0001752724-20-047345.txt : 20200309
0001752724-20-047345.hdr.sgml : 20200309
20200309153154
ACCESSION NUMBER: 0001752724-20-047345
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200309
DATE AS OF CHANGE: 20200309
EFFECTIVENESS DATE: 20200309
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEUTSCHE DWS VARIABLE SERIES II
CENTRAL INDEX KEY: 0000810573
IRS NUMBER: 810105002
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05002
FILM NUMBER: 20697811
BUSINESS ADDRESS:
STREET 1: 875 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-6225
BUSINESS PHONE: 212-454-4500
MAIL ADDRESS:
STREET 1: 875 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-6225
FORMER COMPANY:
FORMER CONFORMED NAME: DEUTSCHE VARIABLE SERIES II
DATE OF NAME CHANGE: 20140811
FORMER COMPANY:
FORMER CONFORMED NAME: DWS VARIABLE SERIES II
DATE OF NAME CHANGE: 20060303
FORMER COMPANY:
FORMER CONFORMED NAME: SCUDDER VARIABLE SERIES II
DATE OF NAME CHANGE: 20010501
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DWS CROCI U.S. VIP
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DWS Government Money Market VIP
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Class A
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DWS Small Mid Cap Growth VIP
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DWS Multisector Income VIP
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DWS Global Income Builder VIP
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Class B
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DWS Small Mid Cap Value VIP
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DWS International Growth VIP
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Class A
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DWS Government & Agency Securities VIP
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Class A
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Class B
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DWS High Income VIP
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Class A
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Class B
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DWS Alternative Asset Allocation VIP
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N-CEN
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875 Third Avenue
NEW YORK
10022-6225
US-NY
US
212-454-4500
DWS Distributors, Inc.
222 South Riverside Plaza
Chicago
60606-5808
312-537-4511
Book and records related to distributor services.
DWS Investment Management Americas, Inc.
5022 Gate Parkway
Jacksonville
32256-7019
904-645-1070
Book and records related to advisory and administrative services.
RREEF America L.L.C.
222 South Riverside Plaza
Chicago
60606-5808
312-266-9300
Book and records related to sub-advisory services.
Brown Brothers Harriman & Co.
50 Post Office Square
Boston
02110-1543
617-772-1818
Book and records related to custody and accounting services.
State Street Bank and Trust Company
State Street Financial Center
One Lincoln Street
Boston
02111-2900
617-786-3000
Book and records related to custodian, accounting and sub-administrator services.
DWS Investment Management Americas, Inc.
875 Third Avenue
New York
10022-6225
212-454-4500
Book and records related to advisory and administrative services.
Iron Mountain Incorporated
12646 NW 115th Avenue
Medley
33178-3179
773-579-6210
General books and records related to Registrant.
DST Systems, Inc.
333 West 11th Street
Kansas City
64105-1628
816-435-8655
Book and records related to sub-transfer agency services and shareholder services.
DWS Investment Management Americas, Inc.
One International Place
Boston
02110-2618
617-295-1000
Book and records related to advisory and administrative services.
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DWS International Growth VIP
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Brown Brothers Harriman & Co.
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N
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Revenue sharing split
387114.47000000
11826.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
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DWS Investment Management Americas, Inc.
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DWS Service Company
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DST Systems, Inc.
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Refinitiv US Holdings Inc.
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State Street Bank and Trust Company
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IHS Markit Ltd.
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GB
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ICE Data Services, Inc.
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Tax ID
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The Hongkong And Shanghai Banking Corporation Limited
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HK
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Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
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Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (China) Limited
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CN
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Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
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SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad
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MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Abp
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FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentaria Sociedad Anonima
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ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch)
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ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
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KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
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TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas (Brussels, Brussels-Capital, BE, Branch)
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BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC France (Athens, Attica, GR, Branch)
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GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
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AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Mumbai, Maharashtra, IN, Branch)
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IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas (Lisbon, Lisboa, PT, Branch)
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited (Taguig City, Metro Manila, PH, Branch)
2HI3YI5320L3RW6NJ957
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited (Singapore, SG, Branch)
2HI3YI5320L3RW6NJ957
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS Bank
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FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of Taiwan
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TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
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Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank PLC
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Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Jakarta, Jakarta, ID, Branch)
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N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
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NO
N
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Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
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MX
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Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
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Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
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HU
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Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch)
549300WCGB70D06XZS54
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (London, GB, Branch)
E57ODZWZ7FF32TWEFA76
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
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BR
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Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Utrecht, Utrecht, NL, Branch)
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC Investor Services Trust
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch)
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited (Bangkok, Bangkok, TH, Branch)
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas (Milan, Milano, IT, Branch)
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Systems, Inc.
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N
Y
DWS Service Company
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DWS Investment Management Americas, Inc.
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State Street Bank and Trust Company
571474TGEMMWANRLN572
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Craigs Investment Partners Limited
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Harvest Global Investments Limited
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Deutsche Securities Saudi Arabia LLC
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DB Strategic Advisors, Inc.
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Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
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Deutsche Oppenheim Family Office AG
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DWS Distributors, Inc.
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Deutsche Securities Asia Limited
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PT Deutsche Verdhana Indonesia
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Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
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Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
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Deutsche Bank Securities Limited
N/A
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DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
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Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
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Limited Liability Company 'Deutsche Bank'
N/A
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Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
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Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
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Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
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7LTWFZYICNSX8D621K86
CZ
0
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
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7LTWFZYICNSX8D621K86
GR
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Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
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Deutsche Securities Inc.
N/A
000000000
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JP
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Deutsche Bank Securities Inc.
8-17822
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Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
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Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
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TH
0
DWS Investments Hong Kong Limited
N/A
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HK
0
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
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Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
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Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
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PT Deutsche Securities Indonesia
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DWS Distributors, Inc. (New York, NY, US, Branch)
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Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
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Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
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Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
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HGI (USA) Investments LLC
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Deutsche Bank Societa per Azioni
N/A
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IT
0
Deutsche Securities Korea Co., Ltd
N/A
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529900J0N5FYROZOL786
KR
0
Deutsche Securities Australia Limited
N/A
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529900JDL9OTL8IG2U56
AU
0
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
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9J6MBOOO7BECTDTUZW19
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Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
000000000
529900D90NAWLSQNTI12
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Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
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Deutsche Securities SA
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Deutsche Bank, Sociedad Anonima Espanola
N/A
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Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
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529900G9Z4I79FGUE649
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Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
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Deutsche Regis Partners, Inc.
N/A
000000000
254900HRLJFNOZBOK921
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Deutsche Bank Aktiengesellschaft
N/A
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Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
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Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
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Deutsche Securities Venezuela S.A.
N/A
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Deutsche Equities India Private Limited
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Powers Pty. Ltd.
N/A
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AU
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DWS Investments Japan Limited
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Deutsche Securities (Pty) Ltd
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DB International (Asia) Limited
N/A
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Goldman Sachs & Co. LLC
8-129
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UBS Securities LLC
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127.84
Societe Generale
N/A
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FR
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J.P. Morgan Securities LLC
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Credit Suisse Securities (USA) LLC
8-422
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1V8Y6QCX6YMJ2OELII46
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BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
94.18
Morgan Stanley & Co. LLC
8-15869
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9R7GPTSO7KV3UQJZQ078
313.79
Citigroup Global Markets Inc.
8-8177
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MBNUM2BPBDO7JBLYG310
208.61
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
43.1
Instinet, LLC
8-23669
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549300MGMN3RKMU8FT57
214.9
1528.98
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
195752.53
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
122930.31
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
128355
Brown Brothers Harriman & Co.
N/A
000111231
5493006KMX1VFTPYPW14
8228108.21
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
178057.15
Credit Suisse Securities (USA) LLC
8-422
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1V8Y6QCX6YMJ2OELII46
56525
Parrot
N/A
000000000
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FR
20.84
8909749.04
Y
16249470.97
Committed
400000000
N
N
N
N
DWS Alternative Asset Allocation VIP
S000023653
GQ5WPXZ58F53M4Z2IQ22
N
2
0
0
Fund of Funds
Underlying fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
RREEF America L.L.C.
801-55209
000109596
529900ETVH54K2OIRO19
Y
N
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DWS Service Company
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0
PT Deutsche Securities Indonesia
N/A
000000000
529900BYFVEGGOM24P36
ID
0
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
000000000
529900D90NAWLSQNTI12
SG
0
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0
Deutsche Securities (Pty) Ltd
N/A
000000000
529900HNLCDM7X1RJ063
ZA
0
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0
Powers Pty. Ltd.
N/A
000000000
00000000000000000000
AU
0
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0
Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
000000000
529900D90NAWLSQNTI12
TW
0
Deutsche Regis Partners, Inc.
N/A
000000000
254900HRLJFNOZBOK921
PH
0
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities SA
N/A
000000000
0000000000
ES
0
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Craigs Investment Partners Limited
N/A
000000000
254900O8DEEDCQZFLK81
NZ
0
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0
Deutsche Securities Venezuela S.A.
N/A
000000000
529900J4VEUT0ZZXYH41
VE
0
PT Deutsche Verdhana Indonesia
N/A
000000000
00000000000000000000
ID
0
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
000000000
7890004KOVES3T55GW95
TR
0
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0
0
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
10370872.22
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
336969491.96
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
14345464.66
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
62598954
424284782.84
N
309085560.52
N
N
N
N
DWS Multisector Income VIP
S000006261
L42VKTUVLW5KYI555498
N
1
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
210091.76000000
2507.00000000
Rule 10f-3 (17 CFR 270.10f-3)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DWS Alternatives Global Limited
801-66274
000139526
635400VPPM8R1SOESU52
GB
2019-05-16
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Jakarta, Jakarta, ID, Branch)
5493006AUYAO7LJWX552
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0
Deutsche Securities Venezuela S.A.
N/A
000000000
529900J4VEUT0ZZXYH41
VE
0
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
PT Deutsche Verdhana Indonesia
N/A
000000000
00000000000000000000
ID
0
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities (Pty) Ltd
N/A
000000000
529900HNLCDM7X1RJ063
ZA
0
PT Deutsche Securities Indonesia
N/A
000000000
529900BYFVEGGOM24P36
ID
0
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
000000000
529900D90NAWLSQNTI12
TW
0
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0
Deutsche Securities SA
N/A
000000000
0000000000
ES
0
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
000000000
7890004KOVES3T55GW95
TR
0
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
000000000
529900D90NAWLSQNTI12
SG
0
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0
Deutsche Regis Partners, Inc.
N/A
000000000
254900HRLJFNOZBOK921
PH
0
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0
Powers Pty. Ltd.
N/A
000000000
00000000000000000000
AU
0
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Craigs Investment Partners Limited
N/A
000000000
254900O8DEEDCQZFLK81
NZ
0
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
368.65
368.65
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
1067439.43
Credit Agricole Securities (USA) Inc.
8-13753
000000190
549300WO2DKF0Q3YMV43
1337317.58
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
7625361.14
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
4519433.23
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
3604120.85
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
1923713.01
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
1291348.08
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
2762916.18
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
13676015.36
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
3390430.54
44903039.69
N
8697552.05
Committed
400000000
N
N
N
N
DWS Government & Agency Securities VIP
S000006277
LB26HMBEOLBCJESKAH06
N
2
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 10f-3 (17 CFR 270.10f-3)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0
Deutsche Securities Venezuela S.A.
N/A
000000000
529900J4VEUT0ZZXYH41
VE
0
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Craigs Investment Partners Limited
N/A
000000000
254900O8DEEDCQZFLK81
NZ
0
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0
PT Deutsche Securities Indonesia
N/A
000000000
529900BYFVEGGOM24P36
ID
0
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
000000000
529900D90NAWLSQNTI12
TW
0
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities SA
N/A
000000000
0000000000
ES
0
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Securities (Pty) Ltd
N/A
000000000
529900HNLCDM7X1RJ063
ZA
0
PT Deutsche Verdhana Indonesia
N/A
000000000
00000000000000000000
ID
0
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0
Deutsche Regis Partners, Inc.
N/A
000000000
254900HRLJFNOZBOK921
PH
0
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
000000000
7890004KOVES3T55GW95
TR
0
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
000000000
529900D90NAWLSQNTI12
SG
0
Powers Pty. Ltd.
N/A
000000000
00000000000000000000
AU
0
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
2623.57
2623.57
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
71047661.28
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
59864752.31
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
44746252.7
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
23240666.99
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
64950954.25
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
32235323.72
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
57753153.98
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
21266853.84
Daiwa Capital Markets America Inc.
8-12242
000001576
M67H5PRC0NQKM73ZAS82
14691824.21
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
80407631.4
489575319.95
N
35757165.78
Committed
400000000
N
N
N
N
DWS CROCI(R) U.S. VIP
S000006255
ESXHT0DJX0R3G9LR0N72
N
2
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
270628.89000000
341.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0
PT Deutsche Verdhana Indonesia
N/A
000000000
00000000000000000000
ID
0
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0
Deutsche Securities Venezuela S.A.
N/A
000000000
529900J4VEUT0ZZXYH41
VE
0
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0
Deutsche Regis Partners, Inc.
N/A
000000000
254900HRLJFNOZBOK921
PH
0
PT Deutsche Securities Indonesia
N/A
000000000
529900BYFVEGGOM24P36
ID
0
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
000000000
529900D90NAWLSQNTI12
SG
0
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Powers Pty. Ltd.
N/A
000000000
00000000000000000000
AU
0
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0
Deutsche Securities SA
N/A
000000000
0000000000
ES
0
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
000000000
7890004KOVES3T55GW95
TR
0
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Craigs Investment Partners Limited
N/A
000000000
254900O8DEEDCQZFLK81
NZ
0
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0
Deutsche Securities (Pty) Ltd
N/A
000000000
529900HNLCDM7X1RJ063
ZA
0
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
000000000
529900D90NAWLSQNTI12
TW
0
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
25472.97
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
13.25
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
365.5
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
10788.58
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
7813.94
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
482.45
44936.69
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
24996278.61
24996278.61
N
144909252.81
Committed
400000000
N
N
N
N
DWS Small Mid Cap Growth VIP
S000006260
0OZ934O2UM8WQZ3ZKH96
N
1
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
2497004.88000000
57317.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 10f-3 (17 CFR 270.10f-3)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Regis Partners, Inc.
N/A
000000000
254900HRLJFNOZBOK921
PH
0
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
000000000
529900D90NAWLSQNTI12
SG
0
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0
Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
000000000
529900D90NAWLSQNTI12
TW
0
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0
PT Deutsche Securities Indonesia
N/A
000000000
529900BYFVEGGOM24P36
ID
0
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0
Deutsche Securities Venezuela S.A.
N/A
000000000
529900J4VEUT0ZZXYH41
VE
0
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
PT Deutsche Verdhana Indonesia
N/A
000000000
00000000000000000000
ID
0
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
000000000
7890004KOVES3T55GW95
TR
0
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0
Deutsche Securities SA
N/A
000000000
0000000000
ES
0
Craigs Investment Partners Limited
N/A
000000000
254900O8DEEDCQZFLK81
NZ
0
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0
Deutsche Securities (Pty) Ltd
N/A
000000000
529900HNLCDM7X1RJ063
ZA
0
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0
Powers Pty. Ltd.
N/A
000000000
00000000000000000000
AU
0
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
4436.65
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1134.78
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
6206.83
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
7201.19
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
2431.03
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
2832.27
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
36.71
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
200.6
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1400.37
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
202.48
26090.41
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
13728
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
24633255.59
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
486738.75
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
5302
25139024.34
Y
66930551.13
Committed
400000000
N
N
N
N
DWS Global Equity VIP
S000006254
NQH2HHPFWG5507YRN156
N
1
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
826314.11000000
37844.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 10f-3 (17 CFR 270.10f-3)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
BNP Paribas (Brussels, Brussels-Capital, BE, Branch)
549300WCGB70D06XZS54
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas (Milan, Milano, IT, Branch)
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited (Bangkok, Bangkok, TH, Branch)
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas (Amsterdam, Noord Holland, NL, Branch)
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of Taiwan
549300QBHSCPTZ7YV010
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentaria Sociedad Anonima
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (China) Limited
549300VGE7QN15BPTZ72
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch)
RILFO74KP1CM8P6PCT96
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS Bank
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (London, GB, Branch)
E57ODZWZ7FF32TWEFA76
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Prague, Prague, CZ, Branch)
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank PLC
MP6I5ZYZBEU3UXPYFY54
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC France (Athens, Attica, GR, Branch)
F0HUI1NY1AZMJMD8LP67
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Abp
529900ODI3047E2LIV03
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited (Taguig City, Metro Manila, PH, Branch)
2HI3YI5320L3RW6NJ957
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
549300NIVXF92ZIOVW61
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited (Singapore, SG, Branch)
2HI3YI5320L3RW6NJ957
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas (Lisbon, Lisboa, PT, Branch)
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC Investor Services Trust
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch)
549300WCGB70D06XZS54
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Jakarta, Jakarta, ID, Branch)
E57ODZWZ7FF32TWEFA76
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Securities SA
N/A
000000000
0000000000
ES
0
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0
Powers Pty. Ltd.
N/A
000000000
00000000000000000000
AU
0
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
000000000
7890004KOVES3T55GW95
TR
0
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0
Deutsche Regis Partners, Inc.
N/A
000000000
254900HRLJFNOZBOK921
PH
0
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
000000000
529900D90NAWLSQNTI12
SG
0
Deutsche Securities (Pty) Ltd
N/A
000000000
529900HNLCDM7X1RJ063
ZA
0
PT Deutsche Securities Indonesia
N/A
000000000
529900BYFVEGGOM24P36
ID
0
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0
Deutsche Securities Venezuela S.A.
N/A
000000000
529900J4VEUT0ZZXYH41
VE
0
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Craigs Investment Partners Limited
N/A
000000000
254900O8DEEDCQZFLK81
NZ
0
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0
Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
000000000
529900D90NAWLSQNTI12
TW
0
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0
PT Deutsche Verdhana Indonesia
N/A
000000000
00000000000000000000
ID
0
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
524.76
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
322.74
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
354.52
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
317.34
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
366.52
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
260.57
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
208.01
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
130
Societe Generale
N/A
000000000
O2RNE8IBXP4R0TD8PU41
FR
37.87
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
431.66
2996.95
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
51908
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
223052
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
101014
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
442834
Brown Brothers Harriman & Co.
N/A
000111231
5493006KMX1VFTPYPW14
11193325.69
12012133.69
Y
28460375.35
Committed
400000000
N
N
N
N
DWS High Income VIP
S000006280
K51EGN1IWH8SDPBCGW36
N
2
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
1033054.57000000
6051.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 10f-3 (17 CFR 270.10f-3)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DWS Service Company
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities (Pty) Ltd
N/A
000000000
529900HNLCDM7X1RJ063
ZA
0
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0
Deutsche Securities SA
N/A
000000000
0000000000
ES
0
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Regis Partners, Inc.
N/A
000000000
254900HRLJFNOZBOK921
PH
0
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0
Deutsche Securities Venezuela S.A.
N/A
000000000
529900J4VEUT0ZZXYH41
VE
0
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0
Craigs Investment Partners Limited
N/A
000000000
254900O8DEEDCQZFLK81
NZ
0
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0
PT Deutsche Verdhana Indonesia
N/A
000000000
00000000000000000000
ID
0
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
000000000
7890004KOVES3T55GW95
TR
0
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
000000000
529900D90NAWLSQNTI12
TW
0
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0
Powers Pty. Ltd.
N/A
000000000
00000000000000000000
AU
0
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
000000000
529900D90NAWLSQNTI12
SG
0
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
PT Deutsche Securities Indonesia
N/A
000000000
529900BYFVEGGOM24P36
ID
0
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
0.17
0.17
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
5738351
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
4428433
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
10387291.73
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
1751212.3
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
6851114.62
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
3269981.17
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
62051322.51
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
10737872.87
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
8622478.45
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
17776206.85
141789667.84
N
55370837.85
Committed
400000000
N
N
N
DWS Global Income Builder VIP
S000006265
5FZLOX5MTTGTXCTW6733
N
2
0
0
Underlying fund
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
1334280.59000000
18414.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 10f-3 (17 CFR 270.10f-3)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DWS Alternatives Global Limited
801-66274
000139526
635400VPPM8R1SOESU52
GB
2019-05-16
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Jakarta, Jakarta, ID, Branch)
5493006AUYAO7LJWX552
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
7LTWFZYICNSX8D621K86
ES
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Makati City, Metro Manila, PH, Branch)
RILFO74KP1CM8P6PCT96
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch)
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DWS Service Company
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
N
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
PT Deutsche Securities Indonesia
N/A
000000000
529900BYFVEGGOM24P36
ID
0
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0
Deutsche Regis Partners, Inc.
N/A
000000000
254900HRLJFNOZBOK921
PH
0
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
000000000
529900D90NAWLSQNTI12
SG
0
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Securities SA
N/A
000000000
0000000000
ES
0
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
000000000
7890004KOVES3T55GW95
TR
0
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0
Deutsche Securities Venezuela S.A.
N/A
000000000
529900J4VEUT0ZZXYH41
VE
0
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0
Craigs Investment Partners Limited
N/A
000000000
254900O8DEEDCQZFLK81
NZ
0
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0
PT Deutsche Verdhana Indonesia
N/A
000000000
00000000000000000000
ID
0
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities (Pty) Ltd
N/A
000000000
529900HNLCDM7X1RJ063
ZA
0
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0
Powers Pty. Ltd.
N/A
000000000
00000000000000000000
AU
0
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0
Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
000000000
529900D90NAWLSQNTI12
TW
0
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
658.15
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
10694.04
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
5772.75
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
1512.95
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
340.05
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3301.13
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
4214.34
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1000.62
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
11.18
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
10.94
27516.15
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
17594992.95
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
54661809.01
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
55581882.76
Societe Generale
N/A
000000000
O2RNE8IBXP4R0TD8PU41
FR
6818317.52
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
8176956
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
10753511.78
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
75398561.48
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
144679094.32
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
47783353.02
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
27661323.86
482243658.73
N
127646362.53
Committed
400000000
N
N
N
DWS Government Money Market VIP
S000006258
549300X69V37VDYVWX11
N
1
0
0
Money Market Fund
Underlying fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DWS Service Company
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
PT Deutsche Securities Indonesia
N/A
000000000
529900BYFVEGGOM24P36
ID
0
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0
Deutsche Securities Venezuela S.A.
N/A
000000000
529900J4VEUT0ZZXYH41
VE
0
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0
Deutsche Securities SA
N/A
000000000
0000000000
ES
0
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Powers Pty. Ltd.
N/A
000000000
00000000000000000000
AU
0
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
000000000
529900D90NAWLSQNTI12
SG
0
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
000000000
7890004KOVES3T55GW95
TR
0
Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
000000000
529900D90NAWLSQNTI12
TW
0
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0
Deutsche Regis Partners, Inc.
N/A
000000000
254900HRLJFNOZBOK921
PH
0
Deutsche Securities (Pty) Ltd
N/A
000000000
529900HNLCDM7X1RJ063
ZA
0
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0
Craigs Investment Partners Limited
N/A
000000000
254900O8DEEDCQZFLK81
NZ
0
PT Deutsche Verdhana Indonesia
N/A
000000000
00000000000000000000
ID
0
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0
0
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
13340583.01
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
22129283.95
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
10161943.04
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
4783707133.27
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
16111592.84
Industrial and Commercial Bank of China Financial Services LLC
8-66471
000131487
5493003O0P1GJ0O8CI80
5749592.29
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
6226363.9
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
5450110044.45
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
30849201.32
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
12696484.37
10368901752.23
N
111129101.17
Committed
400000000
N
N
N
DWS Small Mid Cap Value VIP
S000006269
8HN4E3XMYOF3YJY3GN33
N
2
0
0
Underlying fund
N
N
Y
N
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Revenue sharing split
1569171.84000000
33113.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0
Powers Pty. Ltd.
N/A
000000000
00000000000000000000
AU
0
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
000000000
529900D90NAWLSQNTI12
SG
0
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0
PT Deutsche Verdhana Indonesia
N/A
000000000
00000000000000000000
ID
0
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
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0
Deutsche Securities (Pty) Ltd
N/A
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0
Limited Liability Company 'Deutsche Bank'
N/A
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Deutsche Regis Partners, Inc.
N/A
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Deutsche Bank Societa per Azioni
N/A
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Deutsche Bank, Sociedad Anonima Espanola
N/A
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DWS Investments Japan Limited
N/A
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Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
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Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
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Craigs Investment Partners Limited
N/A
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NZ
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Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
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DWS Distributors, Inc.
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Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
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AE
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Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
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0
Deutsche Oppenheim Family Office AG
N/A
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Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
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DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
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Deutsche Equities India Private Limited
N/A
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Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
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Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
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Deutsche Securities SA
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HGI (USA) Investments LLC
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Deutsche Securities Asia Limited (Taipei City, TW, Branch)
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Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
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Deutsche Securities Asia Limited
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Deutsche Capital Markets Australia Limited
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INTERNAL CONTROL RPT
2
NCEN_8245204050059319.txt
Report of Independent Registered Public
Accounting Firm
To the Board of Trustees of Deutsche DWS
Variable Series II and Shareholders of DWS
Global Income Builder VIP, DWS Small Mid
Cap Value VIP, DWS International Growth VIP,
DWS Government & Agency Securities VIP,
DWS High Income VIP, DWS Global Equity
VIP, DWS CROCI U.S. VIP, DWS Government
Money Market VIP, DWS Small Mid Cap
Growth VIP, DWS Alternative Asset Allocation
VIP and DWS Multisector Income VIP:
In planning and performing our audit of the
financial statements DWS Global Income
Builder VIP, DWS Small Mid Cap Value VIP,
DWS International Growth VIP, DWS
Government & Agency Securities VIP, DWS
High Income VIP, DWS Global Equity VIP,
DWS CROCI U.S. VIP, DWS Government
Money Market VIP, DWS Small Mid Cap
Growth VIP, DWS Alternative Asset Allocation
VIP and DWS Multisector Income VIP (the
"Funds") (eleven of the funds constituting
Deutsche DWS Variable Series II (the "Trust"),
as of and for the year ended December 31, 2019,
in accordance with the standards of the Public
Company Accounting Oversight Board (United
States), we considered the Trust's internal
control over financial reporting, including
controls over safeguarding securities, as a basis
for designing our auditing procedures for the
purpose of expressing our opinion on the
financial statements and to comply with the
requirements of Form N-CEN, but not for the
purpose of expressing an opinion on the
effectiveness of the Trust's internal control over
financial reporting. Accordingly, we express no
such opinion.
The management of the Trust is responsible for
establishing and maintaining effective internal
control over financial reporting. In fulfilling this
responsibility, estimates and judgments by
management are required to assess the expected
benefits and related costs of controls. A
company's internal control over financial
reporting is a process designed to provide
reasonable assurance regarding the reliability of
financial reporting and the preparation of
financial statements for external purposes in
accordance with U.S. generally accepted
accounting principles. A company's internal
control over financial reporting includes those
policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail,
accurately and fairly reflect the transactions and
dispositions of the assets of the company; (2)
provide reasonable assurance that transactions
are recorded as necessary to permit preparation
of financial statements in accordance with U.S.
generally accepted accounting principles, and
that receipts and expenditures of the company
are being made only in accordance with
authorizations of management and directors of
the company; and (3) provide reasonable
assurance regarding prevention or timely
detection of unauthorized acquisition, use or
disposition of a company's assets that could
have a material effect on the financial
statements.
Because of its inherent limitations, internal
control over financial reporting may not prevent
or detect misstatements. Also, projections of any
evaluation of effectiveness to future periods are
subject to the risk that controls may become
inadequate because of changes in conditions, or
that the degree of compliance with the policies
or procedures may deteriorate.
A deficiency in internal control over financial
reporting exists when the design or operation of
a control does not allow management or
employees, in the normal course of performing
their assigned functions, to prevent or detect
misstatements on a timely basis. A material
weakness is a deficiency, or a combination of
deficiencies, in internal control over financial
reporting, such that there is a reasonable
possibility that a material misstatement of the
company's annual or interim financial
statements will not be prevented or detected on a
timely basis.
Our consideration of the Trust's internal control
over financial reporting was for the limited
purpose described in the first paragraph and
would not necessarily disclose all deficiencies in
internal control that might be material
weaknesses under standards established by the
Public Company Accounting Oversight Board
(United States). However, we noted no
deficiencies in the Trust's internal control over
financial reporting and its operation, including
controls over safeguarding securities, that we
consider to be a material weakness as defined
above as of December 31, 2019.
This report is intended solely for the information
and use of management and the Board of
Trustees of Deutsche DWS Variable Series II
and the Securities and Exchange Commission
and is not intended to be and should not be used
by anyone other than these specified parties.
/s/ ERNST & YOUNG, LLP
Boston, Massachusetts
February 14, 2020
LEGAL PROCEEDINGS
3
NCEN_8850550449448093.txt
Item G.1.a.i - Deutsche DWS Variable Series II
(formerly DWS Variable Series II)
On December 7, 2010, Deutsche DWS Variable
Series II (formerly DWS Variable Series II) (the
"Trust") was named as a defendant in the First
Amended Complaint filed by the Official
Committee of Unsecured Creditors in the U.S.
Bankruptcy Court for the District of Delaware in the
lawsuit styled Official Committee of Unsecured
Creditors of Tribune Company, et al., v. Fitzsimons
et al. (the "Lawsuit"). The Lawsuit arises out of a
leveraged buyout transaction ("LBO") in 2007 by
which loans were made to the Tribune Company to
fund the LBO and shares of the Tribune Company
held by shareholders were tendered for or were
converted to a right to receive cash. Following the
completion of the LBO in 2007, the Tribune
Company filed for bankruptcy. The Lawsuit seeks
to recover all payments made to the shareholders in
the LBO. The Lawsuit has been consolidated in a
multi-district litigation (the "Tribune MDL") in the
United States District Court for the Southern
District of New York, case no. 12-MC-2296 (the
"District Court"). At the outset of the Lawsuit, the
District Court issued a scheduling order which
stayed all substantive proceedings in the Lawsuit
until after the decision on motions to dismiss based
on certain defenses common to the defendants filed
in related cases.
On September 23, 2013, the District Court entered
an order granting the defendants' motion to dismiss
in certain of those related cases (the "Bondholder
Actions") due to the pendency of the Lawsuit
seeking recoveries on similar grounds, and the
plaintiffs in Bondholder Actions appealed that order
to the United States Court of Appeals for the
Second Circuit. On April 25, 2014, the District
Court entered an order governing the upcoming
stage of the Lawsuit, which directed Ropes & Gray,
as Liaison Counsel to the Shareholder Defendants,
to file a global motion to dismiss (the "Global
Motion to Dismiss") the Lawsuit on behalf of all
shareholder defendants named in Exhibit A to the
current Fifth Amended Complaint (including the
Trust). The Global Motion to Dismiss was filed on
May 23, 2014.
On March 29, 2016, the Second Circuit, in a
unanimous opinion, affirmed the District Court's
dismissal of the Bondholder Actions. The
Bondholder Actions plaintiffs subsequently filed a
petition for rehearing, which the Second Circuit
denied on July 22, 2016. On September 9, 2016,
the Bondholder Actions plaintiffs filed a petition for
a writ of certiorari of the Second Circuit's decision
in the U.S. Supreme Court.
On January 6, 2017, the District Court granted the
Global Motion to Dismiss, dismissing the only
claim asserted against the shareholder defendants
named in the Lawsuit, and denied the plaintiff's
request for leave to amend the Complaint.
On April 3, 2018, Supreme Court Justices Kennedy
and Thomas issued a Statement indicating that
consideration of the petition for certiorari in the
Bondholder Actions "will be deferred for an
additional period of time" because of the possibility
that "there might not be a quorum" of Justices
available to consider those cases. The Statement
also said that this deferral would allow the Second
Circuit or the District Court to consider whether to
recall the mandate, entertain a motion to vacate the
earlier judgment, or provide any other available
relief in light of the Supreme Court's decision in
another case, FTI Consulting, Inc. v. Merit
Management Group, 830 F.3d 690 (7th Cir. 2016)
("Merit Mgmt."). On April 10, 2018, the
Bondholder Actions plaintiffs filed a motion
requesting that the Second Circuit recall its
mandate, vacate its affirmation of the District
Court's dismissal of their claims, and remand the
Bondholder Actions to the District Court for further
proceedings. On May 15, 2018, the Second
Circuit granted plaintiffs' motion to recall the
court's mandate "in anticipation of further panel
review." On December 19, 2019, the Second Circuit
affirmed its prior dismissal of the Bondholder
Actions plaintiffs' claims, notwithstanding the
Supreme Court's decision in Merit Mgmt. On
January 2, 2020, the Bondholder Actions plaintiffs
filed a motion requesting that the Second Circuit
panel reconsider that ruling or that the full Second
Circuit review the opinion en banc (the
"Reconsideration Motion"). On February 6, 2020,
the Second Circuit denied the Reconsideration
Motion.
On April 4, 2019, the plaintiff in the Lawsuit filed a
motion to amend his complaint to add constructive
fraudulent conveyance claims against shareholder
defendants based on an alleged change in governing
law resulting from the Supreme Court's decision in
Merit Mgmt. On April 23, 2019, the District Court
denied that motion. On July 15, 2019, the plaintiff
in the Lawsuit filed a notice of appeal to the Second
Circuit for these District Court rulings in the
Lawsuit. On January 7, 2020, the plaintiff filed his
opening appellate brief.
We express no opinion on the likely outcome of
these matters. Management is currently assessing
the Lawsuit and has not yet determined the effect, if
any, on any series of the Trust.