Stephen D. Plavin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PARAMOUNT GROUP, INC. Ticker: PGRE Security ID: 69924R108 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Albert Behler For For Management 1b Elect Director Thomas Armbrust For For Management 1c Elect Director Martin Bussmann For For Management 1d Elect Director Dan Emmett For For Management 1e Elect Director Lizanne Galbreath For Against Management 1f Elect Director Karin Klein For For Management 1g Elect Director Peter Linneman For Against Management 1h Elect Director David O'Connor For Against Management 1i Elect Director Katharina Otto-Bernstein For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PHYSICIANS REALTY TRUST Ticker: DOC Security ID: 71943U104 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: MAR 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Thomas For For Management 1.2 Elect Director Tommy G. Thompson For For Management 1.3 Elect Director Stanton D. Anderson For For Management 1.4 Elect Director Mark A. Baumgartner For For Management 1.5 Elect Director Albert C. Black, Jr. For For Management 1.6 Elect Director William A. Ebinger For For Management 1.7 Elect Director Richard A. Weiss For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROLOGIS, INC. Ticker: PLD Security ID: 74340W103 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: MAR 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid R. Moghadam For For Management 1b Elect Director George L. Fotiades For For Management 1c Elect Director Lydia H. Kennard For For Management 1d Elect Director J. Michael Losh For For Management 1e Elect Director Irving F. Lyons, III For For Management 1f Elect Director David P. O'Connor For For Management 1g Elect Director Olivier Piani For For Management 1h Elect Director Jeffrey L. Skelton For For Management 1i Elect Director Carl B. Webb For For Management 1j Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 26, 2017 Meeting Type: Annual Record Date: MAR 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director Leslie S. Heisz For For Management 1.5 Elect Director B. Wayne Hughes, Jr. For For Management 1.6 Elect Director Avedick B. Poladian For Against Management 1.7 Elect Director Gary E. Pruitt For Against Management 1.8 Elect Director Ronald P. Spogli For Against Management 1.9 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 25, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie S. Biumi For For Management 1.2 Elect Director Frank A. Catalano, Jr. For For Management 1.3 Elect Director Paul R. Gauvreau For For Management 1.4 Elect Director Robert G. Gifford For For Management 1.5 Elect Director Gerald M. Gorski For For Management 1.6 Elect Director Steven P. Grimes For For Management 1.7 Elect Director Richard P. Imperiale For For Management 1.8 Elect Director Peter L. Lynch For For Management 1.9 Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Bylaws For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RYMAN HOSPITALITY PROPERTIES, INC. Ticker: RHP Security ID: 78377T107 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bender For For Management 1b Elect Director Rachna Bhasin For For Management 1c Elect Director Alvin Bowles For For Management 1d Elect Director William F. Hagerty, IV For For Management 1e Elect Director Ellen Levine For For Management 1f Elect Director Patrick Q. Moore For For Management 1g Elect Director Robert S. Prather, Jr. For For Management 1h Elect Director Colin V. Reed For For Management 1i Elect Director Michael I. Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 10, 2017 Meeting Type: Annual Record Date: MAR 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Daniel C. Smith For For Management 1h Elect Director J. Albert Smith, Jr. For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SL GREEN REALTY CORP. Ticker: SLG Security ID: 78440X101 Meeting Date: JUN 01, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Betsy Atkins For Against Management 1b Elect Director Marc Holliday For For Management 1c Elect Director John S. Levy For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Report on Pay Disparity Against Against Shareholder -------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Ticker: SRC Security ID: 84860W102 Meeting Date: JUN 28, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jackson Hsieh For For Management 1.2 Elect Director Kevin M. Charlton For Withhold Management 1.3 Elect Director Todd A. Dunn For Withhold Management 1.4 Elect Director Richard I. Gilchrist For For Management 1.5 Elect Director Diane M. Morefield For For Management 1.6 Elect Director Sheli Z. Rosenberg For Withhold Management 1.7 Elect Director Thomas D. Senkbeil For For Management 1.8 Elect Director Nicholas P. Shepherd For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Stephanie W. Bergeron For For Management 1B Elect Director Brian M. Hermelin For For Management 1C Elect Director Ronald A. Klein For Against Management 1D Elect Director Clunet R. Lewis For Against Management 1E Elect Director Gary A. Shiffman For For Management 1F Elect Director Arthur A. Weiss For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Lynne For For Management 1.2 Elect Director David M. Mandelbaum For Withhold Management 1.3 Elect Director Mandakini Puri For For Management 1.4 Elect Director Daniel R. Tisch For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- WELLTOWER INC. Ticker: HCN Security ID: 95040Q104 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: MAR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth J. Bacon For For Management 1b Elect Director Thomas J. DeRosa For For Management 1c Elect Director Jeffrey H. Donahue For For Management 1d Elect Director Fred S. Klipsch For For Management 1e Elect Director Geoffrey G. Meyers For For Management 1f Elect Director Timothy J. Naughton For For Management 1g Elect Director Sharon M. Oster For For Management 1h Elect Director Judith C. Pelham For For Management 1i Elect Director Sergio D. Rivera For For Management 1j Elect Director R. Scott Trumbull For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management ========================= PIMCO RealPath(R) 2020 Fund ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO RealPath(R) 2025 Fund ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO RealPath(R) 2030 Fund ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO RealPath(R) 2035 Fund ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO RealPath(R) 2040 Fund ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO RealPath(R) 2045 Fund ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO RealPath(R) 2050 Fund ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO RealPath(R) 2055 Fund ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================== PIMCO RealPath(R) Income Fund ========================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================= PIMCO Senior Floating Rate Fund ======================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ===================== PIMCO Senior Floating Rate Portfolio ===================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ====================== PIMCO Short Asset Investment Fund ======================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== PIMCO Short Duration Municipal Income Fund ================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== PIMCO Short-Term Floating NAV Portfolio II ================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================= PIMCO Short-Term Floating NAV Portfolio III ================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== PIMCO Short-Term Floating NAV Portfolio IV ================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============================ PIMCO Short-Term Fund ============================= MORGAN STANLEY ABS CAP I INC TR 2007-HE6 Ticker: Security ID: 61755CAA0 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement ========================== PIMCO Short-Term Portfolio ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =================== PIMCO StocksPLUS(R) Absolute Return Fund =================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =========================== PIMCO StocksPLUS(R) Fund =========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========= PIMCO StocksPLUS(R) International Fund (U.S. Dollar-Hedged) ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============== PIMCO StocksPLUS(R) International Fund (Unhedged) =============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ==================== PIMCO StocksPLUS(R) Long Duration Fund ==================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================== PIMCO StocksPLUS(R) Short Fund ======================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================== PIMCO StocksPLUS(R) Small Fund ======================== MORGAN STANLEY ABS CAPITAL I INC. TRUST 2006-WMC2 Ticker: Security ID: 61749KAB9 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement ========================= PIMCO Total Return ESG Fund ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =========================== PIMCO Total Return Fund ============================ DESARROLLADORA HOMEX S.A.B. DE C.V. Ticker: HOMEX * Security ID: P35054132 Meeting Date: APR 28, 2017 Meeting Type: Annual Record Date: APR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Present Report on Share Repurchase For For Management Reserve 4 Approve Report of Audit Committee and For For Management Corporate Practices and Compensation Committee 5 Amend Stock Option Plan for Employees For Against Management and Key Directors and Consequently Partial Cancellation of Shares 6 Approve Cancellation of Treasury For For Management Shares Related to Conversion of Convertible Obligations into Shares 7 Receive Report on Integration of Share For For Management Capital in Accordance with Adjustments Made Auditors and Approved by General Meeting on June 29, 2015 and by Resolutions of Items 5 and 6 8 Elect or Ratify Directors, Chairman For Against Management and Board Secretary; Approve Their Remuneration 9 Elect or Ratify Chairmen and Members For Against Management of Audit Committee and Corporate Practices and Compensation Committee 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EDUCATION FDG 2006-1 LLC Ticker: Security ID: 28140XAB5 Meeting Date: OCT 17, 2016 Meeting Type: Written Consent Record Date: SEP 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Trust For For Management Indenture -------------------------------------------------------------------------------- MORGAN STANLEY ABS CAP I INC TR 2007-HE6 Ticker: Security ID: 61755CAA0 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement -------------------------------------------------------------------------------- MORGAN STANLEY ABS CAP I INC TR 2007-HE6 Ticker: Security ID: 61755CAD4 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement -------------------------------------------------------------------------------- MORGAN STANLEY ABS CAPITAL I INC. TRUST 2006-WMC2 Ticker: Security ID: 61749KAB9 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement ========================== PIMCO Total Return Fund II ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================== PIMCO Total Return Fund IV ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== PIMCO TRENDS Managed Futures Strategy Fund ================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ==================== PIMCO U.S. Government Sector Portfolio ==================== MORGAN STANLEY ABS CAP I INC TR 2007-HE6 Ticker: Security ID: 61755CAA0 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement -------------------------------------------------------------------------------- SECURITIZED ASSET BACKED RECEIVABLES LLC TRUST 2006-WM4 Ticker: Security ID: 81377XAB8 Meeting Date: SEP 16, 2016 Meeting Type: Written Consent Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Economic Terms Of The Settlement. None Did Not Vote Management Select "For" To Accept The Settlement And "Against" To Reject The Settlement ======================== PIMCO Unconstrained Bond Fund ========================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== PIMCO Unconstrained Tax Managed Bond Fund =================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== END NPX REPORT Signatures Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. PIMCO Funds By: /s/ Peter G. Strelow Peter G. Strelow, President (Principal Executive Officer) Date: August 29, 2017