0001127602-14-003909.txt : 20140203 0001127602-14-003909.hdr.sgml : 20140203 20140203151422 ACCESSION NUMBER: 0001127602-14-003909 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131228 FILED AS OF DATE: 20140203 DATE AS OF CHANGE: 20140203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIX SUPER MARKETS INC CENTRAL INDEX KEY: 0000081061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 590324412 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3300 PUBLIX CORPORATE PARKWAY CITY: LAKELAND STATE: FL ZIP: 33811 BUSINESS PHONE: 863-688-1188 MAIL ADDRESS: STREET 1: 3300 PUBLIX CORPORATE PARKWAY CITY: LAKELAND STATE: FL ZIP: 33811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS DAVID P CENTRAL INDEX KEY: 0001215800 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00981 FILM NUMBER: 14567992 MAIL ADDRESS: STREET 1: P.O. BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2013-12-28 0 0 0000081061 PUBLIX SUPER MARKETS INC NONE 0001215800 PHILLIPS DAVID P P.O. BOX 407 LAKELAND FL 33802 1 Chief Financial Officer Common Stock 2013-06-04 5 G 0 100 26.90 A 7100 I By Child Common Stock 2013-09-30 5 J 0 7100 27.55 D 0 I By Child Common Stock 101250 D Common Stock 1713.5773 I By 401(k) Common Stock 14000 I By Custodian For Children Common Stock 64775.335 I By ESOP Common Stock 132925 I By GRAT Common Stock 17025 I By IRA SERP Stock Common Stock 4187.8538 4187.8538 I By SERP The reporting person no longer has a reportable beneficial interest in these shares owned by his child and included in the reporting person's prior ownership reports. Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c). Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c). Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan. /s/ Monica Allman, POA on file for David Phillips 2014-02-03