0000810878-19-000025.txt : 20190424
0000810878-19-000025.hdr.sgml : 20190424
20190424091526
ACCESSION NUMBER: 0000810878-19-000025
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FALKENBERG,FREDERICK,ROBERT,
FILED AS OF DATE: 20190423
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTRADA HINOJOSA & COMPANY, INC.
CENTRAL INDEX KEY: 0000810878
IRS NUMBER: 752154287
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02683
FILM NUMBER: 19762784
BUSINESS ADDRESS:
STREET 1: 1717 MAIN STREET LB 47
STREET 2: SUITE 4700
CITY: DALLAS
STATE: TX
ZIP: 75201-7361
BUSINESS PHONE: 214-658-1670
MAIL ADDRESS:
STREET 1: 1717 MAIN STREET LB 47
CITY: DALLAS
STATE: TX
ZIP: 75201-7361
FORMER COMPANY:
FORMER CONFORMED NAME: ESTRADA HINOJOSA & CO INC
DATE OF NAME CHANGE: 20020625
FORMER COMPANY:
FORMER CONFORMED NAME: HINOJOSA ESTRADA & CO INC
DATE OF NAME CHANGE: 19950531
FORMER COMPANY:
FORMER CONFORMED NAME: ESTRADA HINOJOSA & CO INC /TX/ /BD
DATE OF NAME CHANGE: 19931201
MA-I/A
1
primary_doc.xml
MA-I/A
0000810878
XXXXXXXX
Robert Estrada
214-658-1670
rae@ehmuni.com
sfelt@ehmuni.com
N
N
Frederick
Robert
Falkenberg
005636947
N
1
0000810878
ESTRADA HINOJOSA & COMPANY, INC.
11-02-2015
N
867-00459
LOCATED
SUPERVISED
11-02-2015
1717 MAIN STREET LB 47
SUITE 4700
DALLAS
TX
75201-7361
F
Robert
Falkenberg
Bob
NMN
Falkenberg
11-2015
Estrada Hinojosa & Co., Inc.
Dallas
TX
75201
Y
Y
Senior Vice President
10-2008
10-2015
Solid Rock Consulting
Allen
TX
75002
N
N
Owner / CEO
10-2003
09-2008
NASD/FINRA
Dallas
TX
75243
N
N
Associate Principal Examiner
Y
10-2008
Solid Rock Consulting
2 Heritage Circle
Allen
TX
75002
N
N
Compliance Consulting
Owner / CEO
8
Compliance Consulting / AML Testing
N
N
N
N
N
N
N
N
N
Y
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-23-2019
F. Robert Falkenberg
Compliance Officer
Frederick Robert Falkenberg
005636947
1683557
6C(7)
6C(2)
6C(4)
6C(5)
6C(6)