-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sdn3kNTKl4K9GBZitcyO8mZRLIX/WlvTpwwq7CiK9TVoCNimU2h+N6lMHR+XOz6Z R35Sa+63RD/+9mJ7xbW+uA== 0001209191-06-046966.txt : 20060822 0001209191-06-046966.hdr.sgml : 20060822 20060822113545 ACCESSION NUMBER: 0001209191-06-046966 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060820 FILED AS OF DATE: 20060822 DATE AS OF CHANGE: 20060822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PUBLICARD INC CENTRAL INDEX KEY: 0000081050 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 230991870 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 620 FIFTH AVENUE ROCKEFELLER CENTER STREET 2: 7TH FLOORR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2126513102 MAIL ADDRESS: STREET 1: 620 FIFTH AVENUE ROCKEFELLER CENTER STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: PUBLICKER INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREUND HARRY I CENTRAL INDEX KEY: 0000924413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03315 FILM NUMBER: 061048018 BUSINESS ADDRESS: STREET 1: 620 FIFTH AVENUE ROCKEFELLER CENTER STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2129693220 MAIL ADDRESS: STREET 1: 620 FIFTH AVENUE ROCKEFELLER CTR 7TH FL STREET 2: C/O BALFOUR INVESTORS INC. CITY: NEW YORK STATE: NY ZIP: 10020 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-08-20 0 0000081050 PUBLICARD INC CARD.OB 0000924413 FREUND HARRY I C/O BALFOUR INVESTORS ONE ROCKEFELLER PLAZA, 14TH FLOOR NEW YORK NY 10020 1 0 0 0 Common Stock 5454 I By Spouse Common Stock 506503 I By Keogh Plan Common Stock 13000 I By Balfour Defined Benefits Pension Plan Stock Options 0.39 2001-08-20 2011-08-20 Common Stock 275000 275000 D Stock Options 0.39 2006-08-22 4 J 0 225000 0.39 D 2001-08-20 2006-08-20 Common Stock 225000 0 D Stock Options 0.025 2005-08-04 2010-08-04 Common Stock 30000 30000 D Stock Options 0.03 2006-08-04 2011-08-04 Common Stock 30000 30000 D Mr. Freund disclaims beneficial ownership of the 5,454 shares of PubliCARD Common Stock held by his wife. Shares are held by the Balfour Defined Benefits Pension Plan (the "Plan"), of which Mr. Freund is a Trustee and Plan Administrator and in which Mr. Freund is a participant. Mr. Freund disclaims beneficial ownership of 5,850 shares of Common Stock held by the Plan (based on Mr. Freund's proportionate interest in the Plan of approximately 55%). Options have been granted pursuant to an agreement with PubliCARD under which PubliCARD had agreed to reissue 500,000 options which were cancelled on February 16, 2001 for 500,000 options with an exercise price equal to the closing market price of PubliCARD's Common Stock on such reissuance date. Pursuant to the agreement, one-third of the options vested on August 20, 2001, with the balance vesting quarterly over the following twelve quarters. Options have been granted pursuant to PubliCARD's 1999 Long-Term Incentive Plan. Options have expired. Options have been granted pursuant to PubliCARD's Non-Employee Director Stock Option Plan. /s/HARRY I. FREUND 2006-08-20 -----END PRIVACY-ENHANCED MESSAGE-----