0001193125-17-270707.txt : 20170829
0001193125-17-270707.hdr.sgml : 20170829
20170828194205
ACCESSION NUMBER: 0001193125-17-270707
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170829
DATE AS OF CHANGE: 20170828
EFFECTIVENESS DATE: 20170829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIMCO FUNDS
CENTRAL INDEX KEY: 0000810893
IRS NUMBER: 952632339
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05028
FILM NUMBER: 171055856
BUSINESS ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-720-6000
MAIL ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
0000810893
S000009675
PIMCO All Asset All Authority Fund
C000026506
Institutional
PAUIX
C000026507
A
PAUAX
C000026508
C
PAUCX
C000026509
D
PAUDX
C000031109
Administrative
C000064130
Class P
PAUPX
0000810893
S000009677
PIMCO Low Duration Income Fund
C000026511
Institutional
PFIIX
C000026512
Administrative
PFTAX
C000026513
A
PFIAX
C000026514
C
PFNCX
C000026515
D
PFIDX
C000064131
Class P
PFTPX
0000810893
S000009678
PIMCO Foreign Bond Fund (U.S. Dollar-Hedged)
C000026516
Institutional
PFORX
C000026517
Administrative
PFRAX
C000026518
A
PFOAX
C000026520
C
PFOCX
C000026521
D
PFODX
C000026522
R
PFRRX
C000064132
Class P
PFBPX
0000810893
S000009679
PIMCO Foreign Bond Fund (Unhedged)
C000026523
Institutional
PFUIX
C000026524
A
PFUAX
C000026525
C
PFRCX
C000026526
D
PFBDX
C000031146
Administrative
PFUUX
C000064133
Class P
PFUPX
0000810893
S000009681
PIMCO RAE Fundamental PLUS Fund
C000026529
Institutional
PXTIX
C000026531
A
PIXAX
C000026532
C
PIXCX
C000026533
D
PIXDX
C000064135
Class P
PIXPX
0000810893
S000009682
PIMCO Global Bond Fund (U.S. Dollar-Hedged)
C000026534
Institutional
PGBIX
C000026535
Administrative
PGDAX
C000026536
A
PAIIX
C000026538
C
PCIIX
C000064136
Class P
PGNPX
0000810893
S000009683
PIMCO Global Bond Fund (Unhedged)
C000026539
Institutional
PIGLX
C000026540
Administrative
PADMX
C000069482
Class D
PGBDX
C000096285
Class P
PGOPX
0000810893
S000009684
PIMCO GNMA Fund
C000026541
Institutional
PDMIX
C000026542
A
PAGNX
C000026544
C
PCGNX
C000026545
D
PGNDX
C000064137
Class P
PPGNX
0000810893
S000009685
PIMCO High Yield Fund
C000026546
Institutional
PHIYX
C000026547
Administrative
PHYAX
C000026548
A
PHDAX
C000026550
C
PHDCX
C000026551
D
PHYDX
C000026552
R
PHYRX
C000064138
Class P
PHLPX
0000810893
S000009686
PIMCO All Asset Fund
C000026553
Institutional
PAAIX
C000026554
Administrative
PAALX
C000026555
A
PASAX
C000026557
C
PASCX
C000026558
D
PASDX
C000031163
R
PATRX
C000064139
Class P
PALPX
0000810893
S000009687
PIMCO StocksPLUS International Fund (U.S. Dollar-Hedged)
C000026559
Institutional
PISIX
C000026560
A
PIPAX
C000026562
C
PIPCX
C000026563
D
PIPDX
C000064140
Class P
PIUHX
C000163794
R
0000810893
S000009688
PIMCO Investment Grade Corporate Bond Fund
C000026564
Institutional
PIGIX
C000026565
Administrative
PGCAX
C000026566
A
PBDAX
C000026567
C
PBDCX
C000026568
D
PBDDX
C000064141
Class P
PBDPX
0000810893
S000009690
PIMCO Long-Term U.S. Government Fund
C000026570
Institutional
PGOVX
C000026571
Administrative
PLGBX
C000026572
A
PFGAX
C000026574
C
PFGCX
C000064142
Class P
PLTPX
C000148183
Class D
0000810893
S000009691
PIMCO Low Duration Fund
C000026575
Institutional
PTLDX
C000026576
Administrative
PLDAX
C000026577
A
PTLAX
C000026579
C
PTLCX
C000026580
D
PLDDX
C000026581
R
PLDRX
C000064143
Class P
PLDPX
0000810893
S000009692
PIMCO Low Duration Fund II
C000026582
Institutional
PLDTX
C000026583
Administrative
PDFAX
C000085175
Class P
PDRPX
0000810893
S000009693
PIMCO Low Duration ESG Fund
C000026584
Institutional
PLDIX
C000026585
Administrative
PDRAX
C000066770
Class P
PLUPX
0000810893
S000009694
PIMCO Moderate Duration Fund
C000026586
Institutional
PMDRX
C000031186
Administrative
C000085176
Class P
PMOPX
0000810893
S000009695
PIMCO Money Market Fund
C000026587
Institutional
PMIXX
C000026588
Administrative
PMAXX
C000026589
A
PYAXX
C000026591
C
PKCXX
C000064144
Class P
PMFXX
C000166286
Class M
0000810893
S000009696
PIMCO Municipal Bond Fund
C000026592
Institutional
PFMIX
C000026594
A
PMLAX
C000026596
C
PMLCX
C000026597
D
PMBDX
C000064145
Class P
PMUPX
0000810893
S000009697
PIMCO California Intermediate Municipal Bond Fund
C000026598
Institutional
PCIMX
C000026600
A
PCMBX
C000026601
D
PCIDX
C000064146
Class P
PCIPX
C000080406
Class C
PCFCX
0000810893
S000009698
PIMCO New York Municipal Bond Fund
C000026602
Institutional
PNYIX
C000026603
A
PNYAX
C000026604
D
PNYDX
C000064147
Class P
PNYPX
C000080407
Class C
PBFCX
0000810893
S000009699
PIMCO Real Return Asset Fund
C000026605
Institutional
PRAIX
C000031202
Administrative
C000096286
Class P
PRTPX
0000810893
S000009700
PIMCO Real Return Fund
C000026606
Institutional
PRRIX
C000026607
Administrative
PARRX
C000026608
A
PRTNX
C000026610
C
PRTCX
C000026611
D
PRRDX
C000026612
R
PRRRX
C000064148
Class P
PRLPX
0000810893
S000009701
PIMCO RealEstateRealReturn Strategy Fund
C000026613
Institutional
PRRSX
C000026614
A
PETAX
C000026616
C
PETCX
C000026617
D
PETDX
C000031208
Administrative
C000064149
Class P
PETPX
0000810893
S000009702
PIMCO Short Duration Municipal Income Fund
C000026618
Institutional
PSDIX
C000026620
A
PSDAX
C000026621
C
PSDCX
C000026622
D
PSDDX
C000064150
Class P
PSDPX
0000810893
S000009703
PIMCO Short-Term Fund
C000026623
Institutional
PTSHX
C000026624
Administrative
PSFAX
C000026625
A
PSHAX
C000026627
C
PFTCX
C000026628
D
PSHDX
C000026629
R
PTSRX
C000064151
Class P
PTSPX
0000810893
S000009704
PIMCO StocksPLUS Fund
C000026630
Institutional
PSTKX
C000026631
Administrative
PPLAX
C000026632
A
PSPAX
C000026634
C
PSPCX
C000026635
D
PSPDX
C000026636
R
PSPRX
C000064152
Class P
PSKPX
0000810893
S000009705
PIMCO StocksPLUS Absolute Return Fund
C000026637
Institutional
PSPTX
C000026638
A
PTOAX
C000026640
C
PSOCX
C000026641
D
PSTDX
C000064153
Class P
PTOPX
C000163795
R
0000810893
S000009706
PIMCO StocksPLUS Short Fund
C000026642
Institutional
PSTIX
C000031215
A
PSSAX
C000031217
C
PSSCX
C000035075
Class D
PSSDX
C000064154
Class P
PSPLX
0000810893
S000009707
PIMCO Total Return Fund
C000026643
Institutional
PTTRX
C000026644
Administrative
PTRAX
C000026645
A
PTTAX
C000026647
C
PTTCX
C000026648
D
PTTDX
C000026649
R
PTRRX
C000064155
Class P
PTTPX
0000810893
S000009708
PIMCO CommodityRealReturn Strategy Fund
C000026650
Institutional
PCRIX
C000026651
Administrative
PCRRX
C000026652
A
PCRAX
C000026654
C
PCRCX
C000026655
D
PCRDX
C000064156
Class P
PCRPX
C000088664
Class R
PCSRX
0000810893
S000009709
PIMCO Total Return Fund II
C000026656
Institutional
PMBIX
C000026657
Administrative
PRADX
C000082492
Class P
PMTPX
0000810893
S000009710
PIMCO Total Return ESG Fund
C000026658
Institutional
PTSAX
C000026659
Administrative
PRFAX
C000066771
Class P
PRAPX
0000810893
S000009711
PIMCO Mortgage-Backed Securities Fund
C000026660
Institutional
PTRIX
C000026661
Administrative
PMTAX
C000026662
A
PMRAX
C000026664
C
PMRCX
C000026665
D
PTMDX
C000064157
Class P
PMRPX
0000810893
S000009713
PIMCO Emerging Markets Currency Fund
C000026668
Institutional
PLMIX
C000026669
A
PLMAX
C000026670
C
PLMCX
C000026671
D
PLMDX
C000031237
Administrative
PDEVX
C000064159
Class P
PLMPX
0000810893
S000009714
PIMCO Diversified Income Fund
C000026672
Institutional
PDIIX
C000026673
Administrative
PDAAX
C000026674
A
PDVAX
C000026676
C
PDICX
C000026677
D
PDVDX
C000064160
Class P
PDVPX
0000810893
S000009715
PIMCO Emerging Markets Bond Fund
C000026678
Institutional
PEBIX
C000026679
Administrative
PEBAX
C000026680
A
PAEMX
C000026682
C
PEBCX
C000026683
D
PEMDX
C000064161
Class P
PEMPX
0000810893
S000009844
PIMCO Asset-Backed Securities Portfolio
C000027272
PIMCO Asset-Backed Securities Portfolio
0000810893
S000009845
PIMCO Short-Term Portfolio
C000027273
PIMCO Short-Term Portfolio
0000810893
S000009847
PIMCO U.S. Government Sector Portfolio
C000027275
PIMCO U.S. Government Sector Portfolio
0000810893
S000009848
PIMCO Emerging Markets Portfolio
C000027276
PIMCO Emerging Markets Portfolio
0000810893
S000009850
PIMCO High Yield Portfolio
C000027278
PIMCO High Yield Portfolio
0000810893
S000009851
PIMCO International Portfolio
C000027279
PIMCO International Portfolio
0000810893
S000009852
PIMCO Investment Grade Corporate Portfolio
C000027280
PIMCO Investment Grade Corporate Portfolio
0000810893
S000009853
PIMCO Mortgage Portfolio
C000027281
PIMCO Mortgage Portfolio
0000810893
S000009854
PIMCO Municipal Sector Portfolio
C000027282
PIMCO Municipal Sector Portfolio
0000810893
S000009855
PIMCO Real Return Portfolio
C000027283
PIMCO Real Return Portfolio
0000810893
S000010253
PIMCO StocksPLUS Small Fund
C000028347
Institutional
PSCSX
C000031248
Administrative
C000031249
A
PCKAX
C000031251
C
PCKCX
C000031252
D
PCKDX
C000031253
R
C000064162
Class P
PCKPX
0000810893
S000012844
PIMCO High Yield Municipal Bond Fund
C000034728
Class A
PYMAX
C000034729
Class D
PYMDX
C000034730
Institutional
PHMIX
C000041556
Class C
PYMCX
C000064163
Class P
PYMPX
0000810893
S000013232
PIMCO Long Duration Total Return Fund
C000035567
Institutional
PLRIX
C000064164
Class P
PLRPX
C000080408
Class A
C000148185
Class D
0000810893
S000013233
PIMCO Extended Duration Fund
C000035569
Institutional
PEDIX
C000064165
Class P
PEDPX
C000080409
Class A
0000810893
S000013234
PIMCO California Short Duration Municipal Income Fund
C000035571
Institutional
PCDIX
C000035573
Class A
PCDAX
C000035574
Class D
PCDDX
C000064166
Class P
PCDPX
C000080410
Class C
PCSCX
0000810893
S000014410
PIMCO StocksPLUS International Fund (Unhedged)
C000039229
Institutional
PSKIX
C000039230
Administrative
PSKAX
C000039231
Class A
PPUAX
C000039232
Class C
PPUCX
C000039233
Class D
PPUDX
C000064167
Class P
PPLPX
0000810893
S000014994
PIMCO Emerging Local Bond Fund
C000040829
Class A
PELAX
C000040830
Class C
PELCX
C000040831
Class D
PLBDX
C000040832
Institutional
PELBX
C000040833
Administrative
PEBLX
C000064168
Class P
PELPX
0000810893
S000016548
PIMCO Income Fund
C000046098
Class A
PONAX
C000046099
Class C
PONCX
C000046100
Class D
PONDX
C000046101
Class R
PONRX
C000046102
Institutional
PIMIX
C000046103
Administrative
PIINX
C000064169
Class P
PONPX
0000810893
S000018588
PIMCO StocksPLUS Long Duration Fund
C000051570
Institutional
PSLDX
C000080411
Class A
C000113719
Class P
0000810893
S000021053
PIMCO REALPATH Income Fund
C000059869
A
PTNAX
C000059870
C
PTNCX
C000059871
D
PTNDX
C000059873
Institutional
PRIEX
C000059874
Administrative
PRNAX
0000810893
S000021054
PIMCO REALPATH 2020 Fund
C000059876
Institutional
PRWIX
C000059877
Administrative
PFNAX
C000059878
A
PTYAX
C000059879
C
PTYCX
C000059880
D
PTYDX
0000810893
S000021055
PIMCO REALPATH 2030 Fund
C000059881
A
PEHAX
C000059882
C
PEHCX
C000059883
D
PEHDX
C000059885
Institutional
PRLIX
C000059886
Administrative
PNLAX
0000810893
S000021056
PIMCO REALPATH 2040 Fund
C000059887
A
POFAX
C000059888
C
POFCX
C000059889
D
POFDX
C000059891
Institutional
PROIX
C000059892
Administrative
PEOAX
0000810893
S000021057
PIMCO REALPATH 2050 Fund
C000059893
A
PFYAX
C000059894
C
PFYCX
C000059895
D
PFYDX
C000059897
Institutional
PRMIX
C000059898
Administrative
POTAX
0000810893
S000021058
PIMCO RAE Fundamental Advantage PLUS Fund
C000059899
Institutional
PFATX
C000066772
Class A
PTFAX
C000066773
Class C
PTRCX
C000066774
Class D
PFSDX
C000066775
Class P
PFAPX
0000810893
S000022556
PIMCO Global Advantage Strategy Bond Fund
C000065240
P
PGBPX
C000065241
Institutional
PSAIX
C000074976
Class A
PGSAX
C000074977
Class C
PAFCX
C000074978
Class D
PGSDX
C000074979
Class R
PSBRX
0000810893
S000022557
PIMCO Unconstrained Bond Fund
C000065243
A
PUBAX
C000065244
D
PUBDX
C000065245
P
PUCPX
C000065246
Institutional
PFIUX
C000069483
Class C
PUBCX
C000069484
Class R
PUBRX
0000810893
S000023224
PIMCO Global Multi-Asset Fund
C000067743
A
PGMAX
C000067744
C
PGMCX
C000067745
D
PGMDX
C000067746
P
PGAPX
C000067747
Institutional
PGAIX
C000070981
Class R
PGMRX
0000810893
S000023716
PIMCO RAE Fundamental PLUS EMG Fund
C000069768
Institutional
PEFIX
C000069769
Administrative
PEFAX
C000069770
Class P
PEFPX
C000126843
Class A
PEFFX
C000126844
Class C
PEFCX
C000126845
Class D
PEFDX
0000810893
S000024285
PIMCO Long Duration Corporate Bond Portfolio
C000071766
Long Duration Corporate Bond Portfolio
0000810893
S000024337
PIMCO Government Money Market Fund
C000072053
Administrative Class
PGOXX
C000072055
Class M
PGFXX
C000072056
Class P
PGPXX
C000075263
Class A
AMAXX
C000075264
Class C
AMGXX
C000169180
Institutional Class
PGYXX
0000810893
S000024795
PIMCO Unconstrained Tax Managed Bond Fund
C000073749
Institutional
PUTIX
C000073751
Class A
ATMAX
C000073752
Class C
ATMCX
C000073753
Class D
ATMDX
C000073754
Class P
PUTPX
0000810893
S000025202
PIMCO Long-Term Credit Fund
C000075114
Institutional
PTCIX
C000075116
Class P
PLCPX
C000080412
Class A
0000810893
S000025613
PIMCO Short-Term Floating NAV Portfolio II
C000076734
PIMCO Short-Term Floating NAV Portfolio II
0000810893
S000025820
PIMCO Emerging Markets Corporate Bond Fund
C000077188
Institutional
PEMIX
C000095397
Class P
PMIPX
C000106888
Class A
PECZX
C000106889
Class C
PECCX
0000810893
S000028928
PIMCO CommoditiesPLUS Strategy Fund
C000088650
Class A
PCLAX
C000088651
Class C
PCPCX
C000088652
Class D
PCLDX
C000088654
Class P
PCLPX
C000088655
Institutional Class
PCLIX
C000088656
Administrative Class
0000810893
S000029813
PIMCO High Yield Spectrum Fund
C000091648
Institutional Class
PHSIX
C000091649
Class P
PHSPX
C000091651
Class D
PHSDX
C000091652
Class A
PHSAX
C000091653
Class C
PHSCX
0000810893
S000031641
PIMCO Senior Floating Rate Fund
C000098425
Institutional Class
PSRIX
C000098426
Class P
PSRPX
C000098428
Class D
PSRDX
C000098429
Class A
PSRZX
C000098430
Class C
PSRWX
0000810893
S000032049
PIMCO Total Return Fund IV
C000099802
Institutional Class
PTUIX
C000099804
Class A
PTUZX
C000099805
Class C
PTUCX
C000099807
Class P
PTUPX
0000810893
S000032688
PIMCO Senior Floating Rate Portfolio
C000100868
PIMCO Senior Floating Rate Portfolio
0000810893
S000032697
PIMCO RAE Fundamental PLUS Small Fund
C000100907
Institutional Class
PCFIX
C000100908
Class P
C000100910
Class D
PCFDX
C000100911
Class A
PCFAX
C000100912
Class C
PCFEX
C000100913
Class R
0000810893
S000032698
PIMCO RAE Fundamental PLUS International Fund
C000100915
Class D
PTSLX
C000100916
Class A
PTSOX
C000100917
Class C
PTSKX
C000100918
Class R
C000100919
Institutional Class
PTSIX
C000100920
Class P
0000810893
S000032919
PIMCO REALPATH 2025 Fund
C000101605
Administrative Class
PENMX
C000101606
Class D
PENDX
C000101607
Class A
PENZX
C000101608
Class C
PENWX
C000101610
Institutional Class
PENTX
0000810893
S000032920
PIMCO REALPATH 2035 Fund
C000101612
Institutional Class
PIVIX
C000101614
Administrative Class
PIVNX
C000101615
Class D
PIVDX
C000101616
Class A
PIVAX
C000101617
Class C
PIVWX
0000810893
S000033596
PIMCO Credit Absolute Return Fund
C000103220
Institutional
PCARX
C000103221
Class P
PPCRX
C000103223
Class D
PDCRX
C000103224
Class A
PZCRX
C000103225
Class C
PCCRX
0000810893
S000033597
PIMCO Inflation Response Multi-Asset Fund
C000103227
Administrative
C000103229
Class A
PZRMX
C000103230
Class C
PCRMX
C000103232
Institutional
PIRMX
C000103233
Class P
PPRMX
0000810893
S000034605
PIMCO Low Duration Portfolio
C000106507
PIMCO Low Duration Portfolio
0000810893
S000034606
PIMCO Moderate Duration Portfolio
C000106508
PIMCO Moderate Duration Portfolio
0000810893
S000035861
PIMCO REALPATH 2045 Fund
C000109894
Institutional Class
PFZIX
C000109896
Administrative Class
PFZMX
C000109897
Class D
PFZDX
C000109898
Class A
PFZAX
C000109899
Class C
PFZCX
0000810893
S000037096
PIMCO California Municipal Bond Fund
C000114194
Institutional Class
PCTIX
C000114195
Class P
PCTPX
C000114197
Class D
PCTDX
C000114198
Class A
PCTTX
C000114199
Class C
PCTGX
0000810893
S000037097
PIMCO National Intermediate Municipal Bond Fund
C000114202
Class D
PMNDX
C000114203
Class A
PMNTX
C000114204
Class C
PMNNX
C000114206
Institutional Class
PMNIX
C000114207
Class P
PMNPX
0000810893
S000037098
PIMCO Short Asset Investment Fund
C000114208
Institutional Class
PAIDX
C000114209
Class P
PAIPX
C000114210
Administrative Class
PAIQX
C000114211
Class D
PAIUX
C000114212
Class A
PAIAX
C000166287
Class M
PAMSX
0000810893
S000038236
PIMCO RAE Worldwide Fundamental Advantage PLUS Fund
C000117896
Institutional Class
PWWIX
C000117897
Class P
PWWPX
C000117898
Administrative Class
C000117900
Class A
PWWAX
C000117901
Class C
PWWCX
C000117902
Class R
0000810893
S000038441
PIMCO Mortgage Opportunities Fund
C000118561
Institutional Class
PMZIX
C000118562
Class P
PMZPX
C000118564
Class D
PMZDX
C000118565
Class A
PMZAX
C000118566
Class C
PMZCX
0000810893
S000039671
PIMCO Emerging Markets Full Spectrum Bond Fund
C000122921
Institutional Class
PFSIX
C000122922
Class P
PFSPX
C000122925
Class A
PFSSX
C000122926
Class C
PFSCX
0000810893
S000042791
PIMCO TRENDS Managed Futures Strategy Fund
C000132356
Institutional Class
C000132357
Class P
C000132359
Class D
C000132360
Class A
C000132361
Class C
0000810893
S000043725
PIMCO RAE Low Volatility PLUS EMG Fund
C000135589
Institutional Class
PLVLX
C000135590
Class P
PLVWX
C000135593
Class A
PLVVX
C000135594
Class C
PLVOX
0000810893
S000043726
PIMCO RAE Low Volatility PLUS Fund
C000135596
Class A
PXLVX
C000135597
Class C
POLVX
C000135598
Institutional Class
PILVX
C000135599
Class P
PPLVX
0000810893
S000043727
PIMCO RAE Low Volatility PLUS International Fund
C000135601
Institutional Class
PLVTX
C000135602
Class P
PLVZX
C000135605
Class A
PLVBX
C000135606
Class C
PLVQX
0000810893
S000047287
PIMCO REALPATH 2055
C000148255
Institutional
PRQIX
C000148257
Admin
C000148258
Class D
PQRDX
C000148259
Class A
PQRAX
C000148260
Class C
PQRCX
0000810893
S000047288
PIMCO RAE Worldwide Long/Short PLUS Fund
C000148264
Class A
PWLAX
C000148265
Class C
PWLCX
C000148267
Institutional
PWLIX
C000148268
Class P
PWLPX
0000810893
S000047599
PIMCO Multi-Strategy Alternative Fund
C000149433
Institutional
PXAIX
C000149434
Class P
PXAPX
C000149435
Class D
PXADX
C000149436
Class A
PXAAX
C000149437
Class C
PXACX
0000810893
S000048447
PIMCO Capital Securities and Financials Fund
C000152873
Institutional Class
C000152874
Class P
C000152876
Class D
C000152877
Class A
C000152878
Class C
0000810893
S000049354
PIMCO Real Return Limited Duration Fund
C000156118
Institutional Class
C000156119
Class P
C000156120
Administrative Class
C000156121
Class D
C000156122
Class A
C000156123
Class C
0000810893
S000057874
PIMCO Short-Term Floating NAV Portfolio IV
C000187474
PIMCO Short-Term Floating NAV Portfolio IV
N-PX
1
d394430dnpx.txt
PIMCO FUNDS
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
-----------------
FORM N-PX
-----------------
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05028
-----------------
PIMCO Funds
(Exact name of registrant as specified in charter)
-----------------
650 Newport Center Drive, Newport Beach, CA 92660
(Address of principal executive offices) (Zip code)
Trent W. Walker
Treasurer (Principal Financial & Accounting Officer)
PIMCO Funds
650 Newport Center Drive
Newport Beach, CA 92660
(Name and address of agent for service)
-----------------
Copies to:
Brendan C. Fox
Dechert LLP
1900 K Street, N.W.
Washington, D.C. 20006
-----------------
Registrant's telephone number, including area code: (888) 877-4626
Date of fiscal year end: March 31
Date of reporting period: July 1, 2016 to June 30, 2017
================================================================================
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05028
Reporting Period: 07/01/2016 - 06/30/2017
PIMCO Funds
====================== PIMCO All Asset All Authority Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================= PIMCO All Asset Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO Asset-Backed Securities Portfolio ====================
MORGAN STANLEY ABS CAP I INC TR 2007-HE6
Ticker: Security ID: 61755CAA0
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
--------------------------------------------------------------------------------
SECURITIZED ASSET BACKED RECEIVABLES LLC TRUST 2006-WM3
Ticker: Security ID: 81377EAA2
Meeting Date: SEP 30, 2016 Meeting Type: Written Consent
Record Date: SEP 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
============== PIMCO California Intermediate Municipal Bond Fund ===============
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QLY6
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
===================== PIMCO California Municipal Bond Fund =====================
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QLY6
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
============ PIMCO California Short Duration Municipal Income Fund =============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Capital Securities and Financials Fund =================
ASSICURAZIONI GENERALI SPA
Ticker: G Security ID: T05040109
Meeting Date: APR 25, 2017 Meeting Type: Annual/Special
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.a Accept Financial Statements and For For Management
Statutory Reports
1.b Approve Allocation of Income For For Management
2.a.1 Slate 1 Submitted by Mediobanca Spa None For Shareholder
2.a.2 Slate 2 Submitted by Institutional None Did Not Vote Shareholder
Investors (Assogestioni)
2.b Approve Internal Auditors' Remuneration For For Management
3 Approve Remuneration Policy For For Management
4.a Approve Group Long Term Incentive Plan For For Management
(LTIP) 2017
4.b Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service LTIP 2017
4.c Approve Equity Plan Financing to For For Management
Service LTIP 2017
5.a Approve Restricted Stock Plan For For Management
5.b Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service Restricted Stock Plan
5.c Approve Equity Plan Financing to For For Management
Service Restricted Stock Plan
6.a Amend Article 7.2 Re: Company Records For For Management
6.b Amend Article 9 (Capital-Related) For For Management
6.c Amend Article 28.2 (Board-Related) For For Management
6.d Amend Article 32.2 (Board-Related) For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For Against Management
1b Elect Director John S. Chen For Against Management
1c Elect Director Lloyd H. Dean For Against Management
1d Elect Director Elizabeth A. Duke For Against Management
1e Elect Director Enrique Hernandez, Jr. For Against Management
1f Elect Director Donald M. James For Against Management
1g Elect Director Cynthia H. Milligan For Against Management
1h Elect Director Karen B. Peetz For For Management
1i Elect Director Federico F. Pena For Against Management
1j Elect Director James H. Quigley For Against Management
1k Elect Director Stephen W. Sanger For Against Management
1l Elect Director Ronald L. Sargent For For Management
1m Elect Director Timothy J. Sloan For For Management
1n Elect Director Susan G. Swenson For Against Management
1o Elect Director Suzanne M. Vautrinot For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Review and Report on Business Standards Against For Shareholder
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Divesting Non-Core Business Against Against Shareholder
8 Report on Gender Pay Gap Against Against Shareholder
9 Report on Lobbying Payments and Policy Against Against Shareholder
10 Adopt Global Policy Regarding the Against For Shareholder
Rights of Indigenous People
==================== PIMCO CommoditiesPLUS(R) Strategy Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO CommodityRealReturn Strategy Fund(R) ==================
MORGAN STANLEY ABS CAP I INC TR 2007-HE6
Ticker: Security ID: 61755CAA0
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
====================== PIMCO Credit Absolute Return Fund =======================
AIA GROUP LTD.
Ticker: 1299 Security ID: Y002A1105
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Mohamed Azman Yahya as Director For For Management
4 Elect Edmund Sze-Wing Tse as Director For For Management
5 Elect Jack Chak-Kwong So as Director For For Management
6 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7A Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7B Authorize Repurchase of Issued Share For For Management
Capital
7C Approve Allotment and Issuance of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin W. Hobbs For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Robert T. Blakely For For Management
1.4 Elect Director Maureen A. For For Management
Breakiron-Evans
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Mayree C. Clark For For Management
1.7 Elect Director Kim S. Fennebresque For For Management
1.8 Elect Director Marjorie Magner For For Management
1.9 Elect Director John J. Stack For For Management
1.10 Elect Director Michael F. Steib For For Management
1.11 Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner, III For For Management
1.2 Elect Director S. Craig Lindner For For Management
1.3 Elect Director Kenneth C. Ambrecht For For Management
1.4 Elect Director John B. Berding For For Management
1.5 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.6 Elect Director Virginia 'Gina' C. For For Management
Drosos
1.7 Elect Director James E. Evans For For Management
1.8 Elect Director Terry S. Jacobs For For Management
1.9 Elect Director Gregory G. Joseph For For Management
1.10 Elect Director William W. Verity For For Management
1.11 Elect Director John I. Von Lehman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Bob Dudley as Director For For Management
5 Re-elect Dr Brian Gilvary as Director For For Management
6 Elect Nils Andersen as Director For For Management
7 Re-elect Paul Anderson as Director For For Management
8 Re-elect Alan Boeckmann as Director For For Management
9 Re-elect Frank Bowman as Director For For Management
10 Re-elect Ian Davis as Director For For Management
11 Re-elect Dame Ann Dowling as Director For For Management
12 Elect Melody Meyer as Director For For Management
13 Re-elect Brendan Nelson as Director For For Management
14 Re-elect Paula Reynolds as Director For For Management
15 Re-elect Sir John Sawers as Director For For Management
16 Re-elect Carl-Henric Svanberg as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CELLNEX TELECOM S.A.
Ticker: CLNX Security ID: E2R41M104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5 Amend Remuneration Policy For For Management
6.1 Fix Number of Directors at 10 For For Management
6.2 Elect Concepcion del Rivero Bermejo as For For Management
Director
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N117
Meeting Date: JUN 19, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Work Report of the Board For For Management
2 Approve 2016 Work Report of the For For Management
Supervisory Committee
3 Approve 2016 Annual Report For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors,
PricewaterhouseCoopers Zhong Tian LLP
as Internal Control Auditor and Fix
Their Remuneration
6 Approve 2017 Estimated Investment For For Management
Amount for Proprietary Business
8 Approve Potential Related Party For Against Management
Transactions Involved in the Issuances
of the Onshore and Offshore Corporate
Debt Financing Instruments
9 Approve Increase of Authorized Amount For For Management
for the Business of Securitization
Backed by Credit Asset Relating to
Margin Finance Business
12 Approve Remuneration of Directors and For For Management
Supervisors
13.01 Approve Potential Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and the CITIC Group
and its Subsidiaries and Associates
13.02 Approve Potential Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies in
which Directors, Supervisors and
Senior Management of the Company Hold
Positions as Directors or Senior
Management
7.01 Approve Issuing Entity, Size of For Against Management
Issuance and Method of Issuance in
Relation to the Issuances of Onshore
and Offshore Corporate Debt Financing
Instruments
7.02 Approve Type of the Debt Financing For Against Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.03 Approve Term of the Debt Financing For Against Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.04 Approve Interest Rate of the Debt For Against Management
Financing Instruments in Relation to
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.05 Approve Security and Other For Against Management
Arrangements in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.06 Approve Use of Proceeds in Relation to For Against Management
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.07 Approve Issuing Price in Relation to For Against Management
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.08 Approve Targets of Issue and the For Against Management
Placement Arrangements of the RMB Debt
Financing Instruments to the
Shareholders in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.09 Approve Listing of the Debt Financing For Against Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.10 Approve Resolutions Validity Period in For Against Management
Relation to the Issuances of Onshore
and Offshore Corporate Debt Financing
Instruments
7.11 Approve Authorization for the For Against Management
Issuances of the Onshore and Offshore
Corporate Debt Financing Instruments
in Relation to the Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A104
Meeting Date: OCT 04, 2016 Meeting Type: Special
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lu M. Cordova For For Management
1.2 Elect Director Robert J. Druten For For Management
1.3 Elect Director Terrence P. Dunn For For Management
1.4 Elect Director Antonio O. Garza, Jr. For For Management
1.5 Elect Director David Garza-Santos For For Management
1.6 Elect Director Thomas A. McDonnell For For Management
1.7 Elect Director Patrick J. Ottensmeyer For For Management
1.8 Elect Director Rodney E. Slater For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Baldwin For For Management
1.2 Elect Director William A. Bible For For Management
1.3 Elect Director Mary Chris Gay For For Management
1.4 Elect Director William W. Grounds For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Roland Hernandez For For Management
1.7 Elect Director John Kilroy For For Management
1.8 Elect Director Rose McKinney-James For For Management
1.9 Elect Director James J. Murren For For Management
1.10 Elect Director Gregory M. Spierkel For For Management
1.11 Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Ronald E. Blaylock For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Frances D. Fergusson For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director James M. Kilts For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Holy Land Principles Against Against Shareholder
6 Amend Bylaws - Call Special Meetings Against For Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Maria Elena Lagomasino For For Management
1f Elect Director Fred H. Langhammer For For Management
1g Elect Director Aylwin B. Lewis For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Mark G. Parker For For Management
1j Elect Director Sheryl K. Sandberg For For Management
1k Elect Director Orin C. Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Proxy Access Bylaw Amendment Against For Shareholder
--------------------------------------------------------------------------------
UNICREDIT SPA
Ticker: UCG Security ID: T9T23L584
Meeting Date: APR 20, 2017 Meeting Type: Annual/Special
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve 2017 Group Incentive System For For Management
4 Approve Long-Term Incentive Plan For For Management
2017-2019
5 Approve Severance Payments Policy For For Management
6 Approve Remuneration Policy For For Management
1 Authorize Board to Increase Capital to For For Management
Service 2016 Incentive Plan
2 Authorize Board to Increase Capital to For For Management
Service 2017 Incentive Plan and LTI
Plan 2017-2019
--------------------------------------------------------------------------------
USG CORPORATION
Ticker: USG Security ID: 903293405
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew Carter, Jr. For For Management
1b Elect Director Richard P. Lavin For For Management
1c Elect Director Jennifer F. Scanlon For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Articles For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WYNN MACAU LTD.
Ticker: 1128 Security ID: G98149100
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Ian Michael Coughlan as Director For For Management
3b Elect Allan Zeman as Director For For Management
3c Elect Nicholas Sallnow-Smith as For For Management
Director
3d Elect Kim Marie Sinatra as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Issuance of Shares Under the For Against Management
Employee Ownership Scheme
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Miller For For Management
1.2 Elect Director Clark T. Randt, Jr. For For Management
1.3 Elect Director D. Boone Wayson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
5 Report on Political Contributions Against Against Shareholder
======================== PIMCO Diversified Income Fund =========================
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
======================== PIMCO Emerging Local Bond Fund ========================
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: P5159KJA5
Meeting Date: AUG 10, 2016 Meeting Type: Bondholder
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fee Quote of Banco For For Management
Interacciones Sociedad Anonima
Institucion de Banca Multiple Grupo
Financiero Interacciones As Substitute
Trustee of Irrevocable Administration
and Guaranty Trust Trust F.1437
2.a Approve Substitution of Deutsche Bank For For Management
Mexico SA Institucion de Banca
Multiple Division Fiduciaria as
Trustee of Trust F.1437
2.b Approve Designation of Banco For For Management
Interacciones Sociedad Anonima
Institucion de Banca Multiple Grupo
Financiero Interacciones as Substitute
Trustee of Trust F.1437
2.c Authorize Trustee Substitution For For Management
Agreement
3.a Approve to Sign Amendment Agreement of For For Management
Trust Contract Re: Inclusion of Real
Properties Resulting of Judgment
Started in Commercial Bankruptcy of HSC
3.b Approve to Sign Amendment Agreement of For For Management
Trust Contract Re: Modification to
Become Administration and Payment
Source Trust Instead of Guaranty Trust
3.c Approve to Sign Amendment Agreement of For For Management
Trust Contract Re: Modification of
Authority of Decision of HSC on Trust
Assets Due Judgment Started in
Commercial Bankruptcy of HSC, Granting
Holders Through Joint Representatives
4 Designate Delegates to Carry out For For Management
Resolutions Approved at this Meeting
--------------------------------------------------------------------------------
URBI DESARROLLOS URBANOS SAB DE CV
Ticker: 4GP Security ID: P9592YBN2
Meeting Date: JUL 25, 2016 Meeting Type: Bondholder
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Actions, Measures, For For Management
Calculations, Notices and Procedure to
Carry Out The Swap of Securities
Certificates for Shares to Comply with
Bankruptcy Agreements Approved on Feb.
4, 2016 by Fifth Court of District of
Mexicali, Baja California
2 Determine Manner to Implement Payment For For Management
of Amounts Owed to Law Firm of Fabian
Mondragon y Asociados SC, The Hiring
of Which was Authorized by General
Meeting of Holders Held on June 8, 2015
3 Designate Delegates to Formalize For For Management
Resolutions Approved at this Meeting
======================= PIMCO Emerging Markets Bond Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Emerging Markets Corporate Bond Fund ==================
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: P5159KJA5
Meeting Date: AUG 10, 2016 Meeting Type: Bondholder
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fee Quote of Banco For For Management
Interacciones Sociedad Anonima
Institucion de Banca Multiple Grupo
Financiero Interacciones As Substitute
Trustee of Irrevocable Administration
and Guaranty Trust Trust F.1437
2.a Approve Substitution of Deutsche Bank For For Management
Mexico SA Institucion de Banca
Multiple Division Fiduciaria as
Trustee of Trust F.1437
2.b Approve Designation of Banco For For Management
Interacciones Sociedad Anonima
Institucion de Banca Multiple Grupo
Financiero Interacciones as Substitute
Trustee of Trust F.1437
2.c Authorize Trustee Substitution For For Management
Agreement
3.a Approve to Sign Amendment Agreement of For For Management
Trust Contract Re: Inclusion of Real
Properties Resulting of Judgment
Started in Commercial Bankruptcy of HSC
3.b Approve to Sign Amendment Agreement of For For Management
Trust Contract Re: Modification to
Become Administration and Payment
Source Trust Instead of Guaranty Trust
3.c Approve to Sign Amendment Agreement of For For Management
Trust Contract Re: Modification of
Authority of Decision of HSC on Trust
Assets Due Judgment Started in
Commercial Bankruptcy of HSC, Granting
Holders Through Joint Representatives
4 Designate Delegates to Carry out For For Management
Resolutions Approved at this Meeting
--------------------------------------------------------------------------------
PACIFIC EXPLORATION & PRODUCTION CORPORATION
Ticker: PEN Security ID: 69423W889
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Luis Fernando Alarcon For For Management
2.2 Elect Director W. Ellis Armstrong For For Management
2.3 Elect Director Gabriel de Alba For For Management
2.4 Elect Director Raymond Bromark For For Management
2.5 Elect Director Russell Ford For For Management
2.6 Elect Director Camilo Marulanda For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
===================== PIMCO Emerging Markets Currency Fund =====================
EDUCATION FDG 2006-1 LLC
Ticker: Security ID: 28140XAB5
Meeting Date: OCT 17, 2016 Meeting Type: Written Consent
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the Trust For For Management
Indenture
--------------------------------------------------------------------------------
SECURITIZED ASSET BACKED RECEIVABLES LLC TRUST 2006-WM4
Ticker: Security ID: 81377XAB8
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
--------------------------------------------------------------------------------
URBI DESARROLLOS URBANOS SAB DE CV
Ticker: 4GP Security ID: P9592YBN2
Meeting Date: JUL 25, 2016 Meeting Type: Bondholder
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Actions, Measures, For For Management
Calculations, Notices and Procedure to
Carry Out The Swap of Securities
Certificates for Shares to Comply with
Bankruptcy Agreements Approved on Feb.
4, 2016 by Fifth Court of District of
Mexicali, Baja California
2 Determine Manner to Implement Payment For For Management
of Amounts Owed to Law Firm of Fabian
Mondragon y Asociados SC, The Hiring
of Which was Authorized by General
Meeting of Holders Held on June 8, 2015
3 Designate Delegates to Formalize For For Management
Resolutions Approved at this Meeting
================ PIMCO Emerging Markets Full Spectrum Bond Fund ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO Emerging Markets Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Extended Duration Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Foreign Bond Fund (Unhedged) ======================
MORGAN STANLEY ABS CAPITAL I INC. TRUST 2006-WMC2
Ticker: Security ID: 61749KAB9
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
================= PIMCO Global Advantage(R) Strategy Bond Fund =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Global Bond Fund (U.S. Dollar-Hedged) ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Global Bond Fund (Unhedged) =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Global Multi-Asset Fund =========================
ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: OCT 21, 2016 Meeting Type: Special
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: DEC 08, 2016 Meeting Type: Annual
Record Date: NOV 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Geoffrey S. Ginsburg For For Management
1b Elect Director Carol R. Goldberg For For Management
1c Elect Director John F. Levy For For Management
1d Elect Director Brian A. Markison For For Management
1e Elect Director Namal Nawana For For Management
1f Elect Director Gregg J. Powers For For Management
1g Elect Director John A. Quelch For For Management
1h Elect Director James Roosevelt, Jr. For For Management
1i Elect Director Thomas Fulton Wilson For For Management
McKillop
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVG TECHNOLOGIES NV
Ticker: AVG Security ID: N07831105
Meeting Date: AUG 23, 2016 Meeting Type: Special
Record Date: JUL 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Public Offer By Avast Software None None Management
3 Approve Discharge of Supervisory Board For For Management
Members
4.1 Elect Rene Bienz to Supervisory Board For For Management
4.2 Elect Gagandeep Singh to Supervisory For For Management
Board
4.3 Elect Glenn Taylor to Supervisory Board For For Management
5 Approve Discharge of Management Board For For Management
Members
6.1 Elect Alan Rassaby to Management Board For For Management
6.2 Elect Stefan Boermans to Management For For Management
Board
6.3 Elect Dick Haarsma to Management Board For For Management
7.1 Amend Articles Re to Reflect Change of For For Management
Corporate Form into a Dutch Private
Limited Liability Company
7.2 Conditional Amendments of Articles Re: For For Management
Offer on All Outstanding Shares by
Avas Software
8.1 Approve Conditional Sale of Company For For Management
Assets
8.2 Approve Conditional Dissolution and For For Management
Liquidation of AVG Technologies
Following the Asset Sale and
Conditional Appointment of Stichting
Vereffening AVG Technologies as
Liquidator
9 Allow Questions None None Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
AXIALL CORPORATION
Ticker: AXLL Security ID: 05463D100
Meeting Date: AUG 30, 2016 Meeting Type: Special
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: JAN 26, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: APR 11, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy Bruner For For Management
1.2 Elect Director Lloyd A. Carney For For Management
1.3 Elect Director Renato A. DiPentima For For Management
1.4 Elect Director Alan L. Earhart For For Management
1.5 Elect Director John W. Gerdelman For For Management
1.6 Elect Director Kim C. Goodman For For Management
1.7 Elect Director David L. House For For Management
1.8 Elect Director L. William 'Bill' Krause For For Management
1.9 Elect Director David E. Roberson For For Management
1.10 Elect Director Sanjay Vaswani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CABELA'S INCORPORATED
Ticker: CAB Security ID: 126804301
Meeting Date: DEC 13, 2016 Meeting Type: Annual
Record Date: NOV 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore M. Armstrong For For Management
1.2 Elect Director James W. Cabela For For Management
1.3 Elect Director John H. Edmondson For For Management
1.4 Elect Director Dennis Highby For For Management
1.5 Elect Director Michael R. McCarthy For For Management
1.6 Elect Director Thomas L. Millner For For Management
1.7 Elect Director Donna M. Milrod For For Management
1.8 Elect Director Beth M. Pritchard For For Management
1.9 Elect Director Peter S. Swinburn For For Management
1.10 Elect Director James F. Wright For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CEPHEID
Ticker: CPHD Security ID: 15670R107
Meeting Date: NOV 04, 2016 Meeting Type: Special
Record Date: OCT 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CHEMTURA CORPORATION
Ticker: CHMT Security ID: 163893209
Meeting Date: FEB 01, 2017 Meeting Type: Special
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CST BRANDS, INC.
Ticker: CST Security ID: 12646R105
Meeting Date: NOV 16, 2016 Meeting Type: Special
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD.
Ticker: ENH Security ID: G30397106
Meeting Date: JAN 27, 2017 Meeting Type: Special
Record Date: DEC 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FEI COMPANY
Ticker: FEIC Security ID: 30241L109
Meeting Date: AUG 30, 2016 Meeting Type: Special
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
FIDELITY & GUARANTY LIFE
Ticker: FGL Security ID: 315785105
Meeting Date: SEP 30, 2016 Meeting Type: Annual
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Omar M. Asali For Withhold Management
1.2 Elect Director William P. Melchionni For Withhold Management
1.3 Elect Director Joseph S. Steinberg For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
Ticker: HAR Security ID: 413086109
Meeting Date: FEB 17, 2017 Meeting Type: Special
Record Date: JAN 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INCONTACT, INC.
Ticker: SAAS Security ID: 45336E109
Meeting Date: AUG 11, 2016 Meeting Type: Special
Record Date: JUL 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: DEC 08, 2016 Meeting Type: Special
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
INVENSENSE, INC.
Ticker: INVN Security ID: 46123D205
Meeting Date: MAY 17, 2017 Meeting Type: Special
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ISHARES TRUST
Ticker: Security ID: 464287465
Meeting Date: JUN 19, 2017 Meeting Type: Special
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane D. Carlin For For Management
1.2 Elect Director Richard L. Fagnani For For Management
1.3 Elect Director Drew E. Lawton For For Management
1.4 Elect Director Madhav V. Rajan For For Management
1.5 Elect Director Mark Wiedman For For Management
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: OCT 19, 2016 Meeting Type: Special
Record Date: SEP 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: AUG 19, 2016 Meeting Type: Special
Record Date: JUL 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: MAY 31, 2017 Meeting Type: Special
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
MOBILEYE N.V.
Ticker: MBLY Security ID: N51488117
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Public Offer By Cyclops None None Management
Holdings
2 Approve Conditional Sale of Company For For Management
Assets
3.a Appoint Liquidator For For Management
3.b Approve Remuneration of Liquidator For For Management
4 Change the Company Form to a Privately For For Management
Held Limited Liability Company (BV)
5 Amend Articles of Association Re: For For Management
Change to Limited Liability Company
6 Amend Articles Re: Delisting of the For For Management
Company
7 Discuss Disclosure Concerning None None Management
Compensation of Directors
8 Adopt Financial Statements and For For Management
Statutory Reports
9 Approve Discharge of Board Members For For Management
regarding 2016
10 Approve Discharge of Board Members For For Management
effective as of the Acceptance Time
through the AGM Date
11.a Reelect Tomaso Poggio as Director For For Management
11.b Reelect Eli Barkat as Director For For Management
11.c Reelect Judith Richte as Director For For Management
12.a Elect Tiffany Silva as Director For For Management
12.b Elect David J. Miles as Director For For Management
12.c Elect Nicholas Hudson as Director For For Management
12.d Elect Mark Legaspi as Director For For Management
12.e Elect Gary Kershaw as Director For For Management
13 Approve Remuneration of Directors For For Management
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
--------------------------------------------------------------------------------
MULTI PACKAGING SOLUTIONS INTERNATIONAL LIMITED
Ticker: MPSX Security ID: G6331W109
Meeting Date: APR 05, 2017 Meeting Type: Special
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: JAN 27, 2017 Meeting Type: Special
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Offer by Qualcomm None None Management
3a Elect Steve Mollenkopf as Executive For For Management
Director
3b Elect Derek K Aberle as Non-Executive For For Management
Director
3c Elect George S Davis as Non-Executive For For Management
Director
3d Elect Donald J Rosenberg as For For Management
Non-Executive Director
3e Elect Brian Modoff as Non-Executive For For Management
Director
4 Approve Discharge of Board of Directors For For Management
5a Approve Asset Sale Re: Offer by For For Management
Qualcomm
5b Approve Dissolution of NXP For For Management
6a Amend Article Post-Acceptance Re: For For Management
Offer by Qualcomm
6b Amend Articles Post-Delisting Re: For For Management
Offer by Qualcomm
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Discussion of the Implementation of None None Management
the Remuneration Policy
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Adopt Financial Statements and For For Management
Statutory Reports
2.d Approve Discharge of Board Members For For Management
3.a Reelect Richard L. Clemmer as For For Management
Executive Director
3.b Reelect Peter Bonfield as For For Management
Non-Executive Director
3.c Reelect Johannes P. Huth as For For Management
Non-Executive Director
3.d Reelect Kenneth A. Goldman as For Against Management
Non-Executive Director
3.e Reelect Marion Helmes as Non-Executive For For Management
Director
3.f Reelect Joseph Kaeser as Non-Executive For For Management
Director
3.g Reelect Ian Loring as Non-Executive For For Management
Director
3.h Reelect Eric Meurice as Non-Executive For For Management
Director
3.i Reelect Peter Smitham as Non-Executive For For Management
Director
3.j Reelect Julie Southern as For For Management
Non-Executive Director
3.k Reelect Gregory Summe as Non-Executive For For Management
Director
4.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
4.b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance Under Item 4.a
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Cancellation of Ordinary Shares For For Management
--------------------------------------------------------------------------------
ONEOK PARTNERS, L.P.
Ticker: OKS Security ID: 68268N103
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
QUESTAR CORPORATION
Ticker: STR Security ID: 748356102
Meeting Date: AUG 02, 2016 Meeting Type: Annual
Record Date: MAY 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa Beck For For Management
1b Elect Director Laurence M. Downes For For Management
1c Elect Director Christopher A. Helms For For Management
1d Elect Director Ronald W. Jibson For For Management
1e Elect Director James T. McManus, II For For Management
1f Elect Director Rebecca Ranich For For Management
1g Elect Director Harris H. Simmons For For Management
1h Elect Director Bruce A. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE VALSPAR CORPORATION
Ticker: VAL Security ID: 920355104
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John M. Ballbach For For Management
1b Elect Director Ian R. Friendly For For Management
1c Elect Director Janel S. Haugarth For For Management
1d Elect Director David R. Lumley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE WHITEWAVE FOODS COMPANY
Ticker: WWAV Security ID: 966244105
Meeting Date: OCT 04, 2016 Meeting Type: Special
Record Date: AUG 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TUMI HOLDINGS, INC.
Ticker: TUMI Security ID: 89969Q104
Meeting Date: JUL 12, 2016 Meeting Type: Special
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VCA INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: MAR 28, 2017 Meeting Type: Special
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VIRGIN AMERICA INC.
Ticker: VA Security ID: 92765X208
Meeting Date: JUL 26, 2016 Meeting Type: Special
Record Date: JUN 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
ZELTIQ AESTHETICS, INC.
Ticker: ZLTQ Security ID: 98933Q108
Meeting Date: APR 27, 2017 Meeting Type: Special
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
=============================== PIMCO GNMA Fund ================================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Government Money Market Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO High Yield Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO High Yield Municipal Bond Fund =====================
MANHATTAN KANSAS INDUSTRIAL REVENUE BONDS
Ticker: Security ID: 563018DH0
Meeting Date: NOV 30, 2016 Meeting Type: Written Consent
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Undersigned Waives the None For Management
Requirements of Section 4.7(b) of the
Guaranty Agreement and Consents to
Farrar Corporation Entering Into a
Commercial Loan
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QA28
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QA51
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QA69
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QA77
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QA85
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QAJ1
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QEX6
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QKL5
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QKM3
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QKN1
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QKP6
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QKQ4
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QKS0
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QKT8
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QKU5
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QKW1
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QKX9
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QLY6
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QUW0
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QUX8
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QVA7
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QVD1
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QVE9
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QVX7
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QVY5
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QVZ2
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QWD0
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QWE8
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QWP3
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QWQ1
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QWR9
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QWT5
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QWU2
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QWW8
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QWX6
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QXB3
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QXC1
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QXD9
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QXE7
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QXK3
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QXM9
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QXQ0
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QXV9
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QXZ0
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QYA4
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QYD8
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QYE6
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QYJ5
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QYK2
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QYQ9
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QYR7
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QYU0
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QYV8
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QZD7
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QZE5
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QZG0
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QZH8
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QZK1
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QZL9
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QZN5
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QZY1
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QZZ8
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
========================== PIMCO High Yield Portfolio ==========================
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen R. Alemany For For Management
1b Elect Director Michael L. Brosnan For For Management
1c Elect Director Michael A. Carpenter For For Management
1d Elect Director Dorene C. Dominguez For For Management
1e Elect Director Alan Frank For For Management
1f Elect Director William M. Freeman For For Management
1g Elect Director R. Brad Oates For For Management
1h Elect Director Marianne Miller Parrs For For Management
1i Elect Director Gerald Rosenfeld For For Management
1j Elect Director John R. Ryan For For Management
1k Elect Director Sheila A. Stamps For For Management
1l Elect Director Laura S. Unger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MORGAN STANLEY ABS CAP I INC TR 2007-HE6
Ticker: Security ID: 61755CAB8
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
--------------------------------------------------------------------------------
NATIONSTAR MORTGAGE HOLDINGS INC.
Ticker: NSM Security ID: 63861C109
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Gidel For For Management
1.2 Elect Director Brett Hawkins For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
======================== PIMCO High Yield Spectrum Fund ========================
DESARROLLADORA HOMEX S.A.B. DE C.V.
Ticker: HOMEX * Security ID: P35054132
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Against Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Present Report on Share Repurchase For For Management
Reserve
4 Approve Report of Audit Committee and For For Management
Corporate Practices and Compensation
Committee
5 Amend Stock Option Plan for Employees For Against Management
and Key Directors and Consequently
Partial Cancellation of Shares
6 Approve Cancellation of Treasury For For Management
Shares Related to Conversion of
Convertible Obligations into Shares
7 Receive Report on Integration of Share For For Management
Capital in Accordance with Adjustments
Made Auditors and Approved by General
Meeting on June 29, 2015 and by
Resolutions of Items 5 and 6
8 Elect or Ratify Directors, Chairman For Against Management
and Board Secretary; Approve Their
Remuneration
9 Elect or Ratify Chairmen and Members For Against Management
of Audit Committee and Corporate
Practices and Compensation Committee
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
============================== PIMCO Income Fund ===============================
EDUCATION FDG 2006-1 LLC
Ticker: Security ID: 28140XAB5
Meeting Date: OCT 17, 2016 Meeting Type: Written Consent
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the Trust For For Management
Indenture
--------------------------------------------------------------------------------
MORGAN STANLEY ABS CAP I INC TR 2007-HE6
Ticker: Security ID: 61755CAB8
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
--------------------------------------------------------------------------------
MORGAN STANLEY ABS CAP I INC TR 2007-HE6
Ticker: Security ID: 61755CAD4
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
SECURITIZED ASSET BACKED RECEIVABLES LLC TRUST 2006-WM4
Ticker: Security ID: 81377XAB8
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
--------------------------------------------------------------------------------
SECURITIZED ASSET BACKED RECEIVABLES LLC TRUST 2006-WM4
Ticker: Security ID: 81377XAD4
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
================== PIMCO Inflation Response Multi-Asset Fund ===================
ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: OCT 21, 2016 Meeting Type: Special
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: DEC 08, 2016 Meeting Type: Annual
Record Date: NOV 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Geoffrey S. Ginsburg For For Management
1b Elect Director Carol R. Goldberg For For Management
1c Elect Director John F. Levy For For Management
1d Elect Director Brian A. Markison For For Management
1e Elect Director Namal Nawana For For Management
1f Elect Director Gregg J. Powers For For Management
1g Elect Director John A. Quelch For For Management
1h Elect Director James Roosevelt, Jr. For For Management
1i Elect Director Thomas Fulton Wilson For For Management
McKillop
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Steven R. Hash For Withhold Management
1.3 Elect Director John L. Atkins, III For Withhold Management
1.4 Elect Director James P. Cain For Withhold Management
1.5 Elect Director Maria C. Freire For Withhold Management
1.6 Elect Director Richard H. Klein For Withhold Management
1.7 Elect Director James H. Richardson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Bayless, Jr. For For Management
1b Elect Director Blakeley W. Chandlee, For For Management
III
1c Elect Director G. Steven Dawson For For Management
1d Elect Director Cydney C. Donnell For For Management
1e Elect Director Dennis G. Lopez For For Management
1f Elect Director Edward Lowenthal For For Management
1g Elect Director Oliver Luck For For Management
1h Elect Director C. Patrick Oles, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gustavo Lara Cantu For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Robert D. Hormats For For Management
1d Elect Director Craig Macnab For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For Against Management
1b Elect Director Terry S. Brown For For Management
1c Elect Director Alan B. Buckelew For For Management
1d Elect Director Ronald L. Havner, Jr. For Against Management
1e Elect Director Richard J. Lieb For For Management
1f Elect Director Timothy J. Naughton For For Management
1g Elect Director Peter S. Rummell For Against Management
1h Elect Director H. Jay Sarles For Against Management
1i Elect Director Susan Swanezy For For Management
1j Elect Director W. Edward Walter For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AVG TECHNOLOGIES NV
Ticker: AVG Security ID: N07831105
Meeting Date: AUG 23, 2016 Meeting Type: Special
Record Date: JUL 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Public Offer By Avast Software None None Management
3 Approve Discharge of Supervisory Board For For Management
Members
4.1 Elect Rene Bienz to Supervisory Board For For Management
4.2 Elect Gagandeep Singh to Supervisory For For Management
Board
4.3 Elect Glenn Taylor to Supervisory Board For For Management
5 Approve Discharge of Management Board For For Management
Members
6.1 Elect Alan Rassaby to Management Board For For Management
6.2 Elect Stefan Boermans to Management For For Management
Board
6.3 Elect Dick Haarsma to Management Board For For Management
7.1 Amend Articles Re to Reflect Change of For For Management
Corporate Form into a Dutch Private
Limited Liability Company
7.2 Conditional Amendments of Articles Re: For For Management
Offer on All Outstanding Shares by
Avas Software
8.1 Approve Conditional Sale of Company For For Management
Assets
8.2 Approve Conditional Dissolution and For For Management
Liquidation of AVG Technologies
Following the Asset Sale and
Conditional Appointment of Stichting
Vereffening AVG Technologies as
Liquidator
9 Allow Questions None None Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
AXIALL CORPORATION
Ticker: AXLL Security ID: 05463D100
Meeting Date: AUG 30, 2016 Meeting Type: Special
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Duncan For For Management
1.2 Elect Director Karen E. Dykstra For For Management
1.3 Elect Director Carol B. Einiger For For Management
1.4 Elect Director Jacob A. Frenkel For For Management
1.5 Elect Director Joel I. Klein For For Management
1.6 Elect Director Douglas T. Linde For For Management
1.7 Elect Director Matthew J. Lustig For For Management
1.8 Elect Director Alan J. Patricof For For Management
1.9 Elect Director Owen D. Thomas For For Management
1.10 Elect Director Martin Turchin For For Management
1.11 Elect Director David A. Twardock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: JAN 26, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: APR 11, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy Bruner For For Management
1.2 Elect Director Lloyd A. Carney For For Management
1.3 Elect Director Renato A. DiPentima For For Management
1.4 Elect Director Alan L. Earhart For For Management
1.5 Elect Director John W. Gerdelman For For Management
1.6 Elect Director Kim C. Goodman For For Management
1.7 Elect Director David L. House For For Management
1.8 Elect Director L. William 'Bill' Krause For For Management
1.9 Elect Director David E. Roberson For For Management
1.10 Elect Director Sanjay Vaswani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CABELA'S INCORPORATED
Ticker: CAB Security ID: 126804301
Meeting Date: DEC 13, 2016 Meeting Type: Annual
Record Date: NOV 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore M. Armstrong For For Management
1.2 Elect Director James W. Cabela For For Management
1.3 Elect Director John H. Edmondson For For Management
1.4 Elect Director Dennis Highby For For Management
1.5 Elect Director Michael R. McCarthy For For Management
1.6 Elect Director Thomas L. Millner For For Management
1.7 Elect Director Donna M. Milrod For For Management
1.8 Elect Director Beth M. Pritchard For For Management
1.9 Elect Director Peter S. Swinburn For For Management
1.10 Elect Director James F. Wright For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CEPHEID
Ticker: CPHD Security ID: 15670R107
Meeting Date: NOV 04, 2016 Meeting Type: Special
Record Date: OCT 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CHEMTURA CORPORATION
Ticker: CHMT Security ID: 163893209
Meeting Date: FEB 01, 2017 Meeting Type: Special
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COLONY STARWOOD HOMES
Ticker: SFR Security ID: 19625X102
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Barrack, Jr. For For Management
1.2 Elect Director Barry S. Sternlicht For Withhold Management
1.3 Elect Director Robert T. Best For Withhold Management
1.4 Elect Director Thomas M. Bowers For For Management
1.5 Elect Director Richard D. Bronson For Withhold Management
1.6 Elect Director Justin T. Chang For For Management
1.7 Elect Director Michael D. Fascitelli For For Management
1.8 Elect Director Renee Lewis Glover For For Management
1.9 Elect Director Jeffrey E. Kelter For For Management
1.10 Elect Director Thomas W. Knapp For For Management
1.11 Elect Director Richard B. Saltzman For For Management
1.12 Elect Director John L. Steffens For For Management
1.13 Elect Director J. Ronald Terwilliger For Withhold Management
1.14 Elect Director Frederick C. Tuomi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CST BRANDS, INC.
Ticker: CST Security ID: 12646R105
Meeting Date: NOV 16, 2016 Meeting Type: Special
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CUBESMART
Ticker: CUBE Security ID: 229663109
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. For For Management
Diefenderfer, III
1.2 Elect Director Piero Bussani For For Management
1.3 Elect Director Christopher P. Marr For For Management
1.4 Elect Director Marianne M. Keler For For Management
1.5 Elect Director Deborah Ratner Salzberg For For Management
1.6 Elect Director John F. Remondi For For Management
1.7 Elect Director Jeffrey F. Rogatz For For Management
1.8 Elect Director John W. Fain For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Declaration of Trust to Provide For For Management
Shareholders the Ability to Amend the
Bylaws
--------------------------------------------------------------------------------
DCT INDUSTRIAL TRUST INC.
Ticker: DCT Security ID: 233153204
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip L. Hawkins For For Management
1b Elect Director Marilyn A. Alexander For For Management
1c Elect Director Thomas F. August For For Management
1d Elect Director John S. Gates, Jr. For For Management
1e Elect Director Raymond B. Greer For For Management
1f Elect Director Tripp H. Hardin For For Management
1g Elect Director Tobias Hartmann For For Management
1h Elect Director John C. O'Keeffe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Require Majority Vote of the For For Management
Outstanding Shares to Amend Bylaws
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DDR CORP.
Ticker: DDR Security ID: 23317H102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance R. Ahern For For Management
1.2 Elect Director Jane E. DeFlorio For For Management
1.3 Elect Director Thomas Finne For For Management
1.4 Elect Director Robert H. Gidel For For Management
1.5 Elect Director David R. Lukes For For Management
1.6 Elect Director Victor B. MacFarlane For For Management
1.7 Elect Director Alexander Otto For For Management
1.8 Elect Director Scott D. Roulston For For Management
1.9 Elect Director Barry A. Sholem For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis E. Singleton For Against Management
1b Elect Director Laurence A. Chapman For Against Management
1c Elect Director Kathleen Earley For For Management
1d Elect Director Kevin J. Kennedy For Against Management
1e Elect Director William G. LaPerch For Against Management
1f Elect Director Afshin Mohebbi For For Management
1g Elect Director Mark R. Patterson For For Management
1h Elect Director A. William Stein For For Management
1i Elect Director Robert H. Zerbst For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DOUGLAS EMMETT, INC.
Ticker: DEI Security ID: 25960P109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan A. Emmett For For Management
1.2 Elect Director Jordan L. Kaplan For For Management
1.3 Elect Director Kenneth M. Panzer For For Management
1.4 Elect Director Christopher H. Anderson For For Management
1.5 Elect Director Leslie E. Bider For For Management
1.6 Elect Director David T. Feinberg For For Management
1.7 Elect Director Virginia A. McFerran For Withhold Management
1.8 Elect Director Thomas E. O'Hern For Withhold Management
1.9 Elect Director William E. Simon, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director D. Pike Aloian For For Management
1b Elect Director H.C. Bailey, Jr. For For Management
1c Elect Director H. Eric Bolton, Jr. For For Management
1d Elect Director Hayden C. Eaves, III For For Management
1e Elect Director Fredric H. Gould For For Management
1f Elect Director David H. Hoster, II For For Management
1g Elect Director Marshall A. Loeb For For Management
1h Elect Director Mary E. McCormick For For Management
1i Elect Director Leland R. Speed For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD.
Ticker: ENH Security ID: G30397106
Meeting Date: JAN 27, 2017 Meeting Type: Special
Record Date: DEC 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EPR PROPERTIES
Ticker: EPR Security ID: 26884U109
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Druten For For Management
1.2 Elect Director Gregory K. Silvers For For Management
1.3 Elect Director Robin P. Sterneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bartlett For For Management
1.2 Elect Director Nanci Caldwell For For Management
1.3 Elect Director Gary Hromadko For For Management
1.4 Elect Director John Hughes For For Management
1.5 Elect Director Scott Kriens For For Management
1.6 Elect Director William Luby For For Management
1.7 Elect Director Irving Lyons, III For For Management
1.8 Elect Director Christopher Paisley For For Management
1.9 Elect Director Stephen Smith For For Management
1.10 Elect Director Peter Van Camp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Re-approve Material Terms for For For Management
Long-Term Incentive Performance Awards
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For Withhold Management
1.2 Elect Director Charles L. Atwood For Withhold Management
1.3 Elect Director Linda Walker Bynoe For Withhold Management
1.4 Elect Director Connie K. Duckworth For For Management
1.5 Elect Director Mary Kay Haben For Withhold Management
1.6 Elect Director Bradley A. Keywell For For Management
1.7 Elect Director John E. Neal For For Management
1.8 Elect Director David J. Neithercut For For Management
1.9 Elect Director Mark S. Shapiro For Withhold Management
1.10 Elect Director Gerald A. Spector For For Management
1.11 Elect Director Stephen E. Sterrett For For Management
1.12 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide Shareholders the Right to Against For Shareholder
Amend Bylaws
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Guericke For For Management
1.2 Elect Director Irving F. Lyons, III For Withhold Management
1.3 Elect Director George M. Marcus For For Management
1.4 Elect Director Gary P. Martin For Withhold Management
1.5 Elect Director Issie N. Rabinovitch For For Management
1.6 Elect Director Thomas E. Robinson For For Management
1.7 Elect Director Michael J. Schall For For Management
1.8 Elect Director Byron A. Scordelis For Withhold Management
1.9 Elect Director Janice L. Sears For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director David W. Faeder For For Management
1.3 Elect Director Elizabeth I. Holland For For Management
1.4 Elect Director Gail P. Steinel For For Management
1.5 Elect Director Warren M. Thompson For For Management
1.6 Elect Director Joseph S. Vassalluzzo For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FEI COMPANY
Ticker: FEIC Security ID: 30241L109
Meeting Date: AUG 30, 2016 Meeting Type: Special
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
FIDELITY & GUARANTY LIFE
Ticker: FGL Security ID: 315785105
Meeting Date: SEP 30, 2016 Meeting Type: Annual
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Omar M. Asali For Withhold Management
1.2 Elect Director William P. Melchionni For Withhold Management
1.3 Elect Director Joseph S. Steinberg For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GGP INC.
Ticker: GGP Security ID: 36174X101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard B. Clark For For Management
1b Elect Director Mary Lou Fiala For For Management
1c Elect Director J. Bruce Flatt For For Management
1d Elect Director Janice R. Fukakusa For For Management
1e Elect Director John K. Haley For For Management
1f Elect Director Daniel B. Hurwitz For For Management
1g Elect Director Brian W. Kingston For For Management
1h Elect Director Christina M. Lofgren For For Management
1i Elect Director Sandeep Mathrani For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide Directors May Be Removed With For For Management
or Without Cause
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
Ticker: HAR Security ID: 413086109
Meeting Date: FEB 17, 2017 Meeting Type: Special
Record Date: JAN 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HCP, INC.
Ticker: HCP Security ID: 40414L109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. Cartwright For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Thomas M. Herzog For For Management
1e Elect Director James P. Hoffmann For For Management
1f Elect Director Michael D. McKee For For Management
1g Elect Director Peter L. Rhein For For Management
1h Elect Director Joseph P. Sullivan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC.
Ticker: HTA Security ID: 42225P501
Meeting Date: JUL 07, 2016 Meeting Type: Annual
Record Date: APR 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott D. Peters For For Management
1b Elect Director W. Bradley Blair, II For For Management
1c Elect Director Maurice J. DeWald For For Management
1d Elect Director Warren D. Fix For For Management
1e Elect Director Peter N. Foss For For Management
1f Elect Director Daniel S. Henson For For Management
1g Elect Director Larry L. Mathis For For Management
1h Elect Director Gary T. Wescombe For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HILTON GRAND VACATIONS INC.
Ticker: HGV Security ID: 43283X105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Wang For For Management
1.2 Elect Director Leonard A. Potter For For Management
1.3 Elect Director Brenda J. Bacon For For Management
1.4 Elect Director Kenneth A. Caplan For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Mark H. Lazarus For For Management
1.7 Elect Director Pamela H. Patsley For For Management
1.8 Elect Director Paul W. Whetsell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A104
Meeting Date: OCT 04, 2016 Meeting Type: Special
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Nassetta For For Management
1.2 Elect Director Jonathan D. Gray For For Management
1.3 Elect Director Charlene T. Begley For For Management
1.4 Elect Director Jon M. Huntsman, Jr. For For Management
1.5 Elect Director Judith A. McHale For For Management
1.6 Elect Director John G. Schreiber For For Management
1.7 Elect Director Elizabeth A. Smith For For Management
1.8 Elect Director Douglas M. Steenland For For Management
1.9 Elect Director William J. Stein For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INCONTACT, INC.
Ticker: SAAS Security ID: 45336E109
Meeting Date: AUG 11, 2016 Meeting Type: Special
Record Date: JUL 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: DEC 08, 2016 Meeting Type: Special
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
INVENSENSE, INC.
Ticker: INVN Security ID: 46123D205
Meeting Date: MAY 17, 2017 Meeting Type: Special
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: OCT 19, 2016 Meeting Type: Special
Record Date: SEP 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KILROY REALTY CORPORATION
Ticker: KRC Security ID: 49427F108
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Kilroy For For Management
1b Elect Director Edward Brennan For For Management
1c Elect Director Jolie Hunt For For Management
1d Elect Director Scott Ingraham For For Management
1e Elect Director Gary Stevenson For For Management
1f Elect Director Peter Stoneberg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Attea For For Management
1.2 Elect Director Kenneth F. Myszka For For Management
1.3 Elect Director Charles E. Lannon For For Management
1.4 Elect Director Stephen R. Rusmisel For For Management
1.5 Elect Director Arthur L. Havener, Jr. For For Management
1.6 Elect Director Mark G. Barberio For For Management
2 Amend Bylaws For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: AUG 19, 2016 Meeting Type: Special
Record Date: JUL 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: MAY 31, 2017 Meeting Type: Special
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC.
Ticker: MAA Security ID: 59522J103
Meeting Date: NOV 10, 2016 Meeting Type: Special
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MOBILEYE N.V.
Ticker: MBLY Security ID: N51488117
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Public Offer By Cyclops None None Management
Holdings
2 Approve Conditional Sale of Company For For Management
Assets
3.a Appoint Liquidator For For Management
3.b Approve Remuneration of Liquidator For For Management
4 Change the Company Form to a Privately For For Management
Held Limited Liability Company (BV)
5 Amend Articles of Association Re: For For Management
Change to Limited Liability Company
6 Amend Articles Re: Delisting of the For For Management
Company
7 Discuss Disclosure Concerning None None Management
Compensation of Directors
8 Adopt Financial Statements and For For Management
Statutory Reports
9 Approve Discharge of Board Members For For Management
regarding 2016
10 Approve Discharge of Board Members For For Management
effective as of the Acceptance Time
through the AGM Date
11.a Reelect Tomaso Poggio as Director For For Management
11.b Reelect Eli Barkat as Director For For Management
11.c Reelect Judith Richte as Director For For Management
12.a Elect Tiffany Silva as Director For For Management
12.b Elect David J. Miles as Director For For Management
12.c Elect Nicholas Hudson as Director For For Management
12.d Elect Mark Legaspi as Director For For Management
12.e Elect Gary Kershaw as Director For For Management
13 Approve Remuneration of Directors For For Management
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
--------------------------------------------------------------------------------
MULTI PACKAGING SOLUTIONS INTERNATIONAL LIMITED
Ticker: MPSX Security ID: G6331W109
Meeting Date: APR 05, 2017 Meeting Type: Special
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: JAN 27, 2017 Meeting Type: Special
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Offer by Qualcomm None None Management
3a Elect Steve Mollenkopf as Executive For For Management
Director
3b Elect Derek K Aberle as Non-Executive For For Management
Director
3c Elect George S Davis as Non-Executive For For Management
Director
3d Elect Donald J Rosenberg as For For Management
Non-Executive Director
3e Elect Brian Modoff as Non-Executive For For Management
Director
4 Approve Discharge of Board of Directors For For Management
5a Approve Asset Sale Re: Offer by For For Management
Qualcomm
5b Approve Dissolution of NXP For For Management
6a Amend Article Post-Acceptance Re: For For Management
Offer by Qualcomm
6b Amend Articles Post-Delisting Re: For For Management
Offer by Qualcomm
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Discussion of the Implementation of None None Management
the Remuneration Policy
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Adopt Financial Statements and For For Management
Statutory Reports
2.d Approve Discharge of Board Members For For Management
3.a Reelect Richard L. Clemmer as For For Management
Executive Director
3.b Reelect Peter Bonfield as For For Management
Non-Executive Director
3.c Reelect Johannes P. Huth as For For Management
Non-Executive Director
3.d Reelect Kenneth A. Goldman as For Against Management
Non-Executive Director
3.e Reelect Marion Helmes as Non-Executive For For Management
Director
3.f Reelect Joseph Kaeser as Non-Executive For For Management
Director
3.g Reelect Ian Loring as Non-Executive For For Management
Director
3.h Reelect Eric Meurice as Non-Executive For For Management
Director
3.i Reelect Peter Smitham as Non-Executive For For Management
Director
3.j Reelect Julie Southern as For For Management
Non-Executive Director
3.k Reelect Gregory Summe as Non-Executive For For Management
Director
4.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
4.b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance Under Item 4.a
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Cancellation of Ordinary Shares For For Management
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig M. Bernfield For Withhold Management
1.2 Elect Director Norman R. Bobins For For Management
1.3 Elect Director Craig R. Callen For For Management
1.4 Elect Director Barbara B. Hill For For Management
1.5 Elect Director Bernard J. Korman For For Management
1.6 Elect Director Edward Lowenthal For For Management
1.7 Elect Director Ben W. Perks For For Management
1.8 Elect Director C. Taylor Pickett For For Management
1.9 Elect Director Stephen D. Plavin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ONEOK PARTNERS, L.P.
Ticker: OKS Security ID: 68268N103
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PARAMOUNT GROUP, INC.
Ticker: PGRE Security ID: 69924R108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Albert Behler For For Management
1b Elect Director Thomas Armbrust For For Management
1c Elect Director Martin Bussmann For For Management
1d Elect Director Dan Emmett For For Management
1e Elect Director Lizanne Galbreath For Against Management
1f Elect Director Karin Klein For For Management
1g Elect Director Peter Linneman For Against Management
1h Elect Director David O'Connor For Against Management
1i Elect Director Katharina Otto-Bernstein For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST
Ticker: DOC Security ID: 71943U104
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Thomas For For Management
1.2 Elect Director Tommy G. Thompson For For Management
1.3 Elect Director Stanton D. Anderson For For Management
1.4 Elect Director Mark A. Baumgartner For For Management
1.5 Elect Director Albert C. Black, Jr. For For Management
1.6 Elect Director William A. Ebinger For For Management
1.7 Elect Director Richard A. Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director George L. Fotiades For For Management
1c Elect Director Lydia H. Kennard For For Management
1d Elect Director J. Michael Losh For For Management
1e Elect Director Irving F. Lyons, III For For Management
1f Elect Director David P. O'Connor For For Management
1g Elect Director Olivier Piani For For Management
1h Elect Director Jeffrey L. Skelton For For Management
1i Elect Director Carl B. Webb For For Management
1j Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director Leslie S. Heisz For For Management
1.5 Elect Director B. Wayne Hughes, Jr. For For Management
1.6 Elect Director Avedick B. Poladian For Against Management
1.7 Elect Director Gary E. Pruitt For Against Management
1.8 Elect Director Ronald P. Spogli For Against Management
1.9 Elect Director Daniel C. Staton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUESTAR CORPORATION
Ticker: STR Security ID: 748356102
Meeting Date: AUG 02, 2016 Meeting Type: Annual
Record Date: MAY 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa Beck For For Management
1b Elect Director Laurence M. Downes For For Management
1c Elect Director Christopher A. Helms For For Management
1d Elect Director Ronald W. Jibson For For Management
1e Elect Director James T. McManus, II For For Management
1f Elect Director Rebecca Ranich For For Management
1g Elect Director Harris H. Simmons For For Management
1h Elect Director Bruce A. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RETAIL PROPERTIES OF AMERICA, INC.
Ticker: RPAI Security ID: 76131V202
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bonnie S. Biumi For For Management
1.2 Elect Director Frank A. Catalano, Jr. For For Management
1.3 Elect Director Paul R. Gauvreau For For Management
1.4 Elect Director Robert G. Gifford For For Management
1.5 Elect Director Gerald M. Gorski For For Management
1.6 Elect Director Steven P. Grimes For For Management
1.7 Elect Director Richard P. Imperiale For For Management
1.8 Elect Director Peter L. Lynch For For Management
1.9 Elect Director Thomas J. Sargeant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Bylaws For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RYMAN HOSPITALITY PROPERTIES, INC.
Ticker: RHP Security ID: 78377T107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Bender For For Management
1b Elect Director Rachna Bhasin For For Management
1c Elect Director Alvin Bowles For For Management
1d Elect Director William F. Hagerty, IV For For Management
1e Elect Director Ellen Levine For For Management
1f Elect Director Patrick Q. Moore For For Management
1g Elect Director Robert S. Prather, Jr. For For Management
1h Elect Director Colin V. Reed For For Management
1i Elect Director Michael I. Roth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Daniel C. Smith For For Management
1h Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X101
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Betsy Atkins For Against Management
1b Elect Director Marc Holliday For For Management
1c Elect Director John S. Levy For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W102
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jackson Hsieh For For Management
1.2 Elect Director Kevin M. Charlton For Withhold Management
1.3 Elect Director Todd A. Dunn For Withhold Management
1.4 Elect Director Richard I. Gilchrist For For Management
1.5 Elect Director Diane M. Morefield For For Management
1.6 Elect Director Sheli Z. Rosenberg For Withhold Management
1.7 Elect Director Thomas D. Senkbeil For For Management
1.8 Elect Director Nicholas P. Shepherd For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUN COMMUNITIES, INC.
Ticker: SUI Security ID: 866674104
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Stephanie W. Bergeron For For Management
1B Elect Director Brian M. Hermelin For For Management
1C Elect Director Ronald A. Klein For Against Management
1D Elect Director Clunet R. Lewis For Against Management
1E Elect Director Gary A. Shiffman For For Management
1F Elect Director Arthur A. Weiss For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE VALSPAR CORPORATION
Ticker: VAL Security ID: 920355104
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John M. Ballbach For For Management
1b Elect Director Ian R. Friendly For For Management
1c Elect Director Janel S. Haugarth For For Management
1d Elect Director David R. Lumley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE WHITEWAVE FOODS COMPANY
Ticker: WWAV Security ID: 966244105
Meeting Date: OCT 04, 2016 Meeting Type: Special
Record Date: AUG 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TUMI HOLDINGS, INC.
Ticker: TUMI Security ID: 89969Q104
Meeting Date: JUL 12, 2016 Meeting Type: Special
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VCA INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: MAR 28, 2017 Meeting Type: Special
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VIRGIN AMERICA INC.
Ticker: VA Security ID: 92765X208
Meeting Date: JUL 26, 2016 Meeting Type: Special
Record Date: JUN 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Lynne For For Management
1.2 Elect Director David M. Mandelbaum For Withhold Management
1.3 Elect Director Mandakini Puri For For Management
1.4 Elect Director Daniel R. Tisch For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WELLTOWER INC.
Ticker: HCN Security ID: 95040Q104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth J. Bacon For For Management
1b Elect Director Thomas J. DeRosa For For Management
1c Elect Director Jeffrey H. Donahue For For Management
1d Elect Director Fred S. Klipsch For For Management
1e Elect Director Geoffrey G. Meyers For For Management
1f Elect Director Timothy J. Naughton For For Management
1g Elect Director Sharon M. Oster For For Management
1h Elect Director Judith C. Pelham For For Management
1i Elect Director Sergio D. Rivera For For Management
1j Elect Director R. Scott Trumbull For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ZELTIQ AESTHETICS, INC.
Ticker: ZLTQ Security ID: 98933Q108
Meeting Date: APR 27, 2017 Meeting Type: Special
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
======================== PIMCO International Portfolio =========================
MORGAN STANLEY ABS CAP I INC TR 2007-HE6
Ticker: Security ID: 61755CAA0
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
================== PIMCO Investment Grade Corporate Bond Fund ==================
DESARROLLADORA HOMEX S.A.B. DE C.V.
Ticker: HOMEX * Security ID: P35054132
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Against Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Present Report on Share Repurchase For For Management
Reserve
4 Approve Report of Audit Committee and For For Management
Corporate Practices and Compensation
Committee
5 Amend Stock Option Plan for Employees For Against Management
and Key Directors and Consequently
Partial Cancellation of Shares
6 Approve Cancellation of Treasury For For Management
Shares Related to Conversion of
Convertible Obligations into Shares
7 Receive Report on Integration of Share For For Management
Capital in Accordance with Adjustments
Made Auditors and Approved by General
Meeting on June 29, 2015 and by
Resolutions of Items 5 and 6
8 Elect or Ratify Directors, Chairman For Against Management
and Board Secretary; Approve Their
Remuneration
9 Elect or Ratify Chairmen and Members For Against Management
of Audit Committee and Corporate
Practices and Compensation Committee
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
================== PIMCO Investment Grade Corporate Portfolio ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Long Duration Corporate Bond Portfolio =================
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
==================== PIMCO Long Duration Total Return Fund =====================
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Samuel J. Merksamer For For Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Linda A. Mills For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For For Management
4 Ratify NOL Rights Plan (NOL Pill) For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
========================= PIMCO Long-Term Credit Fund ==========================
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
===================== PIMCO Long-Term U.S. Government Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Low Duration ESG Fund ==========================
MORGAN STANLEY ABS CAPITAL I INC. TRUST 2006-WMC2
Ticker: Security ID: 61749KAB9
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
=========================== PIMCO Low Duration Fund ============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Low Duration Fund II ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Low Duration Income Fund ========================
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
========================= PIMCO Low Duration Portfolio =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Moderate Duration Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Moderate Duration Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Money Market Fund ============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Mortgage Opportunities Fund =======================
AGNC INVESTMENT CORP.
Ticker: AGNC Security ID: 00123Q104
Meeting Date: DEC 09, 2016 Meeting Type: Special
Record Date: OCT 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
=========================== PIMCO Mortgage Portfolio ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO Mortgage-Backed Securities Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO Multi-Strategy Alternative Fund =====================
MONSTER BEVERAGE CORPORATION
Ticker: MNST Security ID: 61174X109
Meeting Date: JUN 19, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Sacks For For Management
1.2 Elect Director Hilton H. Schlosberg For For Management
1.3 Elect Director Mark J. Hall For For Management
1.4 Elect Director Norman C. Epstein For For Management
1.5 Elect Director Gary P. Fayard For For Management
1.6 Elect Director Benjamin M. Polk For For Management
1.7 Elect Director Sydney Selati For For Management
1.8 Elect Director Harold C. Taber, Jr. For For Management
1.9 Elect Director Kathy N. Waller For For Management
1.10 Elect Director Mark S. Vidergauz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Adopt Proxy Access Right Against For Shareholder
7 Report on Sustainability, Including Against For Shareholder
Water Risks
========================== PIMCO Municipal Bond Fund ===========================
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QLY6
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
======================= PIMCO Municipal Sector Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== PIMCO National Intermediate Municipal Bond Fund ================
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QLY6
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
====================== PIMCO New York Municipal Bond Fund ======================
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QLY6
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None For Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
================== PIMCO RAE Fundamental Advantage PLUS Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO RAE Fundamental PLUS EMG Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO RAE Fundamental PLUS Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================ PIMCO RAE Fundamental PLUS International Fund =================
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
==================== PIMCO RAE Fundamental PLUS Small Fund =====================
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
==================== PIMCO RAE Low Volatility PLUS EMG Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RAE Low Volatility PLUS Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== PIMCO RAE Low Volatility PLUS International Fund ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= PIMCO RAE Worldwide Fundamental Advantage PLUS Fund ==============
EDUCATION FDG 2006-1 LLC
Ticker: Security ID: 28140XAB5
Meeting Date: OCT 17, 2016 Meeting Type: Written Consent
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the Trust For For Management
Indenture
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
=================== PIMCO RAE Worldwide Long/Short PLUS Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Real Return Asset Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO Real Return Fund ============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO Real Return Limited Duration Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Real Return Portfolio ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO RealEstateRealReturn Strategy Fund ===================
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Steven R. Hash For Withhold Management
1.3 Elect Director John L. Atkins, III For Withhold Management
1.4 Elect Director James P. Cain For Withhold Management
1.5 Elect Director Maria C. Freire For Withhold Management
1.6 Elect Director Richard H. Klein For Withhold Management
1.7 Elect Director James H. Richardson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Bayless, Jr. For For Management
1b Elect Director Blakeley W. Chandlee, For For Management
III
1c Elect Director G. Steven Dawson For For Management
1d Elect Director Cydney C. Donnell For For Management
1e Elect Director Dennis G. Lopez For For Management
1f Elect Director Edward Lowenthal For For Management
1g Elect Director Oliver Luck For For Management
1h Elect Director C. Patrick Oles, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gustavo Lara Cantu For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Robert D. Hormats For For Management
1d Elect Director Craig Macnab For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For Against Management
1b Elect Director Terry S. Brown For For Management
1c Elect Director Alan B. Buckelew For For Management
1d Elect Director Ronald L. Havner, Jr. For Against Management
1e Elect Director Richard J. Lieb For For Management
1f Elect Director Timothy J. Naughton For For Management
1g Elect Director Peter S. Rummell For Against Management
1h Elect Director H. Jay Sarles For Against Management
1i Elect Director Susan Swanezy For For Management
1j Elect Director W. Edward Walter For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Duncan For For Management
1.2 Elect Director Karen E. Dykstra For For Management
1.3 Elect Director Carol B. Einiger For For Management
1.4 Elect Director Jacob A. Frenkel For For Management
1.5 Elect Director Joel I. Klein For For Management
1.6 Elect Director Douglas T. Linde For For Management
1.7 Elect Director Matthew J. Lustig For For Management
1.8 Elect Director Alan J. Patricof For For Management
1.9 Elect Director Owen D. Thomas For For Management
1.10 Elect Director Martin Turchin For For Management
1.11 Elect Director David A. Twardock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COLONY STARWOOD HOMES
Ticker: SFR Security ID: 19625X102
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Barrack, Jr. For For Management
1.2 Elect Director Barry S. Sternlicht For Withhold Management
1.3 Elect Director Robert T. Best For Withhold Management
1.4 Elect Director Thomas M. Bowers For For Management
1.5 Elect Director Richard D. Bronson For Withhold Management
1.6 Elect Director Justin T. Chang For For Management
1.7 Elect Director Michael D. Fascitelli For For Management
1.8 Elect Director Renee Lewis Glover For For Management
1.9 Elect Director Jeffrey E. Kelter For For Management
1.10 Elect Director Thomas W. Knapp For For Management
1.11 Elect Director Richard B. Saltzman For For Management
1.12 Elect Director John L. Steffens For For Management
1.13 Elect Director J. Ronald Terwilliger For Withhold Management
1.14 Elect Director Frederick C. Tuomi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUBESMART
Ticker: CUBE Security ID: 229663109
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. For For Management
Diefenderfer, III
1.2 Elect Director Piero Bussani For For Management
1.3 Elect Director Christopher P. Marr For For Management
1.4 Elect Director Marianne M. Keler For For Management
1.5 Elect Director Deborah Ratner Salzberg For For Management
1.6 Elect Director John F. Remondi For For Management
1.7 Elect Director Jeffrey F. Rogatz For For Management
1.8 Elect Director John W. Fain For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Declaration of Trust to Provide For For Management
Shareholders the Ability to Amend the
Bylaws
--------------------------------------------------------------------------------
DCT INDUSTRIAL TRUST INC.
Ticker: DCT Security ID: 233153204
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip L. Hawkins For For Management
1b Elect Director Marilyn A. Alexander For For Management
1c Elect Director Thomas F. August For For Management
1d Elect Director John S. Gates, Jr. For For Management
1e Elect Director Raymond B. Greer For For Management
1f Elect Director Tripp H. Hardin For For Management
1g Elect Director Tobias Hartmann For For Management
1h Elect Director John C. O'Keeffe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Require Majority Vote of the For For Management
Outstanding Shares to Amend Bylaws
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DDR CORP.
Ticker: DDR Security ID: 23317H102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance R. Ahern For For Management
1.2 Elect Director Jane E. DeFlorio For For Management
1.3 Elect Director Thomas Finne For For Management
1.4 Elect Director Robert H. Gidel For For Management
1.5 Elect Director David R. Lukes For For Management
1.6 Elect Director Victor B. MacFarlane For For Management
1.7 Elect Director Alexander Otto For For Management
1.8 Elect Director Scott D. Roulston For For Management
1.9 Elect Director Barry A. Sholem For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis E. Singleton For Against Management
1b Elect Director Laurence A. Chapman For Against Management
1c Elect Director Kathleen Earley For For Management
1d Elect Director Kevin J. Kennedy For Against Management
1e Elect Director William G. LaPerch For Against Management
1f Elect Director Afshin Mohebbi For For Management
1g Elect Director Mark R. Patterson For For Management
1h Elect Director A. William Stein For For Management
1i Elect Director Robert H. Zerbst For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DOUGLAS EMMETT, INC.
Ticker: DEI Security ID: 25960P109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan A. Emmett For For Management
1.2 Elect Director Jordan L. Kaplan For For Management
1.3 Elect Director Kenneth M. Panzer For For Management
1.4 Elect Director Christopher H. Anderson For For Management
1.5 Elect Director Leslie E. Bider For For Management
1.6 Elect Director David T. Feinberg For For Management
1.7 Elect Director Virginia A. McFerran For Withhold Management
1.8 Elect Director Thomas E. O'Hern For Withhold Management
1.9 Elect Director William E. Simon, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director D. Pike Aloian For For Management
1b Elect Director H.C. Bailey, Jr. For For Management
1c Elect Director H. Eric Bolton, Jr. For For Management
1d Elect Director Hayden C. Eaves, III For For Management
1e Elect Director Fredric H. Gould For For Management
1f Elect Director David H. Hoster, II For For Management
1g Elect Director Marshall A. Loeb For For Management
1h Elect Director Mary E. McCormick For For Management
1i Elect Director Leland R. Speed For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EPR PROPERTIES
Ticker: EPR Security ID: 26884U109
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Druten For For Management
1.2 Elect Director Gregory K. Silvers For For Management
1.3 Elect Director Robin P. Sterneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bartlett For For Management
1.2 Elect Director Nanci Caldwell For For Management
1.3 Elect Director Gary Hromadko For For Management
1.4 Elect Director John Hughes For For Management
1.5 Elect Director Scott Kriens For For Management
1.6 Elect Director William Luby For For Management
1.7 Elect Director Irving Lyons, III For For Management
1.8 Elect Director Christopher Paisley For For Management
1.9 Elect Director Stephen Smith For For Management
1.10 Elect Director Peter Van Camp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Re-approve Material Terms for For For Management
Long-Term Incentive Performance Awards
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For Withhold Management
1.2 Elect Director Charles L. Atwood For Withhold Management
1.3 Elect Director Linda Walker Bynoe For Withhold Management
1.4 Elect Director Connie K. Duckworth For For Management
1.5 Elect Director Mary Kay Haben For Withhold Management
1.6 Elect Director Bradley A. Keywell For For Management
1.7 Elect Director John E. Neal For For Management
1.8 Elect Director David J. Neithercut For For Management
1.9 Elect Director Mark S. Shapiro For Withhold Management
1.10 Elect Director Gerald A. Spector For For Management
1.11 Elect Director Stephen E. Sterrett For For Management
1.12 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide Shareholders the Right to Against For Shareholder
Amend Bylaws
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Guericke For For Management
1.2 Elect Director Irving F. Lyons, III For Withhold Management
1.3 Elect Director George M. Marcus For For Management
1.4 Elect Director Gary P. Martin For Withhold Management
1.5 Elect Director Issie N. Rabinovitch For For Management
1.6 Elect Director Thomas E. Robinson For For Management
1.7 Elect Director Michael J. Schall For For Management
1.8 Elect Director Byron A. Scordelis For Withhold Management
1.9 Elect Director Janice L. Sears For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director David W. Faeder For For Management
1.3 Elect Director Elizabeth I. Holland For For Management
1.4 Elect Director Gail P. Steinel For For Management
1.5 Elect Director Warren M. Thompson For For Management
1.6 Elect Director Joseph S. Vassalluzzo For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GGP INC.
Ticker: GGP Security ID: 36174X101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard B. Clark For For Management
1b Elect Director Mary Lou Fiala For For Management
1c Elect Director J. Bruce Flatt For For Management
1d Elect Director Janice R. Fukakusa For For Management
1e Elect Director John K. Haley For For Management
1f Elect Director Daniel B. Hurwitz For For Management
1g Elect Director Brian W. Kingston For For Management
1h Elect Director Christina M. Lofgren For For Management
1i Elect Director Sandeep Mathrani For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide Directors May Be Removed With For For Management
or Without Cause
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
HCP, INC.
Ticker: HCP Security ID: 40414L109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. Cartwright For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Thomas M. Herzog For For Management
1e Elect Director James P. Hoffmann For For Management
1f Elect Director Michael D. McKee For For Management
1g Elect Director Peter L. Rhein For For Management
1h Elect Director Joseph P. Sullivan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC.
Ticker: HTA Security ID: 42225P501
Meeting Date: JUL 07, 2016 Meeting Type: Annual
Record Date: APR 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott D. Peters For For Management
1b Elect Director W. Bradley Blair, II For For Management
1c Elect Director Maurice J. DeWald For For Management
1d Elect Director Warren D. Fix For For Management
1e Elect Director Peter N. Foss For For Management
1f Elect Director Daniel S. Henson For For Management
1g Elect Director Larry L. Mathis For For Management
1h Elect Director Gary T. Wescombe For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HILTON GRAND VACATIONS INC.
Ticker: HGV Security ID: 43283X105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Wang For For Management
1.2 Elect Director Leonard A. Potter For For Management
1.3 Elect Director Brenda J. Bacon For For Management
1.4 Elect Director Kenneth A. Caplan For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Mark H. Lazarus For For Management
1.7 Elect Director Pamela H. Patsley For For Management
1.8 Elect Director Paul W. Whetsell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A104
Meeting Date: OCT 04, 2016 Meeting Type: Special
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Nassetta For For Management
1.2 Elect Director Jonathan D. Gray For For Management
1.3 Elect Director Charlene T. Begley For For Management
1.4 Elect Director Jon M. Huntsman, Jr. For For Management
1.5 Elect Director Judith A. McHale For For Management
1.6 Elect Director John G. Schreiber For For Management
1.7 Elect Director Elizabeth A. Smith For For Management
1.8 Elect Director Douglas M. Steenland For For Management
1.9 Elect Director William J. Stein For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KILROY REALTY CORPORATION
Ticker: KRC Security ID: 49427F108
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Kilroy For For Management
1b Elect Director Edward Brennan For For Management
1c Elect Director Jolie Hunt For For Management
1d Elect Director Scott Ingraham For For Management
1e Elect Director Gary Stevenson For For Management
1f Elect Director Peter Stoneberg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Attea For For Management
1.2 Elect Director Kenneth F. Myszka For For Management
1.3 Elect Director Charles E. Lannon For For Management
1.4 Elect Director Stephen R. Rusmisel For For Management
1.5 Elect Director Arthur L. Havener, Jr. For For Management
1.6 Elect Director Mark G. Barberio For For Management
2 Amend Bylaws For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC.
Ticker: MAA Security ID: 59522J103
Meeting Date: NOV 10, 2016 Meeting Type: Special
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig M. Bernfield For Withhold Management
1.2 Elect Director Norman R. Bobins For For Management
1.3 Elect Director Craig R. Callen For For Management
1.4 Elect Director Barbara B. Hill For For Management
1.5 Elect Director Bernard J. Korman For For Management
1.6 Elect Director Edward Lowenthal For For Management
1.7 Elect Director Ben W. Perks For For Management
1.8 Elect Director C. Taylor Pickett For For Management
1.9 Elect Director Stephen D. Plavin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PARAMOUNT GROUP, INC.
Ticker: PGRE Security ID: 69924R108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Albert Behler For For Management
1b Elect Director Thomas Armbrust For For Management
1c Elect Director Martin Bussmann For For Management
1d Elect Director Dan Emmett For For Management
1e Elect Director Lizanne Galbreath For Against Management
1f Elect Director Karin Klein For For Management
1g Elect Director Peter Linneman For Against Management
1h Elect Director David O'Connor For Against Management
1i Elect Director Katharina Otto-Bernstein For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST
Ticker: DOC Security ID: 71943U104
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Thomas For For Management
1.2 Elect Director Tommy G. Thompson For For Management
1.3 Elect Director Stanton D. Anderson For For Management
1.4 Elect Director Mark A. Baumgartner For For Management
1.5 Elect Director Albert C. Black, Jr. For For Management
1.6 Elect Director William A. Ebinger For For Management
1.7 Elect Director Richard A. Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director George L. Fotiades For For Management
1c Elect Director Lydia H. Kennard For For Management
1d Elect Director J. Michael Losh For For Management
1e Elect Director Irving F. Lyons, III For For Management
1f Elect Director David P. O'Connor For For Management
1g Elect Director Olivier Piani For For Management
1h Elect Director Jeffrey L. Skelton For For Management
1i Elect Director Carl B. Webb For For Management
1j Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director Leslie S. Heisz For For Management
1.5 Elect Director B. Wayne Hughes, Jr. For For Management
1.6 Elect Director Avedick B. Poladian For Against Management
1.7 Elect Director Gary E. Pruitt For Against Management
1.8 Elect Director Ronald P. Spogli For Against Management
1.9 Elect Director Daniel C. Staton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RETAIL PROPERTIES OF AMERICA, INC.
Ticker: RPAI Security ID: 76131V202
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bonnie S. Biumi For For Management
1.2 Elect Director Frank A. Catalano, Jr. For For Management
1.3 Elect Director Paul R. Gauvreau For For Management
1.4 Elect Director Robert G. Gifford For For Management
1.5 Elect Director Gerald M. Gorski For For Management
1.6 Elect Director Steven P. Grimes For For Management
1.7 Elect Director Richard P. Imperiale For For Management
1.8 Elect Director Peter L. Lynch For For Management
1.9 Elect Director Thomas J. Sargeant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Bylaws For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RYMAN HOSPITALITY PROPERTIES, INC.
Ticker: RHP Security ID: 78377T107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Bender For For Management
1b Elect Director Rachna Bhasin For For Management
1c Elect Director Alvin Bowles For For Management
1d Elect Director William F. Hagerty, IV For For Management
1e Elect Director Ellen Levine For For Management
1f Elect Director Patrick Q. Moore For For Management
1g Elect Director Robert S. Prather, Jr. For For Management
1h Elect Director Colin V. Reed For For Management
1i Elect Director Michael I. Roth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Daniel C. Smith For For Management
1h Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X101
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Betsy Atkins For Against Management
1b Elect Director Marc Holliday For For Management
1c Elect Director John S. Levy For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W102
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jackson Hsieh For For Management
1.2 Elect Director Kevin M. Charlton For Withhold Management
1.3 Elect Director Todd A. Dunn For Withhold Management
1.4 Elect Director Richard I. Gilchrist For For Management
1.5 Elect Director Diane M. Morefield For For Management
1.6 Elect Director Sheli Z. Rosenberg For Withhold Management
1.7 Elect Director Thomas D. Senkbeil For For Management
1.8 Elect Director Nicholas P. Shepherd For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUN COMMUNITIES, INC.
Ticker: SUI Security ID: 866674104
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Stephanie W. Bergeron For For Management
1B Elect Director Brian M. Hermelin For For Management
1C Elect Director Ronald A. Klein For Against Management
1D Elect Director Clunet R. Lewis For Against Management
1E Elect Director Gary A. Shiffman For For Management
1F Elect Director Arthur A. Weiss For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Lynne For For Management
1.2 Elect Director David M. Mandelbaum For Withhold Management
1.3 Elect Director Mandakini Puri For For Management
1.4 Elect Director Daniel R. Tisch For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WELLTOWER INC.
Ticker: HCN Security ID: 95040Q104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth J. Bacon For For Management
1b Elect Director Thomas J. DeRosa For For Management
1c Elect Director Jeffrey H. Donahue For For Management
1d Elect Director Fred S. Klipsch For For Management
1e Elect Director Geoffrey G. Meyers For For Management
1f Elect Director Timothy J. Naughton For For Management
1g Elect Director Sharon M. Oster For For Management
1h Elect Director Judith C. Pelham For For Management
1i Elect Director Sergio D. Rivera For For Management
1j Elect Director R. Scott Trumbull For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
========================= PIMCO RealPath(R) 2020 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO RealPath(R) 2025 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO RealPath(R) 2030 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO RealPath(R) 2035 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO RealPath(R) 2040 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO RealPath(R) 2045 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO RealPath(R) 2050 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO RealPath(R) 2055 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO RealPath(R) Income Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO Senior Floating Rate Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO Senior Floating Rate Portfolio =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Short Asset Investment Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Short Duration Municipal Income Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Short-Term Floating NAV Portfolio II ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Short-Term Floating NAV Portfolio III ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Short-Term Floating NAV Portfolio IV ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO Short-Term Fund =============================
MORGAN STANLEY ABS CAP I INC TR 2007-HE6
Ticker: Security ID: 61755CAA0
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
========================== PIMCO Short-Term Portfolio ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO StocksPLUS(R) Absolute Return Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO StocksPLUS(R) Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========= PIMCO StocksPLUS(R) International Fund (U.S. Dollar-Hedged) ==========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============== PIMCO StocksPLUS(R) International Fund (Unhedged) ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO StocksPLUS(R) Long Duration Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO StocksPLUS(R) Short Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO StocksPLUS(R) Small Fund ========================
MORGAN STANLEY ABS CAPITAL I INC. TRUST 2006-WMC2
Ticker: Security ID: 61749KAB9
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
========================= PIMCO Total Return ESG Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Total Return Fund ============================
DESARROLLADORA HOMEX S.A.B. DE C.V.
Ticker: HOMEX * Security ID: P35054132
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Against Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Present Report on Share Repurchase For For Management
Reserve
4 Approve Report of Audit Committee and For For Management
Corporate Practices and Compensation
Committee
5 Amend Stock Option Plan for Employees For Against Management
and Key Directors and Consequently
Partial Cancellation of Shares
6 Approve Cancellation of Treasury For For Management
Shares Related to Conversion of
Convertible Obligations into Shares
7 Receive Report on Integration of Share For For Management
Capital in Accordance with Adjustments
Made Auditors and Approved by General
Meeting on June 29, 2015 and by
Resolutions of Items 5 and 6
8 Elect or Ratify Directors, Chairman For Against Management
and Board Secretary; Approve Their
Remuneration
9 Elect or Ratify Chairmen and Members For Against Management
of Audit Committee and Corporate
Practices and Compensation Committee
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EDUCATION FDG 2006-1 LLC
Ticker: Security ID: 28140XAB5
Meeting Date: OCT 17, 2016 Meeting Type: Written Consent
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the Trust For For Management
Indenture
--------------------------------------------------------------------------------
MORGAN STANLEY ABS CAP I INC TR 2007-HE6
Ticker: Security ID: 61755CAA0
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
--------------------------------------------------------------------------------
MORGAN STANLEY ABS CAP I INC TR 2007-HE6
Ticker: Security ID: 61755CAD4
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
--------------------------------------------------------------------------------
MORGAN STANLEY ABS CAPITAL I INC. TRUST 2006-WMC2
Ticker: Security ID: 61749KAB9
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
========================== PIMCO Total Return Fund II ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Total Return Fund IV ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO TRENDS Managed Futures Strategy Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO U.S. Government Sector Portfolio ====================
MORGAN STANLEY ABS CAP I INC TR 2007-HE6
Ticker: Security ID: 61755CAA0
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
--------------------------------------------------------------------------------
SECURITIZED ASSET BACKED RECEIVABLES LLC TRUST 2006-WM4
Ticker: Security ID: 81377XAB8
Meeting Date: SEP 16, 2016 Meeting Type: Written Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Economic Terms Of The Settlement. None Did Not Vote Management
Select "For" To Accept The Settlement
And "Against" To Reject The Settlement
======================== PIMCO Unconstrained Bond Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Unconstrained Tax Managed Bond Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
Signatures
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PIMCO Funds
By: /s/ Peter G. Strelow
Peter G. Strelow,
President (Principal Executive Officer)
Date: August 29, 2017