0000810878-19-000011.txt : 20190422 0000810878-19-000011.hdr.sgml : 20190422 20190422153134 ACCESSION NUMBER: 0000810878-19-000011 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FELT,SCOTT,ERIC, FILED AS OF DATE: 20190422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESTRADA HINOJOSA & COMPANY, INC. CENTRAL INDEX KEY: 0000810878 IRS NUMBER: 752154287 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02683 FILM NUMBER: 19759379 BUSINESS ADDRESS: STREET 1: 1717 MAIN STREET LB 47 STREET 2: SUITE 4700 CITY: DALLAS STATE: TX ZIP: 75201-7361 BUSINESS PHONE: 214-658-1670 MAIL ADDRESS: STREET 1: 1717 MAIN STREET LB 47 CITY: DALLAS STATE: TX ZIP: 75201-7361 FORMER COMPANY: FORMER CONFORMED NAME: ESTRADA HINOJOSA & CO INC DATE OF NAME CHANGE: 20020625 FORMER COMPANY: FORMER CONFORMED NAME: HINOJOSA ESTRADA & CO INC DATE OF NAME CHANGE: 19950531 FORMER COMPANY: FORMER CONFORMED NAME: ESTRADA HINOJOSA & CO INC /TX/ /BD DATE OF NAME CHANGE: 19931201 MA-I/A 1 primary_doc.xml MA-I/A 0000810878 XXXXXXXX Scott Felt 214-658-1670 sfelt@ehmuni.com rae@ehmuni.com N N Scott Eric Felt 001878533 N 1 0000810878 ESTRADA HINOJOSA & COMPANY, INC. 02-05-2012 N 07-17-2014 0000810878 LOCATED SUPERVISED 02-05-2012 1717 MAIN STREET LB 47 SUITE 4700 DALLAS TX 75201-7361 02-2012 Estrada Hinojosa & Co., Inc. Dallas TX 75201 Y Y Compliance Officer / FINOP 01-2007 01-2012 SEF & Associate Rowlett TX 75088 N Y CEO / Owner 06-2004 01-2007 Behringer Securities Addison TX 75001 N Y Compliance Officer Y 02-2007 SEF & Associates, Inc. 3901 Tobin Trail ROWLETT TX 75088 N Y Compliance consulting to FINRA member Brokerage firms Owner / CEO 7 Providing compliance consulting to FINRA member Brokerage firms N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-22-2019 F. Robert Falkenberg Compliance Officer