8-K 1 y91557e8vk.txt PUBLICARD, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 10, 2003 ------------------- PubliCARD, Inc. ----------------------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) Pennsylvania ----------------------------------------------------------------------- (State or Other Jurisdiction of Incorporation) 0-29794 23-0991870 --------------------------------- --------------------------- (Commission File Number) (I.R.S. Employer Identification No.) 620 Fifth Avenue, 7th Floor, New York, NY 10020 ---------------------------------------- ---------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code (212) 651-3102 -------------- Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. (a) Not applicable (b) Not applicable (c) Exhibits 99.1 Press release dated November 10, 2003 Item 12. Results of Operations and Financial Condition. On November 10, 2003, PubliCARD, Inc. announced its results of operations for the three and nine months ended September 30, 2003. A copy of the press release announcing the results of operations is filed as Exhibit 99.1. The information in this report, including the exhibit, shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that section. Furthermore, the information in this report, including the exhibit, shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act except as shall be expressly set forth by specific reference in such filing. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PubliCARD, Inc. Date: November 10, 2003 /s/ Antonio L. DeLise ---------------------- Antonio L. DeLise, President, Chief Executive Officer, Chief Financial Officer EXHIBIT INDEX Exhibit Number Description 99.1 Press release dated November 10, 2003 announcing the results of operations for the three and nine months ended September 30, 2003