-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CdHvBjQTk4KcVydEmdbCa7uwWRdCn72ap9/T3PY0TqZbu9NSYgHt9xkUUvkzTUKW W7/COYgwJKgCoxdXu4S2xA== 0001193125-10-031492.txt : 20100216 0001193125-10-031492.hdr.sgml : 20100215 20100216072550 ACCESSION NUMBER: 0001193125-10-031492 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIX SUPER MARKETS INC CENTRAL INDEX KEY: 0000081061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 590324412 STATE OF INCORPORATION: FL FISCAL YEAR END: 1226 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38638 FILM NUMBER: 10602357 BUSINESS ADDRESS: STREET 1: 3300 PUBLIX CORPORATE PARKWAY CITY: LAKELAND STATE: FL ZIP: 33811 BUSINESS PHONE: 863-688-1188 MAIL ADDRESS: STREET 1: 3300 PUBLIX CORPORATE PARKWAY CITY: LAKELAND STATE: FL ZIP: 33811 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIX SUPER MARKETS INC EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0000926047 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 591673419 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 BUSINESS PHONE: 8636881188 MAIL ADDRESS: STREET 1: PO BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 SC 13G/A 1 dsc13ga.htm AMEND NO 17 Amend No 17

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 17)*

 

 

Publix Super Markets, Inc.

(Name of Issuer)

 

 

Common Stock, Par Value $1.00 Per Share

(Title of class of securities)

None

(CUSIP number)

December 31, 2009

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 

 

Page 1 of 5


SCHEDULE 13G

 

 

CUSIP No. None

 

  

Page 2 of 5 Pages

 

  1   

Names of reporting persons

I.R.S. Identification Nos. of above persons (entities only)

 

Publix Super Markets, Inc. Employee Stock Ownership Plan

  2  

Check the appropriate box if a member of a group

(a)  ¨        (b)  x

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    Florida

Number of

shares

beneficially

owned by

each

reporting

person

with:

     

Sole voting power

 

    0

   6   

Shared voting power

 

    246,751,242

   7   

Sole dispositive power

 

    0

   8   

Shared dispositive power

 

    246,751,242

  9

 

Aggregate amount beneficially owned by each reporting person

 

    246,751,242

10

 

Check if the aggregate amount in Row (9) excludes certain shares  ¨

 

Not applicable.

11

 

Percent of class represented by amount in Row (9)

 

    31.6%

12

 

Type of reporting person

 

    EP

 


SCHEDULE 13G

 

CUSIP No. None

 

   Page 3 of 5 Pages
Item 1  

(a).

   Name of Issuer:      
     Publix Super Markets, Inc.      
Item 1  

(b).

   Address of Issuer’s Principal Executive Offices:      
     3300 Publix Corporate Parkway, Lakeland, FL 33811      
Item 2  

(a).

   Name of Person Filing:      
     Publix Super Markets, Inc. Employee Stock Ownership Plan      
Item 2  

(b).

   Address of Principal Business Office or, if none, Residence:      
     3300 Publix Corporate Parkway, Lakeland, FL 33811      
Item 2  

(c).

   Citizenship:      
     Florida      
Item 2  

(d).

   Title of Class of Securities:      
     Common Stock, Par Value $1.00 Per Share      
Item 2  

(e).

   CUSIP Number:      
     None      
Item 3.   If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:      
  f.   

x        An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).

  


SCHEDULE 13G

 

CUSIP No.     None       Page 4 of 5 Pages

 

Item 4.    Ownership      
   Information regarding ownership of common stock of the issuer:      
   (a)    Amount beneficially owned:      
      246,751,242      
   (b)    Percent of class:      
      31.6%      
   (c)    Number of shares as to which such person has:      
      (i)    Sole power to vote or to direct the vote:      
         0      
      (ii)    Shared power to vote or to direct the vote:      
         246,751,242      
      (iii)    Sole power to dispose or to direct the disposition of:      
         0      
      (iv)    Shared power to dispose or to direct the disposition of:      
         246,751,242      
   As of December 31, 2009, the Publix Super Markets, Inc. Employee Stock Ownership Plan (“ESOP”) was the beneficial owner, as that term is defined under Rule 13d-3 under the Securities Exchange Act of 1934, as amended, of a total of 246,751,242 shares of the Company’s common stock or approximately 31.6% of the total outstanding shares of the Company’s common stock.      
   Changes that have occurred in the total number of shares of the Company’s common stock held by the ESOP since the filing of the sixteenth amendment to the initial statement are reflected in Schedule 1 attached hereto. All such changes have been in accordance with the terms of the ESOP.      
Item 5.    Ownership of Five Percent or Less of a Class   
   Not applicable.   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person      
   Dividends paid on the Company’s common stock and attributable to shares allocated to ESOP participants’ accounts may be distributed to such participants as directed by Publix Super Markets, Inc. in accordance with the terms of the Publix Super Markets, Inc. Employee Stock Ownership Trust.      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
   Not applicable.
Item 8.    Identification and Classification of Members of the Group      
   Not applicable.      
Item 9.    Notice of Dissolution of Group      
   Not applicable.      
Item 10.    Certification      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      


SCHEDULE 13G

 

CUSIP No. None   Page 5 of 5 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 16, 2010

 

/S/    HOYT R. BARNETT        

Hoyt R. Barnett, Trustee

Publix Super Markets, Inc.

Employee Stock Ownership Plan


SCHEDULE 1

SHARES HELD BY PUBLIX SUPER MARKETS, INC.

EMPLOYEE STOCK OWNERSHIP PLAN

 

Date

   Shares
Acquired
   Shares
Disposed of
  

Balance

  

Description of Transaction

Beginning Balance    246,847,069   

Jan-09

      1,416,796    245,430,273    Distributions to participants

Feb-09

      2,722,619    242,707,654    Distributions to participants

Mar-09

   12,940       242,720,594    Special Company contribution

Mar-09

   13,374,711       256,095,305    Company contribution - Publix Super Markets, Inc.

Mar-09

   300,442       256,395,747    Company contribution - Publix Alabama, LLC; Publix Asset Management Company

Mar-09

      1,738,347    254,657,400    Distributions to participants

Mar-09

   1,467       254,658,867    Prior year voided distributions

Apr-09

   1,127       254,659,994    Prior year voided distributions

May-09

      1,290,625    253,369,369    Distributions to participants

Jun-09

      1,757,482    251,611,887    Distributions to participants

Jun-09

   1,729       251,613,616    Prior year voided distributions

Jul-09

   78       251,613,694    Prior year voided distributions

Aug-09

      1,463,892    250,149,802    Distributions to participants

Sep-09

      1,386,917    248,762,885    Distributions to participants

Sep-09

   302       248,763,187    Prior year voided distributions

Nov-09

      924,331    247,838,856    Distributions to participants

Dec-09

      1,197,620    246,641,236    Distributions to participants

Dec-09

   110,006       246,751,242    Purchase
               
   13,802,802    13,898,629      
               
-----END PRIVACY-ENHANCED MESSAGE-----