-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KKv+5DPCiBTn5iF83i6QmygYADYF0ojVnBgFy55hrx27bp8e40HsGamuOJxBXNoF EYoOx5+qPiPx6dpZC6ghkA== 0000810467-98-000001.txt : 19980218 0000810467-98-000001.hdr.sgml : 19980218 ACCESSION NUMBER: 0000810467-98-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL LINK CORP CENTRAL INDEX KEY: 0000810467 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770067742 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-44579 FILM NUMBER: 98539185 BUSINESS ADDRESS: STREET 1: 217 HUMBOLDT COURT CITY: SUNNYVALE STATE: CA ZIP: 94089-1300 BUSINESS PHONE: 4087456200 MAIL ADDRESS: STREET 1: 217 HUMBOLDT COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUPTA VINITA CENTRAL INDEX KEY: 0000900634 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O DIGITAL LINK CORP STREET 2: 217 HUMBOLDT CT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4158511146 MAIL ADDRESS: STREET 1: C/O DIGITAL LINK CORP STREET 2: 217 HUMBOLDT CT CITY: SUNNYVALE STATE: CA ZIP: 94089 SC 13G/A 1 SCHEDULE 13G/A (AMENDMENT 3) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 3)* DIGITAL LINK CORPORATION - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - ------------------------------------------------------------------------------- (Title of Class of Securities) 253856 10 8 - ------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 SCHEDULE 13G - -------------------------------- ------------------------------------------ CUSIP No. 253856 10 8 Page 2 of 9 Pages -------------------- ----------- --------- - -------------------------------- ------------------------------------------ - --------- --------------------------------------------------------------------- NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) VINITA GUPTA - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A 2 GROUP* (a) (b) |X| - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 3 SEC USE ONLY - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - --------- --------------------------------------------------------------------- - --------------------------- ------- ------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 ------- ------------------------------------------- ------- ------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 4,048,021 (BENEFICIAL OWNERSHIP OF 916,500 OWNED OF THESE SHARES IS DISCLAIMED) ------- ------------------------------------------- ------- ------------------------------------------- BY 7 SOLE DISPOSITIVE POWER EACH REPORTING 0 ------- ------------------------------------------- ------- ------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 4,048,021 (BENEFICIAL OWNERSHIP OF 916,500 OF THESE SHARES IS DISCLAIMED) - --------------------------- ------- ------------------------------------------- - --------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,048,021* (BENEFICIAL OWNERSHIP OF 916,500 OF THESE SHARES IS DISCLAIMED) *13,334 SHARES ARE SUBJECT TO OPTIONS THAT ARE EXERCISABLE WITHIN 60 DAYS OF DECEMBER 31, 1997 - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 42.9% - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- --------------------------------------------------------------------- Item 1. Issuer's Name and Address of Principal Executive Offices: (a) Digital Link Corporation (b) 217 Humboldt Court, Sunnyvale, California 94089 Item 2. Information Concerning Person Filing: (a) Vinita Gupta (b) 217 Humboldt Court, Sunnyvale, California 94089 (c) U.S.A. (d) Common Stock (e) 253856 10 8 Item 3. Status of Person Filing: Not applicable. Item 4. Ownership: (a) 4,048,021* (b) 42.9% (c) (i) Sole power to vote or to direct vote: 0 shares* (ii) Shared power to vote or to direct vote: 4,048,021 shares* (iii) Sole power to dispose or to direct the disposition: 0 shares* (iv) Shared power to dispose or to direct the disposition: 4,048,021 shares* *Beneficial ownership of all or some of these shares is disclaimed as set forth on Page 2 of this statement. Item 5. Ownership of Five Percent or Less of a Class: Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: (a) As of December 31, 1997, 2,857,387 of these shares and 13,334 shares subject to options that are exercisable within 60 days of December 31, 1997 were beneficially owned by Vinita Gupta and her spouse, Narendra Gupta. (b) As of December 31, 1997, 862,500 of these shares were held in trust for the benefit of the filing person's children. The filing person, her spouse and a third party, Kalyan Dutta, are trustees of the trust. (c) As of December 31, 1997, an aggregate of 54,000 of these shares were held in custodial accounts for the benefit of the filing person's two children (27,000 for each child). (d) As of December 31, 1997, 260,800 of these shares were held in trust for the benefit of filing person's living trust. The filing person and her spouse are settlors and trustees of the trust. Item 7. Identification and Classification of Subsidiary: Not applicable. Item 8. Identification and Classification of Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Not applicable. SCHEDULE 13G - -------------------------------- ------------------------------------------ CUSIP No. 253856 10 8 Page 4 of 9 Pages -------------------- ----------- --------- - -------------------------------- ------------------------------------------ - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) NARENDRA K. GUPTA - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A 2 GROUP* (a) (b) |X| - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 3 SEC USE ONLY - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - --------- --------------------------------------------------------------------- - --------------------------- ------- ------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 ------- ------------------------------------------- ------- ------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 4,048,021 (BENEFICIAL OWNERSHIP OF 916,500 OWNED OF THESE SHARES IS DISCLAIMED) ------- ------------------------------------------- ------- ------------------------------------------- BY 7 SOLE DISPOSITIVE POWER EACH REPORTING 0 ------- ------------------------------------------- ------- ------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 4,048,021 (BENEFICIAL OWNERSHIP OF 916,500 OF THESE SHARES IS DISCLAIMED) - --------------------------- ------- ------------------------------------------- - --------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,048,021* (BENEFICIAL OWNERSHIP OF 916,500 OF THESE SHARES IS DISCLAIMED) *13,334 SHARES ARE SUBJECT TO OPTIONS THAT ARE EXERCISABLE WITHIN 60 DAYS OF DECEMBER 31, 1997 - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 42.9% - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ---------------------------------------------------------------------- Item 1. Issuer's Name and Address of Principal Executive Offices: (a) Digital Link Corporation (b) 217 Humboldt Court, Sunnyvale, California 94089 Item 2. Information Concerning Person Filing: (a) Narendra K. Gupta (b) 217 Humboldt Court, Sunnyvale, California 94089 (c) U.S.A. (d) Common Stock (e) 253856 10 8 Item 3. Status of Person Filing: Not applicable. Item 4. Ownership: (a) 4,048,021* (b) 42.9% (c) (i) Sole power to vote or to direct vote: 0 shares* (ii) Shared power to vote or to direct vote: 4,048,021 shares* (iii) Sole power to dispose or to direct the disposition: 0 shares* (iv) Shared power to dispose or to direct the disposition: 4,048,021 shares* *Beneficial ownership of all or some of these shares is disclaimed as set forth on Page 5 of this statement. Item 5. Ownership of Five Percent or Less of a Class: Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: (a) As of December 31, 1997, 2,857,387 of these shares and 13,334 shares subject to options that are exercisable within 60 days of December 31, 1997 were beneficially owned by Narendra K. Gupta and his spouse, Vinita Gupta. (b) As of December 31, 1997, 862,500 of these shares were held in trust for the benefit of the filing person's children. The filing person, his spouse and a third party, Kalyan Dutta, are trustees of the trust. (c) As of December 31, 1997, an aggregate of 54,000 of these shares were held in custodial accounts for the benefit of the filing person's two children (27,000 for each child). (d) As of December 31, 1997, 260,800 of these shares were held in trust for the benefit of filing person's living trust. The filing person and his spouse are settlors and trustees of the trust. Item 7. Identification and Classification of Subsidiary: Not applicable. Item 8. Identification and Classification of Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Not applicable. SCHEDULE 13G - -------------------------------- ------------------------------------------ CUSIP No. 253856 10 8 Page 6 of 9 Pages -------------------- ----------- --------- - -------------------------------- ------------------------------------------ - --------- ---------------------------------------------------------------------- NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) GUPTA CHILDREN'S TRUST AGREEMENT - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) 2 (b) |X| - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - --------- ---------------------------------------------------------------------- - --------------------------- ------- -------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 862,500 SHARES ------- -------------------------------------------- ------- -------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED ------- -------------------------------------------- ------- -------------------------------------------- BY 7 SOLE DISPOSITIVE POWER EACH REPORTING 862,500 SHARES ------- -------------------------------------------- ------- -------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH - --------------------------- ------- -------------------------------------------- - --------- ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 862,500 SHARES - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.1% - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - --------- ---------------------------------------------------------------------- Item 1. Issuer's Name and Address of Principal Executive Offices: (a) Digital Link Corporation (b) 217 Humboldt Court, Sunnyvale, California 94089 Item 2. Information Concerning Person Filing: (a) Gupta Children's Trust Agreement (b) 217 Humboldt Court, Sunnyvale, California 94089 (c) U.S.A. (d) Common Stock (e) 253856 10 8 Item 3. Status of Person Filing: Not applicable. Item 4. Ownership: (a) 862,500 (b) 9.1% (c) (i) Sole power to vote or to direct vote: 862,500 shares (ii) Shared power to vote or to direct vote: 0 (iii) Sole power to dispose or to direct the disposition: 862,500 shares (iv) Shared power to dispose or to direct the disposition: 0 Item 5. Ownership of Five Percent or Less of a Class: Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of Subsidiary: Not applicable. Item 8. Identification and Classification of Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 1998 /s/ Vinita Gupta Signature VINITA GUPTA Name/Title /s/ Narendra K. Gupta Signature NARENDRA K. GUPTA Name/Title /s/ Vinita Gupta Signature VINITA GUPTA, Trustee of the Gupta Children's Trust Agreement Name/Title /s/ Narendra K. Gupta Signature NARENDRA K. GUPTA, Trustee of the Gupta Children's Trust Agreement Name/Title EXHIBIT A Agreement of Joint Filing Each of the undersigned hereby agrees that they are filing jointly pursuant to Rule 13d-1(f)(1) of the Securities Exchange Act of 1934, as amended, the Statement dated February 13, 1998, containing the information required by Schedule 13G, for the shares of Common Stock of Digital Link Corporation which they each beneficially hold. Dated: February 13, 1998 /s/ Vinita Gupta Signature VINITA GUPTA Name/Title /s/ Narendra K. Gupta Signature NARENDRA K. GUPTA Name/Title /s/ Vinita Gupta Signature VINITA GUPTA, Trustee of the Gupta Children's Trust Agreement Name/Title /s/ Narendra K. Gupta Signature NARENDRA K. GUPTA, Trustee of the Gupta Children's Trust Agreement Name/Title -----END PRIVACY-ENHANCED MESSAGE-----