0000899243-18-021858.txt : 20180809 0000899243-18-021858.hdr.sgml : 20180809 20180809152124 ACCESSION NUMBER: 0000899243-18-021858 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180809 FILED AS OF DATE: 20180809 DATE AS OF CHANGE: 20180809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCKHART DANA J CENTRAL INDEX KEY: 0001747982 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38626 FILM NUMBER: 181004739 MAIL ADDRESS: STREET 1: 410 N. 44TH STREET STREET 2: SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MESA AIR GROUP INC CENTRAL INDEX KEY: 0000810332 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 850302351 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 410 NORTH 44TH STREET STREET 2: SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 BUSINESS PHONE: 602.685.4000 MAIL ADDRESS: STREET 1: 410 NORTH 44TH STREET STREET 2: SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 FORMER COMPANY: FORMER CONFORMED NAME: MESA AIRLINES INC DATE OF NAME CHANGE: 19950426 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2018-08-09 0 0000810332 MESA AIR GROUP INC MESA 0001747982 LOCKHART DANA J 410 N. 44TH STREET, SUITE 700 PHOENIX AZ 85008 1 0 0 0 Common Stock 1488 D Restricted Stock Units 0.00 2019-01-16 Common Stock 14648 D Stock Appreciation Rights 6.40 2016-04-21 2025-07-20 Common Stock 25000 D Stock Appreciation Rights 7.10 2017-01-19 2026-01-18 Common Stock 25000 D Stock Appreciation Rights 5.50 2018-01-17 2027-01-16 Common Stock 27381 D Restricted Stock Award 0.00 2018-01-23 Common Stock 2978 D Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest annually in equal one-third increments beginning on January 16, 2019, until fully vested. Cash-settled stock appreciation rights. Cash-settled stock appreciation rights, of which 8,335 shares remain unvested. Cash-settled stock appreciation rights, of which 18,253 shares remain unvested. The restricted stock award vests as follows: Annually in equal one-third increments beginning on January 23, 2018, until fully vested. /s/ Dana J. Lockhart 2018-08-09