-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uos87kfkEyWUZ4TkCssPvCC5Qszga9DTBz7jOBscKVDhDA5M8aDENFhLUvF6e0SJ ydLZtcCG2GtarwYOk646DA== 0000941965-97-000032.txt : 19970409 0000941965-97-000032.hdr.sgml : 19970409 ACCESSION NUMBER: 0000941965-97-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970331 FILED AS OF DATE: 19970408 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUBLICKER INDUSTRIES INC CENTRAL INDEX KEY: 0000081050 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 230991870 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03315 FILM NUMBER: 97576291 BUSINESS ADDRESS: STREET 1: 1445 E PUTNAM AVE CITY: OLD GREENWICH STATE: CT ZIP: 06870 BUSINESS PHONE: 2036374500 MAIL ADDRESS: STREET 1: 1445 EAST PUTNAM AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 COMPANY DATA: COMPANY CONFORMED NAME: KIRR MARBACH & CO LLC CENTRAL INDEX KEY: 0000947469 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 621 WASHINGTON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 BUSINESS PHONE: 8123769444 MAIL ADDRESS: STREET 1: 621 WASHINGTON ST CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 FORM 4 - MARCH 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Kirr, Marbach & Company LLC 621 Washington Street P.O. Box 1729 Columbus, IN 47201-1729 2. Issuer Name and Ticker or Trading Symbol Publicker Industries, Inc. PLKR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year March 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |03/12/|S | | |D |$1.375 | |I |By partnership (1)(4) | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |03/12/|S | | |D |$1.375 | |I |By partnership (2)(4) | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |03/12/|S | | |D |$1.375 | |I |By partnership (3)(4) | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) The Reporting Person is a General Partner of 621 Partners, L.P., an Indiana limited partnership, which holds these shares. (2) The Reporting Person is a General Partner of R. Weil & Associates, a New York limited partnerhip, which holds these shares. (3) The Reporting Person is a General Partner of Appleton Associates, a New York limited partnership, which holds these shares. (4) The Reporting Person is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940 and holds these shares in fiduciary accounts in the ordinary course of business and without the purpose or effect of changing or influencing control of the issuer or engaging in any arrangement subject to Rule 13d-3(b). Therefore, the Reporting Person disclaims beneficial ownership of such shares for the purpose of Section 16 of the 1934 Act based on the exclusion provided by Rule 16a-1(a)(1)(v). If the Reporting Person nevertheless is deemed to have beneficial ownership of these shares, such beneficial ownership is disclaimed for the purposes of Section 16 except to the extent of the Reporting Person's pecuniary interest in such shares. SIGNATURE OF REPORTING PERSON /s/ Kirr, Marbach & Company LLC by Mickey Kim, Member DATE April 8, 1997 -----END PRIVACY-ENHANCED MESSAGE-----