0001752724-21-047994.txt : 20210310
0001752724-21-047994.hdr.sgml : 20210310
20210310123207
ACCESSION NUMBER: 0001752724-21-047994
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210310
DATE AS OF CHANGE: 20210310
EFFECTIVENESS DATE: 20210310
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEUTSCHE DWS VARIABLE SERIES II
CENTRAL INDEX KEY: 0000810573
IRS NUMBER: 810105002
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05002
FILM NUMBER: 21728881
BUSINESS ADDRESS:
STREET 1: 875 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-6225
BUSINESS PHONE: 212-454-4500
MAIL ADDRESS:
STREET 1: 875 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-6225
FORMER COMPANY:
FORMER CONFORMED NAME: DEUTSCHE VARIABLE SERIES II
DATE OF NAME CHANGE: 20140811
FORMER COMPANY:
FORMER CONFORMED NAME: DWS VARIABLE SERIES II
DATE OF NAME CHANGE: 20060303
FORMER COMPANY:
FORMER CONFORMED NAME: SCUDDER VARIABLE SERIES II
DATE OF NAME CHANGE: 20010501
0000810573
S000006254
DWS Global Equity VIP
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DWS CROCI U.S. VIP
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Class B
0000810573
S000006258
DWS Government Money Market VIP
C000017210
Class A
0000810573
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DWS Small Mid Cap Growth VIP
C000017214
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DWS Multisector Income VIP
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Class A
0000810573
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DWS Global Income Builder VIP
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Class B
0000810573
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DWS Small Mid Cap Value VIP
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Class A
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Class B
0000810573
S000006276
DWS International Growth VIP
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Class A
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Class B
0000810573
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DWS Government & Agency Securities VIP
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Class A
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Class B
0000810573
S000006280
DWS High Income VIP
C000017251
Class A
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Class B
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S000023653
DWS Alternative Asset Allocation VIP
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N-CEN
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DEUTSCHE DWS VARIABLE SERIES II
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875 Third Avenue
NEW YORK
10022-6225
US-NY
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212-454-4500
DST Systems, Inc.
333 West 11th Street
Kansas City
64105-1628
816-435-8655
Book and records related to sub-transfer agency services and shareholder services.
Iron Mountain Incorporated
12646 NW 115th Avenue
Medley
33178-3179
773-579-6210
General books and records related to Registrant.
Brown Brothers Harriman & Co.
50 Post Office Square
Boston
02110-1543
617-772-1818
Book and records related to custodian and accounting services.
DWS Distributors, Inc.
222 South Riverside Plaza
Chicago
60606-5808
312-537-4511
Book and records related to distributor services.
DWS Investment Management Americas, Inc.
5022 Gate Parkway
Jacksonville
32256-7019
904-645-1070
Book and records related to advisory and administrative services.
State Street Bank and Trust Company
State Street Financial Center
One Lincoln Street
Boston
02111-2900
617-786-3000
Book and records related to custodian, accounting and sub-administrator services.
RREEF America L.L.C.
222 South Riverside Plaza
Chicago
60606-5808
312-266-9300
Book and records related to sub-advisory services.
DWS Investment Management Americas, Inc.
875 Third Avenue
New York
10022-6225
212-454-4500
Book and records related to advisory and administrative services.
DWS Investment Management Americas, Inc.
100 Summer Street
Boston
02110-2146
617-295-1000
Book and records related to advisory and administrative services.
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Dr. Richard J. Herring
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William McClayton
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John W. Ballantine
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Rebecca W. Rimel
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Keith R. Fox, CFA
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William N. Searcy, Jr.
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Scott D. Hogan
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Brown Brothers Harriman & Co.
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Revenue sharing split
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Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
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DWS Investment Management Americas, Inc.
801-252
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DWS Service Company
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Y
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DST Systems, Inc.
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N
Y
N
ICE Data Services, Inc.
13-3668779
Tax ID
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IHS Markit Ltd.
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GB
N
Refinitiv US Holdings Inc.
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N
N
RBC Investor Services Trust
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CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch)
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N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
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N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of Taiwan
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TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (London, GB, Branch)
E57ODZWZ7FF32TWEFA76
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Utrecht, Utrecht, NL, Branch)
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (China) Limited
549300VGE7QN15BPTZ72
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Continental Europe (Athens, Attica, GR, Branch)
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GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
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AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited (Singapore, SG, Branch)
2HI3YI5320L3RW6NJ957
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS Bank
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank PLC
MP6I5ZYZBEU3UXPYFY54
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Lisbon, Lisboa, PT, Branch)
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Abp
529900ODI3047E2LIV03
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Taguig City, Metro Manila, PH, Branch)
2HI3YI5320L3RW6NJ957
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Bangkok, Bangkok, TH, Branch)
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch)
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Jakarta, Jakarta, ID, Branch)
E57ODZWZ7FF32TWEFA76
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch)
549300WCGB70D06XZS54
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentaria Sociedad Anonima
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Mumbai, Maharashtra, IN, Branch)
E57ODZWZ7FF32TWEFA76
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Milan, Milano, IT, Branch)
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Brussels, Brussels-Capital, BE, Branch)
549300WCGB70D06XZS54
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DWS Service Company
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
N
DWS Investment Management Americas, Inc.
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Y
N
State Street Bank and Trust Company
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N
Y
N
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
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DWS Distributors, Inc. (New York, NY, US, Branch)
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Deutsche Securities Inc.
N/A
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JP
0.00000000
Deutsche Capital Markets Australia Limited
N/A
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529900J30GWJRSJWJL27
AU
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
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CZ
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Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
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IN
0.00000000
DWS Investments Hong Kong Limited
N/A
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HK
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
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529900SICIK5OVMVY186
ES
0.00000000
HGI (USA) Investments LLC
8-69176
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Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
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PH
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Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
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IN
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Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
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Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
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Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
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9J6MBOOO7BECTDTUZW19
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Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
ES
0.00000000
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0.00000000
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0.00000000
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0.00000000
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
52.89000000
BTG Pactual US Capital, LLC
8-68148
000149486
549300EUEDL5GKQW8U35
39.31000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
42.66000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
207.04000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
148.08000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
99.69000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
235.87000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
377.28000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
181.20000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
239.53000000
1744.59000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
159720.47000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
56796.58000000
Brown Brothers Harriman & Co.
N/A
000111231
5493006KMX1VFTPYPW14
7878822.55000000
8095339.60000000
Y
16647955.42000000
Committed
350000000.00000000
N
N
N
N
DWS Global Income Builder VIP
S000006265
5FZLOX5MTTGTXCTW6733
N
2
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
976749.28000000
12173.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 10f-3 (17 CFR 270.10f-3)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
AS SEB Pank
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch)
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Makati City, Metro Manila, PH, Branch)
RILFO74KP1CM8P6PCT96
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Jakarta, Jakarta, ID, Branch)
5493006AUYAO7LJWX552
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
ES
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0.00000000
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0.00000000
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0.00000000
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0.00000000
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0.00000000
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0.00000000
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0.00000000
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0.00000000
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0.00000000
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
38.19000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
2872.27000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
6156.68000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1800.33000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
5781.73000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
12216.94000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
542.58000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1242.30000000
30651.02000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
38181397.32000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
125500181.21000000
Daiwa Capital Markets America Inc.
8-12242
000001576
M67H5PRC0NQKM73ZAS82
6496302.85000000
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
2681645.98000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
7348165.83000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
9431600.87000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
20722439.01000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
43517595.37000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
25473148.44000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
7432034.72000000
310861555.66000000
N
119839903.28000000
Committed
350000000.00000000
N
N
N
DWS Government Money Market VIP
S000006258
549300X69V37VDYVWX11
N
1
0
0
Money Market Fund
Underlying fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0.00000000
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0.00000000
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
ES
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0.00000000
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0.00000000
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0.00000000
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0.00000000
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0.00000000
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
0.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
10348410.06000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
6702518.30000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
70250762.49000000
BMO Capital Markets Corp.
8-34344
000016686
RUC0QBLBRPRCU4W1NE59
4999650.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
52680714.64000000
Industrial and Commercial Bank of China Financial Services LLC
8-66471
000131487
5493003O0P1GJ0O8CI80
5999225.42000000
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
8186978791.48000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
8000996.14000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
4429482797.24000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
17749007.37000000
12799942776.08000000
N
157070730.79000000
Committed
350000000.00000000
N
N
N
DWS CROCI(R) U.S. VIP
S000006255
ESXHT0DJX0R3G9LR0N72
N
2
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
4214980.51000000
5430.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DWS Service Company
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
N
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0.00000000
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0.00000000
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
ES
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0.00000000
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0.00000000
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0.00000000
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0.00000000
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0.00000000
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0.00000000
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
6.04000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
26493.65000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
257.20000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
9921.43000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
12429.19000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
534.27000000
49641.78000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
23195731.47000000
23195731.47000000
N
126515517.60000000
Committed
350000000.00000000
N
N
N
N
DWS Small Mid Cap Value VIP
S000006269
8HN4E3XMYOF3YJY3GN33
N
2
0
0
Underlying fund
N
N
Y
N
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Revenue sharing split
2553143.40000000
93629.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0.00000000
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0.00000000
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0.00000000
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
ES
0.00000000
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0.00000000
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0.00000000
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
22078.97000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
24261.37000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
41963.53000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
878.25000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
1199.92000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
17252.45000000
107634.49000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
20024055.33000000
20024055.33000000
Y
77380530.84000000
Committed
350000000.00000000
N
N
N
N
DWS Alternative Asset Allocation VIP
S000023653
GQ5WPXZ58F53M4Z2IQ22
N
2
0
0
Fund of Funds
Underlying fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
RREEF America L.L.C.
801-55209
000109596
529900ETVH54K2OIRO19
Y
N
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DWS Service Company
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0.00000000
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0.00000000
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0.00000000
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0.00000000
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0.00000000
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0.00000000
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0.00000000
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
ES
0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0.00000000
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0.00000000
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0.00000000
0.00000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
487952639.73000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
91926176.59000000
Virtu Itg LLC
8-44218
000029299
549300S41SMIODVIT266
4400625.40000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
6811961.30000000
591091403.02000000
N
412187407.52000000
N
N
N
N
DWS High Income VIP
S000006280
K51EGN1IWH8SDPBCGW36
N
2
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
974531.32000000
1821.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 10f-3 (17 CFR 270.10f-3)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0.00000000
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0.00000000
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
ES
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0.00000000
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0.00000000
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0.00000000
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0.00000000
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0.00000000
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0.00000000
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0.00000000
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0.00000000
0.00000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
55421240.74000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
7904223.04000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
4122462.34000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
11419312.62000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
2892341.10000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
6920243.28000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
8099316.81000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
10312436.60000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
5063230.70000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
23486703.75000000
149391237.32000000
N
52253080.20000000
Committed
350000000.00000000
N
N
N
DWS Global Equity VIP
S000006254
NQH2HHPFWG5507YRN156
N
1
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
348863.14000000
6859.00000000
Rule 10f-3 (17 CFR 270.10f-3)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
BNP Paribas Securities Services (Utrecht, Utrecht, NL, Branch)
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch)
RILFO74KP1CM8P6PCT96
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Continental Europe (Athens, Attica, GR, Branch)
F0HUI1NY1AZMJMD8LP67
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Singapore, SG, Branch)
2HI3YI5320L3RW6NJ957
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Jakarta, Jakarta, ID, Branch)
E57ODZWZ7FF32TWEFA76
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
549300NIVXF92ZIOVW61
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS Bank
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Brussels, Brussels-Capital, BE, Branch)
549300WCGB70D06XZS54
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Abp
529900ODI3047E2LIV03
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Taguig City, Metro Manila, PH, Branch)
2HI3YI5320L3RW6NJ957
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Milan, Milano, IT, Branch)
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (London, GB, Branch)
E57ODZWZ7FF32TWEFA76
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank PLC
MP6I5ZYZBEU3UXPYFY54
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch)
549300WCGB70D06XZS54
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Prague, Prague, CZ, Branch)
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Bangkok, Bangkok, TH, Branch)
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Standard Chartered Bank (China) Limited
549300VGE7QN15BPTZ72
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Lisbon, Lisboa, PT, Branch)
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentaria Sociedad Anonima
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of Taiwan
549300QBHSCPTZ7YV010
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC Investor Services Trust
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0.00000000
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0.00000000
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0.00000000
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0.00000000
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0.00000000
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0.00000000
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0.00000000
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
ES
0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
316.64000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
822.66000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
300.91000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
891.60000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
232.91000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
16.34000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
411.03000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
220.09000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
521.08000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
541.65000000
4287.17000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
20568.00000000
Brown Brothers Harriman & Co.
N/A
000111231
5493006KMX1VFTPYPW14
10745719.56000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
162497.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
582414.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
105543.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
8484.00000000
11625225.56000000
Y
28710596.20000000
Committed
350000000.00000000
N
N
N
N
DWS Small Mid Cap Growth VIP
S000006260
0OZ934O2UM8WQZ3ZKH96
N
1
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
3168987.23000000
27589.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 10f-3 (17 CFR 270.10f-3)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DWS Service Company
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
ES
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0.00000000
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0.00000000
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0.00000000
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0.00000000
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0.00000000
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0.00000000
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0.00000000
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0.00000000
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0.00000000
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1794.45000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
5159.54000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
512.00000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
3910.01000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
265.17000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
1561.90000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
178.91000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1886.58000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
325.75000000
Jones & Associates, Inc.
8-26089
000006888
00000000000000000000
105.98000000
15895.16000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
220453.62000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
17082906.92000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
69561.00000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
86940.00000000
17459861.54000000
Y
59810816.15000000
Committed
350000000.00000000
N
N
N
N
true
true
INTERNAL CONTROL RPT
2
NCEN_504894478676755.txt
Report of Independent Registered Public
Accounting Firm
To the Board of Trustees of Deutsche DWS
Variable Series II and Shareholders of DWS
Global Income Builder VIP, DWS Small Mid
Cap Value VIP, DWS International Growth VIP,
DWS High Income VIP, DWS Global Equity
VIP, DWS CROCI(r) U.S. VIP, DWS
Government Money Market VIP, DWS Small
Mid Cap Growth VIP and DWS Alternative
Asset Allocation VIP:
In planning and performing our audit of the
financial statements of DWS Global Income
Builder VIP, DWS Small Mid Cap Value VIP,
DWS International Growth VIP, DWS High
Income VIP, DWS Global Equity VIP, DWS
CROCI(r) U.S. VIP, DWS Government Money
Market VIP, DWS Small Mid Cap Growth VIP
and DWS Alternative Asset Allocation VIP (the
"Funds") (nine of the funds constituting
Deutsche DWS Variable Series II (the "Trust"),
as of and for the year ended December 31, 2020,
in accordance with the standards of the Public
Company Accounting Oversight Board (United
States), we considered the Trust's internal
control over financial reporting, including
controls over safeguarding securities, as a basis
for designing our auditing procedures for the
purpose of expressing our opinion on the
financial statements and to comply with the
requirements of Form N-CEN, but not for the
purpose of expressing an opinion on the
effectiveness of the Trust's internal control over
financial reporting. Accordingly, we express no
such opinion.
The management of the Trust is responsible for
establishing and maintaining effective internal
control over financial reporting. In fulfilling this
responsibility, estimates and judgments by
management are required to assess the expected
benefits and related costs of controls. A
company's internal control over financial
reporting is a process designed to provide
reasonable assurance regarding the reliability of
financial reporting and the preparation of
financial statements for external purposes in
accordance with U.S. generally accepted
accounting principles. A company's internal
control over financial reporting includes those
policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail,
accurately and fairly reflect the transactions and
dispositions of the assets of the company; (2)
provide reasonable assurance that transactions
are recorded as necessary to permit preparation
of financial statements in accordance with U.S.
generally accepted accounting principles, and
that receipts and expenditures of the company
are being made only in accordance with
authorizations of management and directors of
the company; and (3) provide reasonable
assurance regarding prevention or timely
detection of unauthorized acquisition, use or
disposition of a company's assets that could
have a material effect on the financial
statements.
Because of its inherent limitations, internal
control over financial reporting may not prevent
or detect misstatements. Also, projections of any
evaluation of effectiveness to future periods are
subject to the risk that controls may become
inadequate because of changes in conditions, or
that the degree of compliance with the policies
or procedures may deteriorate.
A deficiency in internal control over financial
reporting exists when the design or operation of
a control does not allow management or
employees, in the normal course of performing
their assigned functions, to prevent or detect
misstatements on a timely basis. A material
weakness is a deficiency, or a combination of
deficiencies, in internal control over financial
reporting, such that there is a reasonable
possibility that a material misstatement of the
company's annual or interim financial
statements will not be prevented or detected on a
timely basis.
Our consideration of the Trust's internal control
over financial reporting was for the limited
purpose described in the first paragraph and
would not necessarily disclose all deficiencies in
internal control that might be material
weaknesses under standards established by the
Public Company Accounting Oversight Board
(United States). However, we noted no
deficiencies in the Trust's internal control over
financial reporting and its operation, including
controls over safeguarding securities that we
consider to be a material weakness as defined
above as of December 31, 2020.
This report is intended solely for the information
and use of management and the Board of
Trustees of Deutsche DWS Variable Series II
and the Securities and Exchange Commission
and is not intended to be and should not be used
by anyone other than these specified parties.
/s/ Ernst & Young LLP
Boston, Massachusetts
February 12, 2021
LEGAL PROCEEDINGS
3
NCEN_8643156443612295.txt
Item G.1.a.i - Deutsche DWS Variable Series II
(formerly DWS Variable Series II)
On December 7, 2010, Deutsche DWS Variable
Series II (formerly DWS Variable Series II) (the
"Trust") was named as a defendant in the First
Amended Complaint filed by the Official
Committee of Unsecured Creditors in the U.S.
Bankruptcy Court for the District of Delaware in the
lawsuit styled Official Committee of Unsecured
Creditors of Tribune Company, et al., v. Fitzsimons
et al. (the "Lawsuit"). The Lawsuit arises out of a
leveraged buyout transaction ("LBO") in 2007 by
which loans were made to the Tribune Company to
fund the LBO and shares of the Tribune Company
held by shareholders were tendered for or were
converted to a right to receive cash. Following the
completion of the LBO in 2007, the Tribune
Company filed for bankruptcy. The Lawsuit seeks
to recover all payments made to the shareholders in
the LBO. The Lawsuit has been consolidated in a
multi-district litigation (the "Tribune MDL") in the
United States District Court for the Southern
District of New York, case no. 12-MC-2296 (the
"District Court"). At the outset of the Lawsuit, the
District Court issued a scheduling order which
stayed all substantive proceedings in the Lawsuit
until after the decision on motions to dismiss based
on certain defenses common to the defendants filed
in related cases.
On September 23, 2013, the District Court entered
an order granting the defendants' motion to dismiss
in certain of those related cases (the "Bondholder
Actions") due to the pendency of the Lawsuit
seeking recoveries on similar grounds, and the
plaintiffs in Bondholder Actions appealed that order
to the United States Court of Appeals for the
Second Circuit. On April 25, 2014, the District
Court entered an order governing the upcoming
stage of the Lawsuit, which directed Ropes & Gray,
as Liaison Counsel to the Shareholder Defendants,
to file a global motion to dismiss (the "Global
Motion to Dismiss") the Lawsuit on behalf of all
shareholder defendants named in Exhibit A to the
current Fifth Amended Complaint (including the
Trust). The Global Motion to Dismiss was filed on
May 23, 2014.
On March 29, 2016, the Second Circuit, in a
unanimous opinion, affirmed the District Court's
dismissal of the Bondholder Actions. The
Bondholder Actions plaintiffs subsequently filed a
petition for rehearing, which the Second Circuit
denied on July 22, 2016. On September 9, 2016,
the Bondholder Actions plaintiffs filed a petition for
a writ of certiorari of the Second Circuit's decision
in the U.S. Supreme Court.
On January 6, 2017, the District Court granted the
Global Motion to Dismiss, dismissing the only
claim asserted against the shareholder defendants
named in the Lawsuit, and denied the plaintiff's
request for leave to amend the Complaint.
On April 3, 2018, Supreme Court Justices Kennedy
and Thomas issued a Statement indicating that
consideration of the petition for certiorari in the
Bondholder Actions "will be deferred for an
additional period of time" because of the possibility
that "there might not be a quorum" of Justices
available to consider those cases. The Statement
also said that this deferral would allow the Second
Circuit or the District Court to consider whether to
recall the mandate, entertain a motion to vacate the
earlier judgment, or provide any other available
relief in light of the Supreme Court's decision in
another case, FTI Consulting, Inc. v. Merit
Management Group, 830 F.3d 690 (7th Cir. 2016)
("Merit Mgmt."). On April 10, 2018, the
Bondholder Actions plaintiffs filed a motion
requesting that the Second Circuit recall its
mandate, vacate its affirmation of the District
Court's dismissal of their claims, and remand the
Bondholder Actions to the District Court for further
proceedings. On May 15, 2018, the Second
Circuit granted plaintiffs' motion to recall the
court's mandate "in anticipation of further panel
review." On December 19, 2019, the Second Circuit
affirmed its prior dismissal of the Bondholder
Actions plaintiffs' claims, notwithstanding the
Supreme Court's decision in Merit Mgmt. On
January 2, 2020, the Bondholder Actions plaintiffs
filed a motion requesting that the Second Circuit
panel reconsider that ruling or that the full Second
Circuit review the opinion en banc (the
"Reconsideration Motion"). On February 6, 2020,
the Second Circuit denied the Reconsideration
Motion. On July 6, 2020, the plaintiffs filed a
further petition for a writ of certiorari in the U.S.
Supreme Court. The defendants filed a brief in
opposition with the U.S. Supreme Court on August
26, 2020. The plaintiffs filed a reply brief with the
U.S. Supreme Court on September 8, 2020. By
order dated October 5, 2020, the U.S. Supreme
Court (with Justice Alito recused) invited the U.S.
Solicitor General to file a brief expressing the
Solicitor General's views on the petition for a writ
of certiorari. The Solicitor General is likely to file
the invited brief no later than early summer 2021.
On April 4, 2019, the plaintiff in the Lawsuit filed a
motion to amend his complaint to add constructive
fraudulent conveyance claims against shareholder
defendants based on an alleged change in governing
law resulting from the Supreme Court's decision in
Merit Mgmt. On April 23, 2019, the District Court
denied that motion. On July 15, 2019, the plaintiff
in the Lawsuit filed a notice of appeal to the Second
Circuit for these District Court rulings in the
Lawsuit. The parties have briefed the issues on
appeal, and the Second Circuit heard oral argument
on August 24, 2020. This appeal remains pending
before the Second Circuit.
We express no opinion on the likely outcome of
these matters. Management is currently assessing
the Lawsuit and has not yet determined the effect, if
any, on any series of the Trust.