-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, H35KGHID0J9Dza76NX+SYL5MiJBsbl60p0mlfe9P6jdxpe7J6H0llo8QOfLwKUH2 CVYFWQ1U8J4GmqPE1nYMig== 0000950149-95-000076.txt : 19950518 0000950149-95-000076.hdr.sgml : 19950518 ACCESSION NUMBER: 0000950149-95-000076 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUBLICKER INDUSTRIES INC CENTRAL INDEX KEY: 0000081050 STANDARD INDUSTRIAL CLASSIFICATION: TEXTILE MILL PRODUCTS [2200] IRS NUMBER: 230991870 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-16236 FILM NUMBER: 95512266 BUSINESS ADDRESS: STREET 1: 1445 E PUTNAM AVE CITY: OLD GREENWICH STATE: CT ZIP: 06870 BUSINESS PHONE: 2036374500 MAIL ADDRESS: STREET 1: 1445 EAST PUTNAM AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BASE ASSET TRUST CENTRAL INDEX KEY: 0000914985 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11444 WEST OLYMPIC BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90064 BUSINESS PHONE: 310-312-24 MAIL ADDRESS: STREET 1: 11444 OLYMPIC BLVD CITY: LOS ANGELES STATE: CA ZIP: 90064 SC 13G/A 1 SCHEDULE 13G/A DATED FEBRUARY 14,1995 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Publicker Industries, Inc. -------------------------------- (Name of Issuer) Common Stock -------------------------------- (Title of Class of Securities) 74463510 -------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 74463510 13G Page 2 of 8 Pages --------
1 NAME OF REPORTING PERSON Base Assets Trust S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 95-6598-256 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Trust organized under the laws of the State of California 5 SOLE VOTING POWER 0 NUMBER OF SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 979,353 REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 979,353 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 979,353 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 06.3% 12 TYPE OF REPORTING PERSON* IC *SEE INSTRUCTION BEFORE FILLING OUT! 3 CUSIP No. 74463510 13G Page 3 of 8 Pages --------
1 NAME OF REPORTING PERSON Richard D. Baum, as Trustee of the Base Assets Trust S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER 0 NUMBER OF SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 979,353 REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 979,353 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 979,353 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 06.3% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! 4 CUSIP No. 74463510 13G Page 4 of 8 Pages --------
1 NAME OF REPORTING PERSON Wilbert F. Schwartz, as Trustee of the Base Assets Trust S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER 0 NUMBER OF SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 979,353 REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 979,353 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 979,353 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 06.3% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! 5 CUSIP No. 74463510 13G Page 5 of 8 Pages --------
1 NAME OF REPORTING PERSON Thomas Arnold, as Trustee of the Base Assets Trust S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER 0 NUMBER OF SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 979,353 REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 979,353 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 979,353 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 06.3% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! 6 CUSIP No. 74463510 13G Page 6 of 8 Pages --------
Item 1(a) Name of Issuer Publicker Industries, Inc. Item 1(b) Address of Issuer's Principal Executive Offices 1445 East Putman Avenue Old Greenwich, CT 06870 Item 2(a) Name of Person Filing Reference is made to Item 1 of each of the cover pages of this Schedule 13G which Items are incorporated herein by reference. Item 2(b) Address of Principal Business or, if none, Residence The address of the Base Assets Trust is 11400 West Olympic Boulevard, Los Angeles, California 90064 and the address of each of the other reporting persons is in care of the Base Assets Trust. Item 2(c) Citizenship Reference is made to Item 4 of each of the cover pages of this Schedule 13G, which Items are incorporated herein by reference. Item 2(d) Title of Class of Securities Common Item 2(e) CUSIP Number 74463510 Item 3 Type of Reporting Person (c)[X] Base Assets Trust, as the liquidating agent of Executive Life Insurance Company In Rehabilitation/ Liquidation, is an Insurance Company as defined in Section 3(a)(19) of the Act; the other individual reporting persons, Messrs. Baum, Schwartz and Arnold, are trustees of the Base Assets Trust. Item 4 Ownership Reference is made to Items 5-9 and 11 of each of the cover pages of this Schedule 13G, which Items are incorporated herein by reference. The 979,353 shares of Common Stock are issuable upon exercise of warrants. This statement is filed to reflect a change in the trustees of the Base Assets Trust. Pursuant to the Amended and Restated Trust Agreement dated 7 CUSIP No. 74463510 13G Page 7 of 8 Pages --------
May 6, 1994, certain individual trustees replaced Aurora National Life Assurance Company, the former trustee of the Base Assets Trust. No change has occurred in the ownership of securities held by Base Assets Trust that are the subject of this statement. Item 5 Ownership of Five Percent or Less of a Class Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person To the knowledge of the reporting persons, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8 Identification and Classification of Members of the Group Not applicable. Item 9 Notice of Dissolution of Group Not applicable. Item 10 Certification By signing below the undersigned certify that, to the best of their knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. 8 CUSIP No. 74463510 13G Page 8 of 8 Pages --------
Signature After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1995 BASE ASSETS TRUST U/A/D September 3, 1993, as amended and restated May 6, 1994 By: _______________________________________ RICHARD D. BAUM, Trustee By: _______________________________________ WILBERT F. SCHWARTZ, Trustee By: _______________________________________ THOMAS ARNOLD, Trustee -----END PRIVACY-ENHANCED MESSAGE-----