-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LWR3EZ3BWXnUZUPd6EZtWMb9hGStMmX2GoYGAC6pWcyKGBbeEHzTVxmkFlE4ztm5 wxAHm1ynBZAzQ/yXb4lwVg== 0000810536-03-000024.txt : 20030224 0000810536-03-000024.hdr.sgml : 20030224 20030224145044 ACCESSION NUMBER: 0000810536-03-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030221 FILED AS OF DATE: 20030224 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HESBURGH JAMES L CENTRAL INDEX KEY: 0001188882 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: 4TH FLR CITY: SANTA MONICA STATE: CA ZIP: 90401 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTFED FINANCIAL CORP CENTRAL INDEX KEY: 0000810536 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954087449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09566 FILM NUMBER: 03577431 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401-1490 BUSINESS PHONE: 3103196000 MAIL ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 4 1 hesburgh2.txt HESBURGH FORM 4 01/28/03 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* - -------------------- ----------------------------------------------------------- (Last) Hesburgh - -------------------- ----------------------------------------------------------- (First) James - -------------------- ----------------------------------------------------------- (Middle) L. - -------------------- ----------------------------------------------------------- (Street) 401 Wilshire Boulevard - -------------------- ----------------------------------------------------------- (City) Santa Monica - -------------------- ----------------------------------------------------------- (State) CA - -------------------- ----------------------------------------------------------- (Zip) 90401 - -------------------- ----------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol - ---------------------------- --------------------------------------------------- (Issuer Name): Firstfed Financial Corp. - ---------------------------- --------------------------------------------------- (Ticker or Trading Symbol) FED - ---------------------------- --------------------------------------------------- 3. I.R.S. or Social Security Number of Reporting Person (Voluntary) - ------------------------- ------------------------------------------------------ (I.D. Number) - ------------------------- ------------------------------------------------------ 4. Statement for Month/Day/Year - ------------------------- ------------------------------------------------------ (Month/Day) February 21 - ------------------------- ------------------------------------------------------ (Year) 2003 - ------------------------- ------------------------------------------------------ 5. If Amendment, Date of Original (Month/Day/Year) - ------------------------- ------------------------------------------------------ (Month/Day) - ------------------------- ------------------------------------------------------ (Year) - ------------------------- ------------------------------------------------------ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) - ------------- ------------------------------------------------------------------ X (Director) - ------------- ------------------------------------------------------------------ (Officer, give title below) - ------------- ------------------------------------------------------------------ (10% Owner) - ------------- ------------------------------------------------------------------ (Other, specify below) - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 7. Individual or Joint/Group Filing (Check Applicable Line) - ------------ ------------------------------------------------------------------- X Form filed by One Reporting Person - ------------ ------------------------------------------------------------------- Form filed by More than One Reporting Person - ------------ ------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------- - ---------- ------------- ----------- --------------- ------------------------- --------------- ------------ ---------- 1.Title of 2.Transaction 2A. Deemed 3. Transaction 4. Securities Acquired(A) 5. Amount of 6. Ownership 7. Nature Security Date Execution Code (Instr. 8) or Disposed of (D) Securities Form: Direct of (Instr. 3) (Month/ Date, if (Instr. 3, 4, and 5) Beneficially (D) or Indirect Day/Year) any (Month/ Owned Following Indirect (I) Beneficial Day/Year) Reported (Instr. 4) Ownership Transaction(s) (Instr. 4) (Instr. 3 & 4) - ---------- ------------- ----------- ------ -------- -------- ------ -------- --------------- ------------ ---------- Code V Amount (A) Price or (D) - ---------- ------------- ----------- ------ -------- -------- ------ -------- --------------- ------------ ---------- - ---------- ------------- ----------- ------ -------- -------- ------ -------- --------------- ------------ ---------- Common Stk 2/21/03 S 16,400 (D)* $29.75 - ---------- ------------- ----------- ------ -------- -------- ------ -------- --------------- ------------ ---------- Common Stk 2/21/03 S 300 (D)* $29.77 - ---------- ------------- ----------- ------ -------- -------- ------ -------- --------------- ------------ ---------- Common Stk 2/21/03 S 2,400 (D)* $29.79 - ---------- ------------- ----------- ------ -------- -------- ------ -------- --------------- ------------ ---------- Common Stk 2/21/03 S 100 (D)* $29.80 - ---------- ------------- ----------- ------ -------- -------- ------ -------- --------------- ------------ ---------- Common Stk 2/21/03 S 400 (D)* $29.81 - ---------- ------------- ----------- ------ -------- -------- ------ -------- --------------- ------------ ---------- Common Stk 2/21/03 S 400 (D)* $29.92 44,820 (D) - ---------- ------------- ----------- ------ -------- -------- ------ -------- --------------- ------------ ---------- Common Stk 362 (I) Spouse IRA - ---------- ------------- ----------- ------ -------- -------- ------ -------- --------------- ------------ ---------- Common Stk 13,268 (I) Self IRA - ---------- ------------- ----------- ------ -------- -------- ------ -------- --------------- ------------ ----------
- ----------------------------------------------------------------------------------------------------------------------------------- Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------- (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- - ---------------- --------------- ---------------- ---------------- --------------- ----------------------- ------------------- 1. Title of 2. Conversion 3. Transaction 3A. Deemed 4. Transaction 5. Number of Derivative 6. Date Exercisable Derivative or Exercise Date Execution Code (Instr.8) Securities Acquired (A) and Expiration Security Price of (Month/Day/Year) Date, if any or Disposed of (D) Date (Month/Day/Year) (Instr. 3) Derivative (Month/Day/Year) (Instr. 3, 4,and 5) Security - ---------------- --------------- ---------------- ---------------- ----- --------- ----------- ---------- ----------- ---------- Date Exp. Code V (A) (D) Exercisable Date - ---------------- --------------- ---------------- ---------------- ----- --------- ----------- ---------- ----------- ---------- - ---------------- --------------- ---------------- ---------------- ----- --------- ----------- ---------- ----------- ---------- - ---------------- --------------- ---------------- ---------------- ----- --------- ----------- ---------- ----------- ---------- - ---------------- --------------- ---------------- ---------------- ----- --------- ----------- ---------- ----------- ---------- - ---------------- --------------- ---------------- ---------------- ----- --------- ----------- ---------- ----------- ---------- - ---------------- --------------- ---------------- ---------------- ----- --------- ----------- ---------- ----------- ---------- - ---------------- --------------- ---------------- ---------------- ----- --------- ----------- ---------- ----------- ---------- - ---------------- --------------- ---------------- ---------------- ----- --------- ----------- ---------- ----------- ---------- - ---------------- --------------- ---------------- ---------------- ----- --------- ----------- ---------- ----------- ---------- - ---------------- --------------- ---------------- ---------------- ----- --------- ----------- ---------- ----------- ---------- - ----------------------------------------------------------------------------------------------------------------------------------- Table II Continued - Derivative Securities Acquired, Disposed of or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------- (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- - ---------------- ------------------ ------------- ------------------------- ------------------------ ----------------------------- 7. Title and Amount of Underlying 8. Price of 9.Number of Derivative 10.Ownership Form of 11. Nature of Indirect Securities (Instr. 3 and 4) Derivative Securities Beneficially Derivative Securities Beneficial Ownership Security Owned Following Reported Beneficially Owned at (Instr.4) (Instr. 5) Transaction(s) (Instr. 4) End of Month (Instr. 4) - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- Title Amount or Number of Shares - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ ----------------------------- - ---------------- ------------------------------- ------------------------- ------------------------ -----------------------------
Explanation of Responses: * Disposition of shares aqcuired through exercise of stock options. /s/ Ann E. Lederer, Power of Attorney for James L. Hesburgh February 21, 2003 ------------------------------------------------------------ ----------------- **Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a.). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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