0000810878-19-000025.txt : 20190424 0000810878-19-000025.hdr.sgml : 20190424 20190424091526 ACCESSION NUMBER: 0000810878-19-000025 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FALKENBERG,FREDERICK,ROBERT, FILED AS OF DATE: 20190423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESTRADA HINOJOSA & COMPANY, INC. CENTRAL INDEX KEY: 0000810878 IRS NUMBER: 752154287 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02683 FILM NUMBER: 19762784 BUSINESS ADDRESS: STREET 1: 1717 MAIN STREET LB 47 STREET 2: SUITE 4700 CITY: DALLAS STATE: TX ZIP: 75201-7361 BUSINESS PHONE: 214-658-1670 MAIL ADDRESS: STREET 1: 1717 MAIN STREET LB 47 CITY: DALLAS STATE: TX ZIP: 75201-7361 FORMER COMPANY: FORMER CONFORMED NAME: ESTRADA HINOJOSA & CO INC DATE OF NAME CHANGE: 20020625 FORMER COMPANY: FORMER CONFORMED NAME: HINOJOSA ESTRADA & CO INC DATE OF NAME CHANGE: 19950531 FORMER COMPANY: FORMER CONFORMED NAME: ESTRADA HINOJOSA & CO INC /TX/ /BD DATE OF NAME CHANGE: 19931201 MA-I/A 1 primary_doc.xml MA-I/A 0000810878 XXXXXXXX Robert Estrada 214-658-1670 rae@ehmuni.com sfelt@ehmuni.com N N Frederick Robert Falkenberg 005636947 N 1 0000810878 ESTRADA HINOJOSA & COMPANY, INC. 11-02-2015 N 867-00459 LOCATED SUPERVISED 11-02-2015 1717 MAIN STREET LB 47 SUITE 4700 DALLAS TX 75201-7361 F Robert Falkenberg Bob NMN Falkenberg 11-2015 Estrada Hinojosa & Co., Inc. Dallas TX 75201 Y Y Senior Vice President 10-2008 10-2015 Solid Rock Consulting Allen TX 75002 N N Owner / CEO 10-2003 09-2008 NASD/FINRA Dallas TX 75243 N N Associate Principal Examiner Y 10-2008 Solid Rock Consulting 2 Heritage Circle Allen TX 75002 N N Compliance Consulting Owner / CEO 8 Compliance Consulting / AML Testing N N N N N N N N N Y N Y Y N N N N N N N N N N N Y Y N N N N N N N N N N N N N N N N N N N N N N N N 04-23-2019 F. Robert Falkenberg Compliance Officer Frederick Robert Falkenberg 005636947 1683557 6C(7) 6C(2) 6C(4) 6C(5) 6C(6)