-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GuWJRhZfnRnf6uYLwQ1AEY9wZCtWgPUOG7+xSDDGdJFgta1W3xg8+Zs8o+fIoHcP kQICh6lmk4M8U4vH6oJKWA== 0000950148-98-000326.txt : 19980218 0000950148-98-000326.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950148-98-000326 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTFED FINANCIAL CORP CENTRAL INDEX KEY: 0000810536 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954087449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-38787 FILM NUMBER: 98543929 BUSINESS ADDRESS: STREET 1: 201 W THIRD ST CITY: DOVER STATE: OH ZIP: 44622 BUSINESS PHONE: 2163647777 MAIL ADDRESS: STREET 1: 201 W THIRD STREET CITY: DOVER STATE: OH ZIP: 44622 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FEDERAL BANK OF CALIFORNIA EOP & TRUST CENTRAL INDEX KEY: 0000903170 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: STE 1200 CITY: SANTA MANICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3103196041 MAIL ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: STE 1200 CITY: SAN MONICA STATE: CA ZIP: 90401 SC 13G 1 SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No._____) * FIRSTFED FINANCIAL CORPORATION (Name of Issuer) COMMON STOCK, $0.01 par value (Title of Class of Securities) COMMON STOCK, $0.01 par value (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages 2 CUSIP NO. 337907 10 9 SCHEDULE 13G PAGE 2 OF 5 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS First Federal Bank of California Employee Stock Ownership Plan and Trust dated January 1, 1985. --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ X ] (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 163,645 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 354,429 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 518,074 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 518,074 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.89% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* EP --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 5 Pages 3 SCHEDULE 13G Item 1 (a) Name of Issuer: FirstFed Financial Corp. Item 1 (b) Address of Issuer's Principal Executive Offices: 401 Wilshire Blvd., Santa Monica, CA. 90401 Item 2 (a) Name of Person Filing: First Federal Bank of California Employees Stock Ownership Plan and Trust dated 01/01/85 Item 2 (b) Address of Principal Business Office or, if none, Residence: 401 Wilshire Blvd., Santa Monica, CA. 90401 Item 2 (c) Citizenship: Delaware (Parent Holding Company) Item 2 (d) Title of Class of Securities: Common Stock Item 2 (e) CUSIP Number: 337907 10 9 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [X] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 3d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Rule 13d-1 (b) (ii) (G) (Note: See Item 7) (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H) Item 4. Ownership. (a) Amount Beneficially Owned: 518,074 (b) Percent of Class: 4.89% Page 3 of 5 Pages 4 SCHEDULE 13G (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote......... 163,645 (ii) shared power to vote or to direct the vote....... 354,429 (iii) sole power to dispose or to direct the disposition of: 518,074 (iv) shared power to dispose or to direct the disposition of NONE Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [X] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 30, 1998 ANN E. LEDERER - ------------------------------------ Ann E. Lederer, Member, ESOP Administrative Committee - ----------------------------------------------------- (see attached Certification) Page 4 of 5 Pages 5 SCHEDULE 13G Certificate I, the undersigned Secretary of FirstFed Financial Corp., do hereby certify that the following is a true and correct excerpt from the Minutes of a duly called meeting of the Board of Directors of said corporation held on April 23, 1997, at which a quorum was present and acting throughout: "Upon a motion duly made, seconded and unanimously passed by the Board the E.S.O.P. Administrative Committee was re-established to be composed of Retired Bank Senior Vice President, Murray Tanner, and Bank Officers Ann E. Lederer and Lu O'Conner, all to serve until the Company's next annual meeting." WITNESS my hand and the seal of the corporation this 30th day of January, 1998. ANN E. LEDERER - ---------------------------- Ann E. Lederer Secretary FirstFed Financial Corp. Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----