0001127602-19-003045.txt : 20190130 0001127602-19-003045.hdr.sgml : 20190130 20190130154256 ACCESSION NUMBER: 0001127602-19-003045 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190130 DATE AS OF CHANGE: 20190130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS DAVID P CENTRAL INDEX KEY: 0001215800 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00981 FILM NUMBER: 19551809 MAIL ADDRESS: STREET 1: P.O. BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIX SUPER MARKETS INC CENTRAL INDEX KEY: 0000081061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 590324412 STATE OF INCORPORATION: FL FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 3300 PUBLIX CORPORATE PARKWAY CITY: LAKELAND STATE: FL ZIP: 33811 BUSINESS PHONE: 863-688-1188 MAIL ADDRESS: STREET 1: 3300 PUBLIX CORPORATE PARKWAY CITY: LAKELAND STATE: FL ZIP: 33811 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2018-12-31 0 0 0000081061 PUBLIX SUPER MARKETS INC NONE 0001215800 PHILLIPS DAVID P P.O. BOX 407 LAKELAND FL 33802 1 Chief Financial Officer Common Stock 2018-02-01 5 J 0 7000 36.85 D 0 I By Child Common Stock 162878 D Common Stock 7000 I By Custodian For Child Common Stock 17025 I By IRA Common Stock 114629 I By Spouse as Trustee for Irrevocable Trusts Common Stock 67635.345 I By ESOP Common Stock 2019.8999 I By 401(k) SERP Stock 2018-03-01 5 A 0 1762.0853 41.40 A Common Stock 1762.0853 12736.6982 I By SERP The reporting person no longer has a reportable beneficial interest in these shares owned by his child and included in the reporting person's prior ownership reports. Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c). Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c). Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan. /s/ Monica Allman, POA on file for David Phillips 2019-01-30