-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CHroKBdD1ZWeO9F9uJFFRjo7NKxuCxvbF4Rof9SUIC/8MchG6JdguEEz6aPhy557 kRQKpZ34erEzfJUfTeNqXg== 0000081061-97-000008.txt : 19970222 0000081061-97-000008.hdr.sgml : 19970222 ACCESSION NUMBER: 0000081061-97-000008 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIX SUPER MARKETS INC CENTRAL INDEX KEY: 0000081061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 590324412 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-38638 FILM NUMBER: 97533540 BUSINESS ADDRESS: STREET 1: PO BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802-0407 BUSINESS PHONE: 9416887407 MAIL ADDRESS: STREET 2: P O BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JENKINS HOWARD M / CENTRAL INDEX KEY: 0000904737 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: FL FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: P O BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 MAIL ADDRESS: STREET 1: P O BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 SC 13D 1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Publix Super Markets, Inc. (Name of Issuer) Common Stock, Par Value $1.00 Per Share (Title of Class of Securities) None (CUSIP Number) Tina P. Johnson, 1936 George Jenkins, Blvd., Lakeland, FL 33815 (941)688-1188 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 12/31/96 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box. Check the following box if a fee is being paid with this statement . (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class). (See Rule 13d-7). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 2 SCHEDULE 13D CUSIP No. None Page 2 of 4 Pages 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Howard M. Jenkins ###-##-#### 2 Check the Appropriate Box if A Member of a Group* (a) (b) 3 SEC Use Only 4 Source of Funds* 00 5 Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) N/A 6 Citizenship or Place of Organization United States Number of Shares 7 Sole Voting Power 2,964,593 Beneficially Owned By 8 Shared Voting Power 10,700,373 Each Reporting 9 Sole Dispositive Power 2,964,593 Person With 10 Shared Dispositive Power 10,700,373 11 Aggregate Amount Beneficially Owned by Each Reporting Person 13,664,966 12 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* N/A 13 Percent of Class Represented by Amount in Row 11 6.21% 14 Type of Reporting Person* IN 3 Continuation of Schedule 13D Page 3 of 4 Pages This statement is the sixth amendment to a statement on Schedule 13D filed with the Securities and Exchange Commission on August 7, 1987 (the "Initial Statement") by Howard M. Jenkins, with respect to the common stock, par value $1.00 per share (the "Common Stock"). The undersigned hereby amends Items 4 and 5 to read as follows. Item 4. Purpose of Transaction The changes in beneficial ownership since the filing of the last amendment are the result of: (1) capital contributions to a limited partnership as described below and (2) other changes as reflected on Schedule 1, attached hereto. On May 24, 1996, Howard Jenkins transferred 3,200,814 shares to the Meralex Limited Partnership by means of a capital contribution to further implement his personal estate planning. As part of the same planning on May 22, 1996, Mr. Jenkins transferred 42,486 shares to Jenkins-Baldwin Corporation (the General Partner of the Meralex L.P.), which in turn contributed 42,486 shares to Meralex L.P. on the same date. Item 5. Interest in Securities of the Issuer 1. Howard M. Jenkins (a) 13,664,966 shares of common stock, approximately 6.21% of the outstanding common stock. (b) Sole power to vote and sole power to dispose of 2,802,490 shares (owned by Mr. Jenkins individually and held directly); sole power to vote and sole power to dispose of 113,289 shares (owned by the Barnett Children's Trust, Howard Jenkins as Trustee); sole power to vote and sole power to dispose of 17,762 shares (owned by the Wesley Robinson Barnett Trust, Howard Jenkins as Trustee); sole power to vote and sole power to dispose of 31,052 shares (owned by the Nicholas Jenkins Barnett Trust, Howard Jenkins as Trustee); shared power to vote and shared power to dispose of 10,700,373 shares (owned by Meralex L.P.). Mr. Jenkins is shown as having shared voting and shared dispositive power for the 10,700,373 shares held in the Meralex Limited Partnership. The General Partner of the Partnership, with control over voting and disposition of shares, is Jenkins-Baldwin Corporation, a Delaware corporation, with a principal address of Suite 800, East Tower 5001, Spring Valley Road, Dallas, Texas, 75244-3942. Mr. Jenkins, Benjamin West, James Howard and George Patterson are the stockholders of the Jenkins-Baldwin Corporation. (c) See item 4 above. 4 Continuation of Schedule 13D Page 4 of 4 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Howard M. Jenkins Howard M. Jenkins Date: February 11, 1997 SCHEDULE 1
Shares owned by Howard M. Jenkins Shares Shares Price Description of Date Acquired Disposed Of (If Applicable) Transaction - ------------- ---------- ------------- ---------------- -------------- 2/28/96 696,065 distribution from Two Year Grantor Retained Annuity Trust 3/7/96 463 gift 7/19/96 213,556 distribution from Two Year Grantor Retained Annuity Trust 8/7/96 213,556 20.00 sale 12/30/96 44,338 gift
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