13F-HR 1 d248888d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [_]: Amendment Number: _______ This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Howard Hughes Medical Institute Address: 4000 Jones Bridge Road Chevy Chase, MD 20815-6789 Form 13F File Number: 28-1897 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Richard Pender Title: Managing Director - Global Equities Phone: (301) 215-8697 Signature, Place, and Date of Signing: /s/ Richard Pender Chevy Chase, Maryland 11/4/11 ------------------------------------- ----------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 233 Form 13F Information Table Value Total: 623,435 (thousands) List of Other Included Managers: None. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------- ---------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- 3M CO COM 88579Y101 4,666 65,000 SH N/A SOLE N/A X N/A N/A 7 DAYS GROUP HLDGS LTD ADR 81783J101 6 455 SH N/A SOLE N/A X N/A N/A ACCENTURE PLC IRELAND SHS CLASS A G1151C101 84 1,588 SH N/A SOLE N/A X N/A N/A ACCRETIVE HEALTH INC COM 00438V103 30 1,409 SH N/A SOLE N/A X N/A N/A ADOBE SYS INC COM 00724F101 4,471 185,000 SH N/A SOLE N/A X N/A N/A AEROPOSTALE INC COM 007865108 49 4,538 SH N/A SOLE N/A X N/A N/A ALPHA NATURAL RESOURCES INC COM 02076X102 1 58 SH N/A SOLE N/A X N/A N/A AMDOCS LTD ORD G02602103 9 321 SH N/A SOLE N/A X N/A N/A AMERICAN EXPRESS CO COM 025816109 6,062 135,000 SH N/A SOLE N/A X N/A N/A AMERICAN TOWER CORPORATION CL A 029912201 88 1,643 SH N/A SOLE N/A X N/A N/A AMERIPRISE FINL INC COM 03076C106 38 977 SH N/A SOLE N/A X N/A N/A AMR CORP COM 001765106 21 7,206 SH N/A SOLE N/A X N/A N/A ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 6,372 120,264 SH N/A SOLE N/A X N/A N/A ANNALY CAP MGMT INC COM 035710409 2,312 139,000 SH N/A SOLE N/A X N/A N/A ANWORTH MORTGAGE ASSET CP COM 037347101 673 99,000 SH N/A SOLE N/A X N/A N/A AON CORP COM 037389103 87 2,062 SH N/A SOLE N/A X N/A N/A APOLLO COML REAL EST FIN INC COM 03762U105 593 45,000 SH N/A SOLE N/A X N/A N/A APPLE INC COM 037833100 6,733 17,656 SH N/A SOLE N/A X N/A N/A APPLIED MATLS INC COM 038222105 92 8,929 SH N/A SOLE N/A X N/A N/A ARCOS DORADOS HOLDINGS INC SHS CLASS -A- G0457F107 10 416 SH N/A SOLE N/A X N/A N/A ASPEN INSURANCE HOLDINGS LTD SHS G05384105 130 5,647 SH N/A SOLE N/A X N/A N/A AUTODESK INC COM 052769106 12 434 SH N/A SOLE N/A X N/A N/A AUTOZONE INC COM 053332102 369 1,155 SH N/A SOLE N/A X N/A N/A BANCO BRADESCO S A SP ADR PFD NEW 059460303 370 25,000 SH N/A SOLE N/A X N/A N/A BANK OF AMERICA CORPORATION COM 060505104 79 12,835 SH N/A SOLE N/A X N/A N/A BANK OF NEW YORK MELLON CORP COM 064058100 25 1,327 SH N/A SOLE N/A X N/A N/A BEAZER HOMES USA INC COM 07556Q105 6 4,115 SH N/A SOLE N/A X N/A N/A BECTON DICKINSON & CO COM 075887109 234 3,186 SH N/A SOLE N/A X N/A N/A BED BATH & BEYOND INC COM 075896100 115 2,011 SH N/A SOLE N/A X N/A N/A BEST BUY INC COM 086516101 215 9,208 SH N/A SOLE N/A X N/A N/A BIOFUEL ENERGY CORP COM 09064Y109 7 36,190 SH N/A SOLE N/A X N/A N/A BP PLC SPONSORED ADR 055622104 123 3,407 SH N/A SOLE N/A X N/A N/A BROADRIDGE FINL SOLUTIONS IN COM 11133T103 72 3,574 SH N/A SOLE N/A X N/A N/A BRUNSWICK CORP COM 117043109 3 221 SH N/A SOLE N/A X N/A N/A CALUMET SPECIALTY PROD PTNR UT LTD PARTNER 131476103 9 518 SH N/A SOLE N/A X N/A N/A CANON INC ADR 138006309 6,298 139,145 SH N/A SOLE N/A X N/A N/A CAPSTEAD MTG CORP COM NO PAR 14067E506 1,208 104,700 SH N/A SOLE N/A X N/A N/A CAREFUSION CORP COM 14170T101 311 12,974 SH N/A SOLE N/A X N/A N/A CF INDS HLDGS INC COM 125269100 139 1,127 SH N/A SOLE N/A X N/A N/A CHINA FD INC COM 169373107 2,951 128,322 SH N/A SOLE N/A X N/A N/A CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 8 548 SH N/A SOLE N/A X N/A N/A CITIGROUP INC COM NEW 172967424 324 12,638 SH N/A SOLE N/A X N/A N/A CLIFFS NATURAL RESOURCES INC COM 18683K101 1 27 SH N/A SOLE N/A X N/A N/A COCA COLA CO COM 191216100 7,106 105,185 SH N/A SOLE N/A X N/A N/A COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 260 4,146 SH N/A SOLE N/A X N/A N/A COMCAST CORP NEW CL A SPL 20030N200 355 17,140 SH N/A SOLE N/A X N/A N/A COMCAST CORP NEW CL A 20030N101 114 5,436 SH N/A SOLE N/A X N/A N/A
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------- ---------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- CON-WAY INC COM 205944101 17 775 SH N/A SOLE N/A X N/A N/A CROWN CASTLE INTL CORP COM 228227104 236 5,815 SH N/A SOLE N/A X N/A N/A CTRIP COM INTL LTD AMERICAN DEP SH 22943F100 125 3,874 SH N/A SOLE N/A X N/A N/A CVR ENERGY INC COM 12662P108 198 9,385 SH N/A SOLE N/A X N/A N/A CVS CAREMARK CORPORATION COM 126650100 149 4,442 SH N/A SOLE N/A X N/A N/A CYPRESS SEMICONDUCTOR CORP COM 232806109 45 2,985 SH N/A SOLE N/A X N/A N/A DAVITA INC COM 23918K108 5 79 SH N/A SOLE N/A X N/A N/A DEAN FOODS CO NEW COM 242370104 109 12,338 SH N/A SOLE N/A X N/A N/A DEERE & CO COM 244199105 7,748 120,000 SH N/A SOLE N/A X N/A N/A DELL INC COM 24702R101 782 55,271 SH N/A SOLE N/A X N/A N/A DELTA AIR LINES INC DEL COM NEW 247361702 35 4,708 SH N/A SOLE N/A X N/A N/A DISNEY WALT CO COM DISNEY 254687106 7,992 265,000 SH N/A SOLE N/A X N/A N/A DOLLAR GEN CORP NEW COM 256677105 282 7,473 SH N/A SOLE N/A X N/A N/A DOLLAR TREE INC COM 256746108 110 1,463 SH N/A SOLE N/A X N/A N/A DR HORTON INC COM 23331A109 14 1,495 SH N/A SOLE N/A X N/A N/A EBAY INC COM 278642103 272 9,233 SH N/A SOLE N/A X N/A N/A ECHOSTAR CORP CL A 278768106 114 5,027 SH N/A SOLE N/A X N/A N/A EINSTEIN NOAH REST GROUP INC COM 28257U104 184 14,344 SH N/A SOLE N/A X N/A N/A EL PASO CORP COM 28336L109 111 6,350 SH N/A SOLE N/A X N/A N/A ELLINGTON FINANCIAL LLC COM 288522303 1,016 59,166 SH N/A SOLE N/A X N/A N/A EMERSON ELEC CO COM 291011104 19 459 SH N/A SOLE N/A X N/A N/A EMPLOYERS HOLDINGS INC COM 292218104 17 1,327 SH N/A SOLE N/A X N/A N/A ENERGY PARTNERS LTD COM NEW 29270U303 27 2,405 SH N/A SOLE N/A X N/A N/A ENSCO PLC SPONSORED ADR 29358Q109 233 5,771 SH N/A SOLE N/A X N/A N/A EQUINIX INC COM NEW 29444U502 129 1,457 SH N/A SOLE N/A X N/A N/A LAUDER ESTEE COS INC CL A 518439104 112 1,277 SH N/A SOLE N/A X N/A N/A ETFS PALLADIUM TR SH BEN INT 26923A106 32 527 SH N/A SOLE N/A X N/A N/A ETFS PLATINUM TR SH BEN INT 26922V101 25 167 SH N/A SOLE N/A X N/A N/A EXCO RESOURCES INC COM 269279402 29 2,691 SH N/A SOLE N/A X N/A N/A EXPRESS SCRIPTS INC COM 302182100 143 3,851 SH N/A SOLE N/A X N/A N/A EXXON MOBIL CORP COM 30231G102 5,810 80,000 SH N/A SOLE N/A X N/A N/A FAMILY DLR STORES INC COM 307000109 79 1,554 SH N/A SOLE N/A X N/A N/A FBR & CO COM 30247C301 12 5,060 SH N/A SOLE N/A X N/A N/A FEDEX CORP COM 31428X106 4,738 70,000 SH N/A SOLE N/A X N/A N/A FIFTH STREET FINANCE CORP COM 31678A103 25 2,718 SH N/A SOLE N/A X N/A N/A FIFTH THIRD BANCORP COM 316773100 43 4,291 SH N/A SOLE N/A X N/A N/A FISERV INC COM 337738108 189 3,717 SH N/A SOLE N/A X N/A N/A FLOWSERVE CORP COM 34354P105 37 494 SH N/A SOLE N/A X N/A N/A FOSTER WHEELER AG COM H27178104 138 7,747 SH N/A SOLE N/A X N/A N/A FURIEX PHARMACEUTICALS INC COM 36106P101 9 653 SH N/A SOLE N/A X N/A N/A GENERAL DYNAMICS CORP COM 369550108 1,336 23,476 SH N/A SOLE N/A X N/A N/A GENERAL MRTS CO COM 37045V100 99 4,911 SH N/A SOLE N/A X N/A N/A GENERAL MRTS CO JR PFD CNV SRB 37045V209 2 64 SH N/A SOLE N/A X N/A N/A GOODRICH CORP COM 382388106 648 5,366 SH N/A SOLE N/A X N/A N/A GOODYEAR TIRE & RUBR CO COM 382550101 184 18,191 SH N/A SOLE N/A X N/A N/A GOODYEAR TIRE & RUBR CO PFD CONV 382550309 13 347 SH N/A SOLE N/A X N/A N/A GOOGLE INC. CL A CL A 38259P508 697 1,353 SH N/A SOLE N/A X N/A N/A
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------- ---------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 1,179 65,100 SH N/A SOLE N/A X N/A N/A HARTFORD FINL SVCS GROUP INC COM 416515104 18 1,139 SH N/A SOLE N/A X N/A N/A HCA HOLDINGS INC COM 40412C101 81 3,996 SH N/A SOLE N/A X N/A N/A HEIDRICK & STRUGGLES INTL IN COM 422819102 254 15,439 SH N/A SOLE N/A X N/A N/A HEWLETT PACKARD CO COM 428236103 90 4,002 SH N/A SOLE N/A X N/A N/A HOLLYFRONTIER CORP COM 436106108 78 2,958 SH N/A SOLE N/A X N/A N/A HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 10 388 SH N/A SOLE N/A X N/A N/A HUNTINGTON INGALLS INDS INC COM 446413106 76 3,111 SH N/A SOLE N/A X N/A N/A INGRAM MICRO INC CL A 457153104 82 5,068 SH N/A SOLE N/A X N/A N/A INTERNATIONAL FLAVORS & FRAGRA COM 459506101 74 1,324 SH N/A SOLE N/A X N/A N/A INTL PAPER CO COM 460146103 156 6,705 SH N/A SOLE N/A X N/A N/A INTERVAL LEISURE GROUP INC COM 46113M108 118 8,834 SH N/A SOLE N/A X N/A N/A ISHARES TR MSCI ACJPN IDX 464288182 43,142 925,000 SH N/A SOLE N/A X N/A N/A ISHARES TR MSCI EMERG MKT 464287234 84,754 2,415,000 SH N/A SOLE N/A X N/A N/A ISHARES TR JAPAN SML CAP 464286582 1,372 30,000 SH N/A SOLE N/A X N/A N/A ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 12 1,899 SH N/A SOLE N/A X N/A N/A ITAU UNIBANCO HOLDING SA SPON ADR REP PFD 465562106 621 40,000 SH N/A SOLE N/A X N/A N/A JOHNSON & JOHNSON COM 478160104 6,369 100,000 SH N/A SOLE N/A X N/A N/A JPMORGAN CHASE & CO COM 46625H100 4,217 140,000 SH N/A SOLE N/A X N/A N/A KB HOME COM 48666K109 10 1,778 SH N/A SOLE N/A X N/A N/A KLA-TENCOR CORP COM 482480100 69 1,793 SH N/A SOLE N/A X N/A N/A KRAFT FOODS INC CL A 50075N104 48 1,420 SH N/A SOLE N/A X N/A N/A LAM RESEARCH CORP COM 512807108 58 1,537 SH N/A SOLE N/A X N/A N/A LIVE NATION ENTERTAINMENT IN COM 538034109 12 1,546 SH N/A SOLE N/A X N/A N/A LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 0 935 SH N/A SOLE N/A X N/A N/A LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 71 2,902 SH N/A SOLE N/A X N/A N/A MACYS INC COM 55616P104 222 8,446 SH N/A SOLE N/A X N/A N/A MAIDEN HOLDINGS LTD SHS G5753U112 97 13,137 SH N/A SOLE N/A X N/A N/A MANITOWOC INC COM 563571108 2 266 SH N/A SOLE N/A X N/A N/A MARATHON OIL CORP COM 565849106 103 4,758 SH N/A SOLE N/A X N/A N/A MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 6,268 145,000 SH N/A SOLE N/A X N/A N/A MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3,738 67,732 SH N/A SOLE N/A X N/A N/A MARKET VECTORS ETF TR RUSSIA ETF 57060U506 15,686 620,000 SH N/A SOLE N/A X N/A N/A MASCO CORP COM 574599106 25 3,472 SH N/A SOLE N/A X N/A N/A MASTERCARD INC CL A 57636Q104 3,172 10,000 SH N/A SOLE N/A X N/A N/A MBIA INC COM 55262C100 6 774 SH N/A SOLE N/A X N/A N/A MCDONALDS CORP COM 580135101 1,756 20,000 SH N/A SOLE N/A X N/A N/A MEAD JOHNSON NUTRITION CO COM 582839106 3,097 45,000 SH N/A SOLE N/A X N/A N/A MEDCO HEALTH SOLUTIONS INC COM 58405U102 82 1,750 SH N/A SOLE N/A X N/A N/A MEDTRONIC INC COM 585055106 67 2,016 SH N/A SOLE N/A X N/A N/A MERCK & CO INC NEW COM 58933Y105 94 2,873 SH N/A SOLE N/A X N/A N/A METLIFE INC COM 59156R108 54 1,941 SH N/A SOLE N/A X N/A N/A MICRON TECHNOLOGY INC COM 595112103 98 19,486 SH N/A SOLE N/A X N/A N/A MICROSOFT CORP COM 594918104 628 25,232 SH N/A SOLE N/A X N/A N/A MONSANTO CO NEW COM 61166W101 148 2,465 SH N/A SOLE N/A X N/A N/A MORGAN STANLEY CHINA A SH FD COM 617468103 848 40,000 SH N/A SOLE N/A X N/A N/A MPG OFFICE TR INC COM 553274101 12 5,565 SH N/A SOLE N/A X N/A N/A
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------- ---------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- MUELLER WTR PRODS INC COM SER A 624758108 39 15,633 SH N/A SOLE N/A X N/A N/A NAVISTAR INTL CORP NEW COM 63934E108 28 886 SH N/A SOLE N/A X N/A N/A NCR CORP NEW COM 62886E108 215 12,733 SH N/A SOLE N/A X N/A N/A NETAPP INC COM 64110D104 123 3,636 SH N/A SOLE N/A X N/A N/A NETEASE COM INC SPONSORED ADR 64110W102 91 2,380 SH N/A SOLE N/A X N/A N/A NETFLIX INC. COM 64110L106 35 308 SH N/A SOLE N/A X N/A N/A NEUTRAL TANDEM INC COM 64128B108 10 1,074 SH N/A SOLE N/A X N/A N/A NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 76 3,328 SH N/A SOLE N/A X N/A N/A NEWS CORP CL A 65248E104 35 2,240 SH N/A SOLE N/A X N/A N/A NIELSEN HOLDINGS N V COM N63218106 74 2,845 SH N/A SOLE N/A X N/A N/A NOVARTIS A G SPONSORED ADR 66987V109 6,414 115,000 SH N/A SOLE N/A X N/A N/A NVR INC COM 62944T105 100 166 SH N/A SOLE N/A X N/A N/A O REILLY AUTOMOTIVE INC NEW COM 67103H107 178 2,666 SH N/A SOLE N/A X N/A N/A OCEANEERING INTL INC COM 675232102 8 233 SH N/A SOLE N/A X N/A N/A OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 4,640 45,000 SH N/A SOLE N/A X N/A N/A PETROCHINA CO LTD SPONSORED ADR 71646E100 7,229 60,000 SH N/A SOLE N/A X N/A N/A PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 4,766 230,000 SH N/A SOLE N/A X N/A N/A PFIZER INC COM 717081103 1,447 81,871 SH N/A SOLE N/A X N/A N/A PHI INC COM VTG 69336T106 13 678 SH N/A SOLE N/A X N/A N/A PHI INC COM NON VTG 69336T205 12 610 SH N/A SOLE N/A X N/A N/A PIONEER NAT RES CO COM 723787107 615 9,348 SH N/A SOLE N/A X N/A N/A PRICELINE COM INC COM NEW 741503403 78 174 SH N/A SOLE N/A X N/A N/A PULTE GROUP INC COM 745867101 9 2,195 SH N/A SOLE N/A X N/A N/A QUALCOMM INC COM 747525103 5,007 102,968 SH N/A SOLE N/A X N/A N/A RALPH LAUREN CORP CL A 751212101 255 1,964 SH N/A SOLE N/A X N/A N/A RENAISSANCERE HOLDINGS LTD COM G7496G103 488 7,643 SH N/A SOLE N/A X N/A N/A REPUBLIC AWYS HLDGS INC COM 760276105 13 4,650 SH N/A SOLE N/A X N/A N/A ROYAL BK OF SCOTLAND GROUP PLC SP ADR PREF T 780097713 44 3,678 SH N/A SOLE N/A X N/A N/A ROYAL BK OF SCOTLAND GROUP PLC SP ADR PREF S 780097739 45 4,016 SH N/A SOLE N/A X N/A N/A ROYAL BK OF SCOTLAND GROUP PLC ADR PREF SHS R 780097747 0 9 SH N/A SOLE N/A X N/A N/A ROYAL BK OF SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 33 2,884 SH N/A SOLE N/A X N/A N/A ROYAL BK OF SCOTLAND GROUP PLC ADR PFD SER P 780097762 0 5 SH N/A SOLE N/A X N/A N/A ROYAL BK OF SCOTLAND GROUP PLC ADR PREF SER N 780097770 66 6,221 SH N/A SOLE N/A X N/A N/A ROYAL BK OF SCOTLAND GROUP PLC SP ADR L RP PF 780097788 22 1,407 SH N/A SOLE N/A X N/A N/A ROYAL BK OF SCOTLAND GROUP PLC SP ADR PREF M 780097796 27 2,514 SH N/A SOLE N/A X N/A N/A ROYAL CARIBBEAN CRUISES LTD COM V7780T103 55 2,559 SH N/A SOLE N/A X N/A N/A RYLAND GROUP INC COM 783764103 3 262 SH N/A SOLE N/A X N/A N/A SCHLUMBERGER LTD COM 806857108 116 1,950 SH N/A SOLE N/A X N/A N/A SCORPIO TANKERS INC SHS Y7542C106 36 6,764 SH N/A SOLE N/A X N/A N/A SEACOR HOLDINGS INC COM 811904101 107 1,328 SH N/A SOLE N/A X N/A N/A SEAGATE TECHNOLOGY PLC SHS G7945M107 162 15,765 SH N/A SOLE N/A X N/A N/A SEMGROUP CORP CL A 81663A105 30 1,504 SH N/A SOLE N/A X N/A N/A SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 65 2,451 SH N/A SOLE N/A X N/A N/A SOLARWINDS INC COM 83416B109 20 914 SH N/A SOLE N/A X N/A N/A SOUTHERN UN CO NEW COM 844030106 681 16,776 SH N/A SOLE N/A X N/A N/A SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 1,291 30,000 SH N/A SOLE N/A X N/A N/A SPDR S&P 500 ETF TR TR UNIT 78462F103 169,725 1,500,000 SH N/A SOLE N/A X N/A N/A
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------- ---------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- SPRINT NEXTEL CORP COM SER 1 852061100 227 74,649 SH N/A SOLE N/A X N/A N/A STARBUCKS CORP COM COM 855244109 228 6,119 SH N/A SOLE N/A X N/A N/A STATE BANK FINANCIAL CORP COM 856190103 114 9,079 SH N/A SOLE N/A X N/A N/A SUNTRUST BKS INC COM 867914103 34 1,868 SH N/A SOLE N/A X N/A N/A SUPERMEDIA INC COM 868447103 1 553 SH N/A SOLE N/A X N/A N/A SYMMETRICOM INC COM 871543104 10 2,323 SH N/A SOLE N/A X N/A N/A TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 6,115 535,000 SH N/A SOLE N/A X N/A N/A TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 141 11,078 SH N/A SOLE N/A X N/A N/A TEKELEC COM 879101103 114 18,835 SH N/A SOLE N/A X N/A N/A TEMPLE-INLAND INC COM 879868107 47 1,505 SH N/A SOLE N/A X N/A N/A TEMPLETON DRAGON FD INC COM 88018T101 847 35,000 SH N/A SOLE N/A X N/A N/A TERADATA CORP DEL COM 88076W103 71 1,327 SH N/A SOLE N/A X N/A N/A TERADYNE INC COM 880770102 40 3,676 SH N/A SOLE N/A X N/A N/A TESORO CORP COM 881609101 40 2,037 SH N/A SOLE N/A X N/A N/A MOSAIC CO NEW COM 61945C103 155 3,172 SH N/A SOLE N/A X N/A N/A THERMO FISHER SCIENTIFIC INC COM 883556102 6,077 120,000 SH N/A SOLE N/A X N/A N/A TIME WARNER INC COM NEW 887317303 43 1,425 SH N/A SOLE N/A X N/A N/A TRANSDIGM GROUP INC COM 893641100 117 1431.00 SH N/A SOLE N/A X N/A N/A TRAVELERS COMPANIES INC COM 89417E109 275 5642.00 SH N/A SOLE N/A X N/A N/A US AIRWAYS GROUP INC COM 90341W108 85 15,467 SH N/A SOLE N/A X N/A N/A UNITED CONTL HLDGS INC COM 910047109 141 7,262 SH N/A SOLE N/A X N/A N/A UNITEDHEALTH GROUP INC COM 91324P102 82 1,785 SH N/A SOLE N/A X N/A N/A US BANCORP DEL COM NEW 902973304 81 3,422 SH N/A SOLE N/A X N/A N/A UTI WORLDWIDE INC ORD G87210103 73 5,614 SH N/A SOLE N/A X N/A N/A VALERO ENERGY CORP NEW COM 91913Y100 178 10,017 SH N/A SOLE N/A X N/A N/A VANCEINFO TECHNOLOGIES INC ADR 921564100 19 2,871 SH N/A SOLE N/A X N/A N/A VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 63,388 1,300,000 SH N/A SOLE N/A X N/A N/A VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 65,390 1,825,000 SH N/A SOLE N/A X N/A N/A VIASAT INC COM 92552V100 30 891 SH N/A SOLE N/A X N/A N/A VISA INC COM CL A 92826C839 449 5,233 SH N/A SOLE N/A X N/A N/A WABCO HLDGS INC COM 92927K102 75 1,986 SH N/A SOLE N/A X N/A N/A WALTER ENERGY INC COM 93317Q105 1 12 SH N/A SOLE N/A X N/A N/A WEBMD HEALTH CORP COM 94770V102 169 5,591 SH N/A SOLE N/A X N/A N/A WELLS FARGO & CO NEW COM 949746101 121 5,003 SH N/A SOLE N/A X N/A N/A WESTERN REFNG INC COM 959319104 45 3,591 SH N/A SOLE N/A X N/A N/A WILLIAMS COS INC DEL COM 969457100 655 26,918 SH N/A SOLE N/A X N/A N/A WISDOMTREE TRUST JP SMALLCP DIV 97717W836 1,308 30,000 SH N/A SOLE N/A X N/A N/A WYNDHAM WORLDWIDE CORP COM 98310W108 93 3,276 SH N/A SOLE N/A X N/A N/A YAHOO INC COM 984332106 124 9,434 SH N/A SOLE N/A X N/A N/A YANDEX N V SHS CLASS A N97284108 72 3,503 SH N/A SOLE N/A X N/A N/A YUM BRANDS INC. COM 988498101 173 3,505 SH N/A SOLE N/A X N/A N/A ALEXZA PHARMACEUTICALS INC COM 015384100 1,608 1,489,147 SH N/A SOLE N/A X N/A N/A LEXICON PHARMACEUTICALS INC COM 528872104 571 620,816 SH N/A SOLE N/A X N/A N/A DYNAVAX TECHNOLOGIES CORP COM 268158102 2,461 1,323,183 SH N/A SOLE N/A X N/A N/A LEUCADIA NATL CORP COM 527288104 42 1,833 SH N/A SOLE N/A X N/A N/A 623,435