0001437749-23-018979.txt : 20230630
0001437749-23-018979.hdr.sgml : 20230630
20230630104607
ACCESSION NUMBER: 0001437749-23-018979
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230629
FILED AS OF DATE: 20230630
DATE AS OF CHANGE: 20230630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scott John K Jr.
CENTRAL INDEX KEY: 0001753763
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35076
FILM NUMBER: 231060110
MAIL ADDRESS:
STREET 1: 30 BLUE HERON DR.
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NAVIDEA BIOPHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0000810509
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 311080091
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4995 BRADENTON AVENUE
STREET 2: SUITE 240
CITY: DUBLIN
STATE: OH
ZIP: 43017
BUSINESS PHONE: 6147937500
MAIL ADDRESS:
STREET 1: 4995 BRADENTON AVENUE
STREET 2: SUITE 240
CITY: DUBLIN
STATE: OH
ZIP: 43017
FORMER COMPANY:
FORMER CONFORMED NAME: NEOPROBE CORP
DATE OF NAME CHANGE: 19940714
4
1
rdgdoc.xml
FORM 4
X0407
4
2023-06-29
0000810509
NAVIDEA BIOPHARMACEUTICALS, INC.
NAVB
0001753763
Scott John K Jr.
4995 BRADENTON AVE., SUITE 240
DUBLIN
OH
43017
1
1
0
Common Stock
2023-06-29
4
A
0
12200000
0.088
A
31755832
D
Common Stock
10139
I
By spouse and children
Series G Redeemable Preferred Stock
2270
D
Navidea entered into a Letter Agreement with the Reporting Person, pursuant to which the Company agreed to repay $1,073,600 principal amount of an outstanding Term Note by issuing to the Reporting Person 12,200,000 shares of Common Stock, based on the closing stock price of $0.088 per share on June 28, 2023.
Includes 2,639 shares of Common Stock owned by the Reporting Person's spouse and 7,500 shares of Common Stock owned by the Reporting Person's children. The Reporting Person may be deemed tohave shared voting and/or dispositive power with respect to such shares.
/s/ Joseph W. Meyer for John K. Scott, Jr. by power of attorney
2023-06-30