-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KD3br5tflc7zh45wt8nPQ++Hv8kjPeB4G2x8vZDWXDURKXLtHJuuCvTP+K33XCT1 SLicGODaUeiL4esf2XbbBA== 0000081061-00-000004.txt : 20000215 0000081061-00-000004.hdr.sgml : 20000215 ACCESSION NUMBER: 0000081061-00-000004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIX SUPER MARKETS INC CENTRAL INDEX KEY: 0000081061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 590324412 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-38638 FILM NUMBER: 539113 BUSINESS ADDRESS: STREET 1: PO BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802-0407 BUSINESS PHONE: 9416887407 MAIL ADDRESS: STREET 1: P O BOX 407 STREET 2: P O BOX 407 CITY: LAKELAND STATE: FL ZIP: 33802 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIX SUPER MARKETS INC EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0000926047 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: FL FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 407 CITY: LAKELAND STATE: FL ZIP: 33801 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Publix Super Markets, Inc. -------------------------- (Name of Issuer) Common Stock, Par Value $1.00 Per Share --------------------------------------- (Title of Class of Securities) None -------------- (CUSIP Number) Check the following box if a fee is being paid with this statement . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class). (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 SCHEDULE 13G CUSIP No. None Page 2 of 4 Pages ---------- --- --- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Publix Super Markets, Inc. Employee Stock Ownership Plan and Trust 59-1673419 2 Check the Appropriate Box if A Member of a Group* (a) --- (b) --- 3 SEC Use Only 4 Citizenship or Place of Organization Employee Benefit Plan (Florida) Number of Shares 5 Sole Voting Power Beneficially Owned By 6 Shared Voting Power 57,613,331 Each Reporting 7 Sole Dispositive Power Person With 8 Shared Dispositive Power 57,613,331 9 Aggregate Amount Beneficially Owned by Each Reporting Person 57,613,331 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* 11 Percent of Class Represented by Amount in Row 9 26.68% 12 Type of Reporting Person* EP Continuation of Schedule 13G Page 3 of 4 Pages - -------------------------------------------------------------------------------- This statement is the seventh amendment to a statement on Schedule 13G filed with the Securities and Exchange Commission on February 10, 1993, by Hoyt R. Barnett as Trustee of the Publix Super Markets, Inc. Employee Stock Ownership Plan and Trust (ESOP). The undersigned hereby amends Item 4 of the sixth amendment to read as follows. Item 4. Ownership. - ------------------ As of December 31, 1999, the ESOP was the "beneficial owner", as that term is defined under Rule 13d-3 under the Securities Act of 1934, of a total of 57,613,331 shares of the Company's common stock or approximately 26.68% of the total outstanding shares of the Company's common stock. Information appearing on page two of this Schedule indicates the number of shares over which the ESOP exercises voting and investment power and the extent of such investment and voting power. For information concerning the exercise of voting and investment power in respect of shares of the Company's common stock held in the ESOP, see "Item 6. Ownership of Five Percent or More on Behalf of Another Person." Changes that have occurred since the filing of the sixth amendment in the total number of shares of common stock on deposit in the ESOP are reflected in Schedule 1, attached hereto. All such changes have been in accordance with the terms of the ESOP. Continuation of Schedule 13G Page 4 of 4 Pages - ------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief of the ESOP, the ESOP hereby certifies that the information set forth in this Schedule is true, complete and correct and that the ESOP has caused this Schedule to be signed on its behalf by the undersigned Trustee, thereunto duly authorized. PUBLIX SUPER MARKETS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST By: /s/ Hoyt R. Barnett -------------------------- Hoyt R. Barnett, Trustee Date: February 11, 2000 SCHEDULE 1
SHARES ON DEPOSIT IN PUBLIX SUPER MARKETS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST Shares Shares Date Acquired Disposed of Description of Transaction ---- -------- ----------- -------------------------- Jan-99 201,770 paid out to participants Feb-99 288,579 paid out to participants Feb-99 3,229 purchased Feb-99 782,239 company contribution Mar-99 149,353 paid out to participants Apr-99 209,762 paid out to participants May-99 190,237 paid out to participants Jun-99 194,315 paid out to participants Jul-99 235,849 paid out to participants Aug-99 172,978 paid out to participants Sep-99 230,041 paid out to participants Oct-99 229,382 paid out to participants Nov-99 200,405 paid out to participants Nov-99 818,157 company contribution Dec-99 485,790 paid out to participants Dec-99 6,400 purchased Dec-99 26,272,224 merge of Profit Sharing ---------- --------- 27,882,249 2,788,461 ========== =========
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