-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QTJ1nBGSGbUXAFKBAVkQon5Tk138fI/TQt6rTK3kHOXK73cRl9KUJrXrqBMF7Qgt MInGFiFmZLYbOuA1URuhpQ== 0001401535-07-000002.txt : 20070702 0001401535-07-000002.hdr.sgml : 20070702 20070702162953 ACCESSION NUMBER: 0001401535-07-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070702 DATE AS OF CHANGE: 20070702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DREAMS INC CENTRAL INDEX KEY: 0000810829 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOBBY, TOY & GAME SHOPS [5945] IRS NUMBER: 870368170 STATE OF INCORPORATION: UT FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2 SOUTH UNIVERSITY DRIVE STREET 2: SUITE 325 CITY: PLANTATION STATE: FL ZIP: 11111 BUSINESS PHONE: 9543770002 FORMER COMPANY: FORMER CONFORMED NAME: STRATAMERICA CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bates Kevin Michael CENTRAL INDEX KEY: 0001402407 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33405 FILM NUMBER: 07955641 BUSINESS ADDRESS: BUSINESS PHONE: 847-647-7010 MAIL ADDRESS: STREET 1: 310 N. DEERE PARK DRIVE W. CITY: HIGHLAND PARK STATE: IL ZIP: 60035 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2007-06-29 0 0000810829 DREAMS INC DRJ 0001402407 Bates Kevin Michael C/O DREAMS, INC. 2 S. UNIVERSITY DRIVE, SUITE 325 PLANTATION FL 33324 0 1 0 0 Div President - Retail Common Stock 16667 D Common Stock 175 I By daughter Common Stock 175 I By son Employee Stock Option (right to buy) 0.6 2006-02-10 2011-02-10 Common Stock 166667 D These shares involved a gift of securities under the Uniform Gift to Minors Act by the reporting person to his daughter, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. These shares involved a gift of securities under the Uniform Gift to Minors Act by the reporting person to his son, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose. Kevin Bates 2007-07-02 -----END PRIVACY-ENHANCED MESSAGE-----