0001144204-12-011878.txt : 20120229 0001144204-12-011878.hdr.sgml : 20120229 20120229124801 ACCESSION NUMBER: 0001144204-12-011878 CONFORMED SUBMISSION TYPE: NSAR-U PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120229 DATE AS OF CHANGE: 20120229 EFFECTIVENESS DATE: 20120229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZALICO VARIABLE SEPARATE ACCOUNT CENTRAL INDEX KEY: 0000810369 IRS NUMBER: 363050975 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-U SEC ACT: 1940 Act SEC FILE NUMBER: 811-05025 FILM NUMBER: 12651150 BUSINESS ADDRESS: STREET 1: C/O CHASE LIFE STREET 2: 2500 WESTFIELD DRIVE CITY: ELGIN STATE: IL ZIP: 60123 BUSINESS PHONE: 847-930-7272 MAIL ADDRESS: STREET 1: C/O CHASE LIFE STREET 2: 2500 WESTFIELD DRIVE CITY: ELGIN STATE: IL ZIP: 60123 FORMER COMPANY: FORMER CONFORMED NAME: KILICO VARIABLE SEPARATE ACCOUNT/IL DATE OF NAME CHANGE: 19920703 NSAR-U 1 v304142_nsar-u.txt NSAR-U FORM N-SAR-U SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Report for six month period ending: __/__/__(a) or fiscal year ending: 12/31/11(b) Is this a transition report? (Y/N) N Is this an amendment to a previous filing? (Y/N) N Those items or sub-items with a box "[/]" after the item number should be completed only if the answer has changed from the previous filing on this form. 1. A. Registrant Name: ZALICO Variable Separate Account B. File Number: 811-05025 C. Telephone Number: 425-577-5100 2. A. Street: 1400 American Lane B. City: Schaumburg C. State: IL D. Zip Code: 60196 Zip Ext: 1091 E. Foreign Country: ____________ Foreign Postal Code: ___________ 3. Is this the first filing on this form by Registrant? (Y/N) N 4. Is this the last filing on this form by Registrant? (Y/N) N 5. Is Registrant a small business investment company (SBIC)? (Y/N) N [If answer is "Y" (Yes), complete only items 89 through 110.] 6. Is Registrant a unit investment trust (UIT)? (Y/N) Y [If answer is "Y" (Yes) complete only items 111 through 132.] 7. A. Is Registrant a series or multiple portfolio company? (Y/N) N [If answer is "N" (No), go to item 8.] B. How many separate series or portfolios did Registrant have at the end of the period? _____ 1 If filing more than one Page 47, "X" box: [ ] For period ending 12/31/11 File number 811-05025 UNIT INVESTMENT TRUSTS 111. A. [/] Depositor Name: __________________________________________________ B. [/] File Number (If any): ____________________________________________ C. [/] City: ________ State: ________ Zip Code: ______ Zip Ext.: _____ [/] Foreign Country: ______________ Foreign Postal Code: ___________ 111. A. [/] Depositor Name: __________________________________________________ B. [/] File Number (If any): ____________________________________________ C. [/] City: ________ State: ________ Zip Code: ______ Zip Ext.: _____ [/] Foreign Country: ______________ Foreign Postal Code: ___________ 112. A. [/] Sponsor Name: ____________________________________________________ B. [/] File Number (If any): ____________________________________________ C. [/] City: ________ State: ________ Zip Code: ______ Zip Ext.: _____ [/] Foreign Country: ______________ Foreign Postal Code: ___________ 112. A. [/] Sponsor Name: ____________________________________________________ B. [/] File Number (If any): ____________________________________________ C. [/] City: ________ State: ________ Zip Code: ______ Zip Ext.: _____ [/] Foreign Country: ______________ Foreign Postal Code: ___________ 2 If filing more than one Page 48, "X" box: [ ] For period ending 12/31/11 File number 811-05025 113. A. [/] Trustee Name: ____________________________________________________ B. [/] City: ________ State: ________ Zip Code: ______ Zip Ext.: _____ [/] Foreign Country: ______________ Foreign Postal Code: ___________ 113. A. [/] Trustee Name: ____________________________________________________ B. [/] City: ________ State: ________ Zip Code: ______ Zip Ext.: _____ [/] Foreign Country: ______________ Foreign Postal Code: ___________ 114. A. [/] Principal Underwriter Name: ______________________________________ B. [/] File Number 8-____________ C. [/] City: ________ State: ________ Zip Code: ______ Zip Ext.: _____ [/] Foreign Country: ______________ Foreign Postal Code: ___________ 114. A. [/] Principal Underwriter Name: ______________________________________ B. [/] File Number 8-_____________ C. [/] City: ________ State: ________ Zip Code: ______ Zip Ext.: _____ [/] Foreign Country: ______________ Foreign Postal Code: ___________ 115. A. [/] Independent Public Accountant Name: ______________________________ B. [/] City: ________ State: ________ Zip Code: ______ Zip Ext.: _____ [/] Foreign Country: ______________ Foreign Postal Code: ___________ 115. A. [/] Independent Public Accountant Name: ______________________________ B. [/] City: ________ State: ________ Zip Code: ______ Zip Ext.: _____ [/] Foreign Country: ______________ Foreign Postal Code: ___________ 3 If filing more than one Page 49, "X" box: [ ] For period ending 12/31/11 File number 811-05025 116. Family of investment companies information: A. [/] Is Registrant part of a family of investment companies? (Y/N) _______ ____ Y/N B. [/] Identify the family in 10 letters: _________________________ (Note: In filing this form, use this identification consistently for all investment companies in family. This designation is for purposes of this form only.) 117. A. [/] Is Registrant a separate account of an insurance company? (Y/N) _______ ____ Y/N If answer is "Y" (Yes), are any of the following types of contracts funded by the Registrant? B. [/] Variable annuity contracts? (Y/N) _______ ____ Y/N C. [/] Scheduled premium variable life contracts? (Y/N) _______ ____ Y/N D. [/] Flexible premium variable life contracts? (Y/N) _______ ____ Y/N E. [/] Other types of insurance products registered under the Securities Act of 1933? (Y/N) _______ ____ Y/N 118. [/] State the number of series existing at the end of the period that had securities registered under the Securities Act of 1933 ______________________________ ____ 119. [/] State the number of new series for which registration statements under the Securities Act of 1933 became effective during the period _________________________ ____ 120. [/] State the total value of the portfolio securities on the date of deposit for the new series included in item 119 ($000's omitted) ___________________________ $___ 121. [/] State the number of series for which a current prospectus was in existence at the end of the period _____________________________ ____ 122. [/] State the number of existing series for which additional units were registered under the Securities Act of 1933 during the current period _____________________ ____ 4 If filing more than one Page 50, "X" box: [ ] For period ending 12/31/11 File number 811-05025 123. [/] State the total value of the additional units considered in answering item 122 ($000's omitted) ____________________________ $___ 124. [/] State the total value of units of prior series that were placed in the portfolios of subsequent series during the current period (the value of these units is to be measured on the date they were placed in the subsequent series) ($000's omitted) _________ $___ 125. [ ] State the total dollar amount of sales loads collected (before reallowances to other brokers or dealers) by Registrant's principal underwriter and any underwriter which is an affiliated person of the principal underwriter during the current period solely from the sale of units of all series of Registrant ($000's omitted) _______________________________________________ $ 16 126. Of the amount shown in item 125, state the total dollar amount of sales loads collected from secondary market operations in Registrant's units (include the sales loads, if any, collected on units of a prior series placed in the portfolio of a subsequent series.) ($000's omitted) ___________________________ $ 0 127. List opposite the appropriate description below the number of series whose portfolios are invested primarily (based upon a percentage of NAV) in each type of security shown, the aggregate total assets at market value as of a date at or near the end of the current period of each such group of series and the total income distributions made by each such group of series during the current period (excluding distributions of realized gains, if any):
Number of Total Assets Total Income Series ($000's Distributions Investing omitted) ($000's omitted) --------- ------------ ---------------- A. U.S. Treasury direct issue _________ $___________ $________ B. U.S. Government agency _________ $___________ $________ C. State and municipal tax-free _________ $___________ $________ D. Public utility debt _________ $___________ $________ E. Brokers or dealers debt or debt of brokers' or dealers' parent _________ $___________ $________ F. All other corporate intermed. & long-term debt _________ $___________ $________ G. All other corporate short-term debt _________ $___________ $________ H. Equity securities of brokers or dealers or parents of brokers or dealers _________ $___________ $________ I. Investment company equity securities 1 $ 45,893 $ 604 J. All other equity securities _________ $___________ $________ K. Other securities _________ $___________ $________ L. Total assets of all series of registrant 1 $ 45,893 $ 604
5 If filing more than one Page 51, "X" box: [ ] For period ending 12/31/11 File number 811-05025 128. [/] Is the timely payment of principal and interest on any of the portfolio securities held by any of Registrant's series at the end of the current period insured or guaranteed by an entity other than the issuer? (Y/N) _______ ____ [If answer is "N" (No), go to item 131.] Y/N 129. [/] Is the issuer of any instrument covered in item 128 delinquent or in default as to payment of principal or interest at the end of the current period? (Y/N) _______ ____ [If answer is "N" (No), go to item 131.] Y/N 130. [/] In computations of NAV or offering price per unit, is any part of the value attributed to instruments identified in item 129 derived from insurance or guarantees? (Y/N) _______ ____ Y/N 131. Total expenses incurred by all series of Registrant during the current reporting period ($000's omitted) ______________________ $389 132. [/] List the "811" (Investment Company Act of 1940) registration number for all Series of Registrant that are being included in this filing: 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ 811-______ This report is signed on behalf of the Registrant in the City of New York and State of New York . Date: February 27, 2012 (Name of Registrant, Depositor, or Trustee) ZALICO Variable Separate Account (formerly KILICO Variable Separate Account) By: /s/ Richard W. Grilli Witness: /s/ Patrick J. Carty --------------------------------- ------------------------------- Richard W. Grilli, Patrick J. Carty, Chief Operating Officer and General Counsel, Corporate Senior Vice President Secretary, and Vice President 6