0001193125-20-036783.txt : 20200214 0001193125-20-036783.hdr.sgml : 20200214 20200214080038 ACCESSION NUMBER: 0001193125-20-036783 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 GROUP MEMBERS: CANDLEWOOD INVESTMENT GROUP GENERAL, LLC GROUP MEMBERS: DAVID KOENIG GROUP MEMBERS: MICHAEL LAU SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MESA AIR GROUP INC CENTRAL INDEX KEY: 0000810332 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 850302351 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40348 FILM NUMBER: 20613972 BUSINESS ADDRESS: STREET 1: 410 NORTH 44TH STREET STREET 2: SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 BUSINESS PHONE: 602.685.4000 MAIL ADDRESS: STREET 1: 410 NORTH 44TH STREET STREET 2: SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 FORMER COMPANY: FORMER CONFORMED NAME: MESA AIRLINES INC DATE OF NAME CHANGE: 19950426 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Candlewood Investment Group, LP CENTRAL INDEX KEY: 0001531741 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE STREET 2: SUITE C-303 CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 212-493-4495 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD AVE STREET 2: SUITE C-303 CITY: RYE STATE: NY ZIP: 10580 SC 13G/A 1 d875155dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Mesa Air Group, Inc.

(Name of Issuer)

Common Stock, no par value

(Title of Class of Securities)

590479135

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐

Rule 13d-1(b)

 

☐

Rule 13d-1(c)

 

☒

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 590479135    13G    Page 2 of 8 Pages

 

   1     

NAMES OF REPORTING PERSONS

 

Candlewood Investment Group, LP

   2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

 

   3  

SEC USE ONLY

 

   4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH 

      5      

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

   9     

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

 10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐

 

 11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0%

 12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IA

 

Page 2 of 8 Pages

CUSIP No. 590479135    13G    Page 3 of 8 Pages

 

   1     

NAMES OF REPORTING PERSONS

 

Michael Lau

   2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

 

   3  

SEC USE ONLY

 

   4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH 

      5      

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

   9     

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

 10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐

 

 11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0%

 12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

Page 3 of 8 Pages

CUSIP No. 590479135    13G    Page 4 of 8 Pages

 

   1     

NAMES OF REPORTING PERSONS

 

David Koenig

   2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

 

   3  

SEC USE ONLY

 

   4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH 

      5      

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

   9     

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

 10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐

 

 11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0%

 12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

Page 4 of 8 Pages

CUSIP No. 590479135    13G    Page 5 of 8 Pages

 

   1     

NAMES OF REPORTING PERSONS

 

Candlewood Investment Group General, LLC

   2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

 

   3  

SEC USE ONLY

 

   4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH 

      5      

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

   9     

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

 10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐

 

 11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0%

 12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

 

Page 5 of 8 Pages

CUSIP No. 590479135    13G    Page 6 of 8 Pages

 

Item 1(a).

Name of Issuer: Mesa Air Group, Inc. (the “Company”)

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:

410 North 44th Street, Suite 700

Phoenix, AZ 85008

 

Item 2(a).

Name of Persons Filing:

This Schedule 13G is being filed by:

 

  i.

Candlewood Investment Group, LP (the “Investment Manager”).

 

  ii.

Candlewood Investment Group General, LLC (the “Manager GP”).

 

  iii.

Mr. Michael Lau and Mr. David Koenig (together, the “Managing Partners”) (the Managing Partners, together with the Investment Manager and the Manager GP, the “Reporting Persons”).

 

Item 2(b).

Address of Principal Business Office or, if None, Residence:

555 Theodore Fremd Ave., Suite C-303 Rye, NY 10580

 

Item 2(c).

Citizenship:

 

Investment Manager:    Delaware
Manager GP:    Delaware
Managing Partners:    United States of America

 

Item 2(d).

Title of Class of Securities: Common Stock, no par value (the “Common Stock”)

 

Item 2(e).

CUSIP Number: 590479135

 

Item 3.

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

Not applicable.

 

Item 4.

Ownership.

The information set forth in rows 5 through 11 of the cover pages to this Schedule 13G is incorporated by reference.

 

Page 6 of 8 Pages

CUSIP No. 590479135    13G    Page 7 of 8 Pages

 

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☒.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

Not applicable.

 

Item 10.

Certification.

Not applicable.

 

Page 7 of 8 Pages

CUSIP No. 590479135    13G    Page 8 of 8 Pages

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 14, 2020

 

CANDLEWOOD INVESTMENT GROUP, LP
By:   /s/ Ericka Iachello
Name:   Ericka Iachello
Title:   CFO/Authorized Person
CANDLEWOOD INVESTMENT GROUP GENERAL, LLC
By:   /s/ Michael Lau
Name:   Michael Lau
Title:   Manager
/s/ Michael Lau
Michael Lau
/s/ David Koenig

David Koenig

 

Page 8 of 8 Pages