0001209191-21-037514.txt : 20210603 0001209191-21-037514.hdr.sgml : 20210603 20210603102417 ACCESSION NUMBER: 0001209191-21-037514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOTZ MICHAEL CENTRAL INDEX KEY: 0001179537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38626 FILM NUMBER: 21991564 MAIL ADDRESS: STREET 1: 410 N. 44TH STREET, SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MESA AIR GROUP INC CENTRAL INDEX KEY: 0000810332 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 850302351 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 410 NORTH 44TH STREET STREET 2: SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 BUSINESS PHONE: 602.685.4000 MAIL ADDRESS: STREET 1: 410 NORTH 44TH STREET STREET 2: SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 FORMER COMPANY: FORMER CONFORMED NAME: MESA AIRLINES INC DATE OF NAME CHANGE: 19950426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-01 0 0000810332 MESA AIR GROUP INC MESA 0001179537 LOTZ MICHAEL 410 N. 44TH STREET SUITE 700 PHOENIX AZ 85008 0 1 0 0 President & Chief Officer Common Stock 2021-06-01 4 M 0 28928 0.00 A 204286 D Common Stock 2021-06-01 4 M 0 23158 0.00 A 227444 D Common Stock 2021-06-01 4 M 0 63044 0.00 A 290488 D Common Stock 2021-06-01 4 F 0 47837 9.79 D 242651 D Restricted Stock Award 0.00 2021-06-01 4 M 0 28928 0.00 D 2021-06-01 Common Stock 28928 235450 D Restricted Stock Award 0.00 2021-06-01 4 M 0 23158 0.00 D 2021-06-01 Common Stock 23158 212292 D Restricted Stock Award 0.00 2021-06-01 4 M 0 63044 0.00 D 2021-06-01 Common Stock 63044 149248 D Restricted Stock Award 0.00 2021-06-01 4 A 0 64719 0.00 A 2021-06-01 Common Stock 64719 213967 D A restricted stock award of 314,303 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. This is the final tranche of this award. A restricted stock award of 69,474 shares was granted under the 2018 Equity Incentive Plan on June 1, 2019. The final tranche of this award will vest 23,158 shares on June 1, 2022. A restricted stock award of 189,134 was granted under the 2018 Equity Incentive Plan on June 1, 2020. Additional tranches of this award will vest as follows: 63,045 shares on June 1, 2022; and 63,045 shares on June 1, 2023. A restricted stock award of 64,719 was granted under the 2018 Equity Incentive Plan on June 1, 2021. Tranches of this award will vest annually in equal one third increments. /s/ Michael J. Lotz 2021-06-03