-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GVIsTp0Cbq1zmiuhfZuvyx5yo2d8jlK4jiXhqr0FeYAFSCbtQ6hXkOWW4HHZFZ78 rS5ryR76GuGW8lqaIOax0Q== 0001357518-07-000001.txt : 20070508 0001357518-07-000001.hdr.sgml : 20070508 20070508124459 ACCESSION NUMBER: 0001357518-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061226 FILED AS OF DATE: 20070508 DATE AS OF CHANGE: 20070508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DREAMS INC CENTRAL INDEX KEY: 0000810829 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOBBY, TOY & GAME SHOPS [5945] IRS NUMBER: 870368170 STATE OF INCORPORATION: UT FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2 SOUTH UNIVERSITY DRIVE STREET 2: SUITE 325 CITY: PLANTATION STATE: FL ZIP: 11111 BUSINESS PHONE: 9543770002 FORMER COMPANY: FORMER CONFORMED NAME: STRATAMERICA CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Battistone Sam D CENTRAL INDEX KEY: 0001357518 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33405 FILM NUMBER: 07827155 BUSINESS ADDRESS: BUSINESS PHONE: 954-377-0002 MAIL ADDRESS: STREET 1: TWO SOUTH UNIVERSITY DRIVE STREET 2: SUITE 325 CITY: PLANTATION STATE: FL ZIP: 33324 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-12-26 0 0000810829 DREAMS INC DRJ 0001357518 Battistone Sam D TWO SOUTH UNIVERSITY DRIVE SUITE 325 PLANTATION FL 33324 1 0 0 0 Common Stock 2006-12-26 4 J 0 133333 2.7 A 1736171 D Common Stock 2006-12-26 4 J 0 166668 2.7 A 1902839 I By Dreamstar, Inc. Shares received in connection with an Asset Purchase Agreement dated December 26, 2006. Numbers reflect a one-for-six reverse stock split. Includes 96,002 shares held by Carlanan Corporation and 1,499,729 shares held by Dreamstar, entities in which reporting person is a principal shareholder, officer and director. Does not include an aggregate of 1,301,964 shares held by adult children of the reporting person, which reporting person disclaims beneficial ownership. Does not include 11,725 shares that are the subject of stock options. Shares received as payment in full of a promissory note held by the reporting person in the amount of $1,029,000. Shares held by Dreamstar, Inc., an entity in which the reporting person is the principal shareholder, officer, and director. Sam D. Battistone 2007-05-04 -----END PRIVACY-ENHANCED MESSAGE-----