0000810878-19-000011.txt : 20190422
0000810878-19-000011.hdr.sgml : 20190422
20190422153134
ACCESSION NUMBER: 0000810878-19-000011
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FELT,SCOTT,ERIC,
FILED AS OF DATE: 20190422
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTRADA HINOJOSA & COMPANY, INC.
CENTRAL INDEX KEY: 0000810878
IRS NUMBER: 752154287
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02683
FILM NUMBER: 19759379
BUSINESS ADDRESS:
STREET 1: 1717 MAIN STREET LB 47
STREET 2: SUITE 4700
CITY: DALLAS
STATE: TX
ZIP: 75201-7361
BUSINESS PHONE: 214-658-1670
MAIL ADDRESS:
STREET 1: 1717 MAIN STREET LB 47
CITY: DALLAS
STATE: TX
ZIP: 75201-7361
FORMER COMPANY:
FORMER CONFORMED NAME: ESTRADA HINOJOSA & CO INC
DATE OF NAME CHANGE: 20020625
FORMER COMPANY:
FORMER CONFORMED NAME: HINOJOSA ESTRADA & CO INC
DATE OF NAME CHANGE: 19950531
FORMER COMPANY:
FORMER CONFORMED NAME: ESTRADA HINOJOSA & CO INC /TX/ /BD
DATE OF NAME CHANGE: 19931201
MA-I/A
1
primary_doc.xml
MA-I/A
0000810878
XXXXXXXX
Scott Felt
214-658-1670
sfelt@ehmuni.com
rae@ehmuni.com
N
N
Scott
Eric
Felt
001878533
N
1
0000810878
ESTRADA HINOJOSA & COMPANY, INC.
02-05-2012
N
07-17-2014
0000810878
LOCATED
SUPERVISED
02-05-2012
1717 MAIN STREET LB 47
SUITE 4700
DALLAS
TX
75201-7361
02-2012
Estrada Hinojosa & Co., Inc.
Dallas
TX
75201
Y
Y
Compliance Officer / FINOP
01-2007
01-2012
SEF & Associate
Rowlett
TX
75088
N
Y
CEO / Owner
06-2004
01-2007
Behringer Securities
Addison
TX
75001
N
Y
Compliance Officer
Y
02-2007
SEF & Associates, Inc.
3901 Tobin Trail
ROWLETT
TX
75088
N
Y
Compliance consulting to FINRA member Brokerage firms
Owner / CEO
7
Providing compliance consulting to FINRA member Brokerage firms
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-22-2019
F. Robert Falkenberg
Compliance Officer