-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RwjDHQtVOPyFkhJhrKGNFA+otM5oW95Z+Uq0oTQiRXhPzN1EjmxTnqP19cQxWR7G fV1GYx6ZPdQUKn+tBN277Q== 0000926047-01-000002.txt : 20010223 0000926047-01-000002.hdr.sgml : 20010223 ACCESSION NUMBER: 0000926047-01-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIX SUPER MARKETS INC CENTRAL INDEX KEY: 0000081061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 590324412 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-38638 FILM NUMBER: 1547795 BUSINESS ADDRESS: STREET 1: PO BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 BUSINESS PHONE: 8636881188 MAIL ADDRESS: STREET 1: PO BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIX SUPER MARKETS INC EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0000926047 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 591673419 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 BUSINESS PHONE: 8636881188 MAIL ADDRESS: STREET 1: PO BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* PUBLIX SUPER MARKETS, INC. -------------------------- (Name of Issuer) Common Stock, Par Value $1.00 Per Share --------------------------------------- (Title of Class of Securities) None ------------ (CUSIP Number) 12/31/2000 ----------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 SCHEDULE 13G CUSIP No. None Page 2 of 4 Pages ---------- -- -- 1 Names of Reporting Persons I.R.S. Identification Nos. of Above Persons Publix Super Markets, Inc. Employee Stock Ownership Plan 59-1673419 2 Check the Appropriate Box if A Member of a Group* (a)___ (b)_X_ 3 SEC Use Only 4 Citizenship or Place of Organization Employee Benefit Plan (Florida) Number of Shares 5 Sole Voting Power Beneficially Owned By 6 Shared Voting Power 54,336,127 Each Reporting 7 Sole Dispositive Power Person With 8 Shared Dispositive Power 54,336,127 9 Aggregate Amount Beneficially Owned by Each Reporting Person 54,336,127 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares*____ N/A 11 Percent of Class Represented by Amount in Row (9) 26.51% 12 Type of Reporting Person* EP SCHEDULE 13G CUSIP No. None Page 3 of 4 Pages ---------- -- -- Item 1(a). Name of Issuer: Publix Super Markets, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 1936 George Jenkins Boulevard, Lakeland, FL 33815 Item 2(a). Name of Person Filing: Publix Super Markets, Inc. Employee Stock Ownership Plan Item 2(b). Address of Principal Business Officer or, if None, Residence: Item 2(c). Citizenship: Employee Benefit Plan (Florida) Item 2(d). Title of Class of Securities: Common Stock, Par Value $1.00 Per Share Item 2(e). CUSIP Number: None Item 3. This statement is filed pursuant to Rule 13d-1(b). Check whether the person filing is an employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F): |X| Item 4. Ownership - --------------------- Information regarding ownership of common stock of the Company: (a) Amount beneficially owned: 54,336,127 (b) Percent of class: 26.51% (c) Number of shares as to which the person has: (i) Sole power to vote or direct the vote: (ii) Shared power to vote or to direct the vote: 54,336,127 (iii) Sole power to dispose or direct the disposition of: (iv) Shared power to dispose or to direct the disposition of: 54,336,127 SCHEDULE 13G CUSIP No. None Page 4 of 4 Pages ---------- -- -- As of December 31, 2000, the Publix Super Markets, Inc. Employee Stock Ownership Plan ("ESOP") was the beneficial owner, as that term is defined under Rule 13d-3 under the Securities Exchange Act of 1934, as amended, of a total of 54,336,127 shares of the Company's common stock or approximately 26.51% of the total outstanding shares of the Company's common stock. Changes that have occurred in the total number of shares of common stock held by the ESOP since the filing of the seventh amendment to the initial statement are reflected in Schedule 1 attached hereto. All such changes have been in accordance with the terms of the ESOP. Item 5. Ownership of Five Percent or Less of a Class - ----------------------------------------------------- Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person - ------------------------------------------------------------------------ Dividends paid on the Company's common stock and attributable to shares allocated to ESOP participants' accounts may be distributed to such participants as directed by the Trustee in accordance with the terms of the Publix Super Markets, Inc. Employee Stock Ownership Trust. Item 7. Identification and Classification of the Subsidiary Which Acquired the - ------------------------------------------------------------------------------- Security Being Reported on by the Parent Holding Company -------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Members of the Group - ------------------------------------------------------------------ Not applicable. Item 9. Notice of Dissolution of Group - --------------------------------------- Not applicable. Item 10. Certifications - ----------------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the statement is true, complete and correct. Dated: February 14, 2001 /s/ Hoyt R. Barnett ------------------------------ Hoyt R. Barnett, Trustee Publix Super Markets, Inc. Employee Stock Ownership Plan
SCHEDULE 1 SHARES HELD BY PUBLIX SUPER MARKETS, INC. EMPLOYEE STOCK OWNERSHIP PLAN Shares Shares Date Acquired Disposed of Balance Description of Transaction ---- -------- ----------- ------- -------------------------- Beginning Balance 57,613,331 Jan-00 105,653 57,507,678 Distributions to participants Feb-00 450,085 57,057,593 Distributions to participants Mar-00 2,997,651 60,055,244 Company contribution - Publix Super Markets, Inc. Mar-00 10,862 60,066,106 Company contribution - Publix Alabama, Inc. Mar-00 37,877 60,103,983 Special Company Contribution Mar-00 2,278 60,106,261 Special Company Contribution Mar-00 1,356,846 58,749,415 Distributions to participants May-00 1,004,545 57,744,870 Distributions to participants May-00 1 57,744,869 Partial share adjustment Jun-00 792,681 56,952,188 Distributions to participants Aug-00 642,219 56,309,969 Distributions to participants Sep-00 848,862 55,461,107 Distributions to participants Oct-00 -614 55,461,721 Reversal of hardship distribution Nov-00 729,858 54,731,863 Distributions to participants Dec-00 446,946 54,284,917 Distributions to participants Dec-00 51,210 54,336,127 Purchase --------- --------- 3,099,878 6,377,082 ========= =========
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